Chapter 2

The classification of surfaces

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Problem 2.1.1
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(a)

Verify that g:(−1,1)→Rg: (-1,1) \to \mathbb {R}, g(x)=x/(1−x2)g(x) = x/(1-x^2), is a homeomorphism and that it restricts to a homeomorphism of [0,1)[0,1) onto [0,∞)[0,\infty ).

(b)

Construct a homeomorphism of B(y,r)B(y,r) onto B(0,1)B(0,1), where y,0∈Rny, 0 \in \mathbb {R}^{n}, r>0r > 0.

(c)

Construct a homeomorphism from k:B(0,1)→Rnk: B(0,1) \to \mathbb {R}^{n}. (Hint: Use the analog of (a).)

Problem 2.1.2

Let Hn={(x1,…,xn)∈Rn:xn≥0}H^{n} = \left\{ (x_{1}, \ldots , x_{n}) \in \mathbb {R}^{n} : x_{n} \geq 0\right\} and ∂Hn={(x1,…,xn)∈Rn:xn=0}\partial H^{n} = \left\{ (x_{1}, \ldots , x_{n}) \in \mathbb {R}^{n} : x_{n} = 0\right\}. An nn-manifold with boundary is a topological space MM such that:

  1. there is an embedding of MM into RN\mathbb {R}^{N} for some NN;

  2. given x∈Mx \in M, there is a neighborhood UU of xx and a homeomorphism hh of UU onto an open set in HnH^{n}.

Show that if h:U→Hnh: U \to H^{n} is a homeomorphism onto an open set in HnH^{n} and h(x)∈∂Hnh(x) \in \partial H^{n}, then there is a smaller open set VV about xx and a homeomorphism h′:V→Hnh': V \to H^{n}.

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Problem 2.1.3

In a manifold with boundary, a point xx with h(x)∈Rn∖∂Hnh(x) \in \mathbb {R}^{n} \setminus \partial H^{n} (i.e.h(x)h(x) in the interior of HnH^{n}) is called an interior point, and a point with h(x)∈∂Hnh(x) \in \partial H^{n} is called a boundary point. Assume the following two results (to be proved in Chapter 6 using homology theory): first, an open set in Rn\mathbb {R}^{n} is not homeomorphic to an open set in Rm\mathbb {R}^{m} for m≠nm \neq n; second, if x∈∂Hnx \in \partial H^{n} and UU is an open set in HnH^{n} about xx, then UU is not homeomorphic to an open set in Rn\mathbb {R}^{n} (or even any Rm\mathbb {R}^{m}).

Using these two results, show that the dimension of a manifold is well defined and that an interior point cannot be a boundary point as well, so the concepts of interior point and boundary point are well defined.

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Problem 2.1.4

Suppose UU is an open set about 0∈[0,∞)=H10 \in [0,\infty ) = H^{1} and VV is an open set in R\mathbb {R}. Show that UU is not homeomorphic to VV.

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Remark.
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Note that there is an interval [0,c)[0,c) contained in UU which is path connected after 00 is removed.

Problem 2.1.5

Show that the boundary of an nn-manifold is either empty or an (n−1)(n-1)-manifold.

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Remark.
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Use the fact that a point is either an interior point or a boundary point but not both.

Problem 2.1.6

Suppose M,NM, N are nn-manifolds with boundary. Show that if h:M→Nh: M \to N is a homeomorphism, then h∣∂Mh|_{\partial M} is a homeomorphism from ∂M\partial M to ∂N\partial N.

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Problem 2.1.7

Theorem (Invariance of domain): Suppose UU is an open subset of Rn\mathbb {R}^{n} and f:U→Rnf: U \to \mathbb {R}^{n} is 11--11 and continuous. Then ff is an open map; that is, it maps open sets to open sets.

Apply this theorem to prove the following version for nn-manifolds: if Mn,NnM^{n}, N^{n} are nn-manifolds and f:Mn→Nnf: M^{n} \to N^{n} is 11--11 and continuous, then ff is an open map. Show that if we also assume that MnM^{n} is compact, connected and NnN^{n} is connected, then ff must be a homeomorphism.

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Problem 2.1.8

Deduce the fact that the dimension of an nn-manifold is well defined from the invariance of domain.

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Problem 2.1.9

Prove that the invariance of domain holds when n=1n = 1.

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Problem 2.1.10

Show directly that H+2={(x1,x2):x1≥0,x2≥0}H^{2}_{+} = \left\{ (x_{1}, x_{2}) : x_{1} \geq 0, x_{2} \geq 0\right\} is homeomorphic to H2H^{2}.

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Remark.
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Use polar coordinates to define the map.

Problem 2.1.11

Show that the product of an mm-manifold MM and nn-manifold NN is an (m+n)(m+n)-manifold M×NM \times N. Conclude that T=S1×S1T = S^{1} \times S^{1} (the torus) is a compact, connected surface.

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Problem 2.1.12

Construct a homeomorphism between the quotient space D11∪idD21D_{1}^{1} \cup_{\mathrm{id}} D_{2}^{1} and the circle S1S^{1}, where Di1D_{i}^{1} denotes a copy of the interval [−1,1][-1,1] and the identification glues corresponding endpoints of the two copies together via the identity.

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Problem 2.2.1

Construct a homeomorphism between the lower half of the disk and the upper half of the disk sending the boundary as indicated in Figure 2.11.

Two homeomorphic half disks.Two homeomorphic half disks.

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Remark.
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Construct homeomorphisms between each half disk and the whole disk.

Problem 2.2.2
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(a)

Use the quotient map f:S2→Pf: S^{2} \to P (identifying each x∈S2x \in S^{2} with its antipodal point −x-x, giving the projective plane PP the quotient topology) to show that PP is a compact, connected surface.

(b)

Use the handle decomposition description of PP (one 00-handle, one 11-handle, and one 22-handle, as constructed above) to show that PP is a compact connected surface.

Problem 2.2.3

Give a description of the Klein bottle KK as a quotient space of R2\mathbb {R}^{2} analogous to the description of the torus TT as a quotient space of R2\mathbb {R}^{2} given in Chapter 1. Use this description to show that KK is a surface.

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Problem 2.2.4

Show that the Klein bottle KK is compact and connected.

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Problem 2.2.5

Show by induction that if D1,…,DkD_{1}, \ldots , D_{k} are kk disjoint disks in the interior of a connected surface MM, and D1′,…,Dk′D_{1}', \ldots , D_{k}' is another collection of kk disjoint disks in the interior of MM, then there is a homeomorphism h:M→Mh: M \to M which is the identity on ∂M\partial M sending DiD_{i} to Di′D_{i}'.

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Remark.
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This is the ``disk lemma'': for disks D1,D2D_{1}, D_{2} in the interior of a connected surface (with boundary) MM, there is a homeomorphism h:M→Mh: M \to M, fixed on ∂M\partial M, with h(D1)=D2h(D_{1}) = D_{2}.

Problem 2.3.1

Recall that a homeomorphism f:R→Rf: \mathbb {R} \to \mathbb {R} is called periodic of period 11 if either f(x+1)=f(x)+1f(x+1) = f(x) + 1 (for ff order preserving) or f(x+1)=f(x)−1f(x+1) = f(x) - 1 (for ff order reversing). Given an order-preserving homeomorphism f′:[a,a+1]→[b,b+1]f': [a, a+1] \to [b, b+1], define f:R→Rf: \mathbb {R} \to \mathbb {R} by writing x∈Rx \in \mathbb {R} uniquely as x=t+nx = t + n with n∈Zn \in \mathbb {Z}, t∈[a,a+1)t \in [a, a+1), and setting f(x)=f′(t)+nf(x) = f'(t) + n. Show that the map ff defined this way is a periodic homeomorphism.

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Problem 2.3.2

Given two disjoint arcs I,I′I, I' in the circle S1S^{1}, choose intervals J,J′⊂RJ, J' \subset \mathbb {R} so that p(J)=Ip(J) = I, p(J′)=I′p(J') = I', where p:R→S1p: \mathbb {R} \to S^{1}, p(t)=(cos⁡2πt,sin⁡2πt)p(t) = (\cos 2\pi t, \sin 2\pi t). The unique order-preserving affine linear homeomorphism from JJ to J′J' induces (via pp) a standard'' homeomorphism from $I$ to $I'$. Show that this standard'' homeomorphism does not depend on the choice of J,J′J, J'.

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Problem 2.3.3
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(a)

Any order-preserving homeomorphism f:I→If: I \to I (where I=[−1,1]I = [-1,1]) is isotopic to the identity.

(b)

Any order-reversing homeomorphism f:I→If: I \to I is isotopic to r′(t)=−tr'(t) = -t.

Part (a) is proved using the isotopy Gt(s)=(1−t)f(s)+tsG_{t}(s) = (1-t)f(s) + ts. Prove part (b).

Problem 2.3.4

Use the homeomorphism h:D1→Ih: D^{1} \to I, h(s)=12(s+1)h(s) = \frac{1}{2}(s+1), and the fact that any order-preserving homeomorphism f:I→If: I \to I is isotopic to the identity while any order-reversing one is isotopic to r′(t)=−tr'(t) = -t (where I=[−1,1]I = [-1,1]), to prove the analogous statement for D1D^{1}:

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(a)

Any order-preserving homeomorphism g:D1→D1g: D^{1} \to D^{1} is isotopic to the identity.

(b)

Any orientation-reversing homeomorphism g:D1→D1g: D^{1} \to D^{1} is isotopic to the reflection r(t)=−tr(t) = -t.

Problem 2.3.5

Define an embedding of D1D^{1} into S1S^{1} to be orientation preserving (resp.reversing) if it is the composition of an order-preserving (reversing) embedding of D1D^{1} into R\mathbb {R} and the map p:R→S1p: \mathbb {R} \to S^{1}, p(t)=(cos⁡2πt,sin⁡2πt)p(t) = (\cos 2\pi t, \sin 2\pi t). A homeomorphism from S1S^{1} to S1S^{1} is orientation preserving if it comes from a periodic homeomorphism of R\mathbb {R} which is order preserving.

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(a)

Suppose f1,f2:D1→S1f_{1}, f_{2}: D^{1} \to S^{1} are orientation-preserving embeddings. Show they are ambient isotopic.

(b)

Suppose f1,f2:D1→S1f_{1}, f_{2}: D^{1} \to S^{1} are orientation-reversing embeddings. Show they are ambient isotopic.

(c)

Suppose f1,f2:D1→S1f_{1}, f_{2}: D^{1} \to S^{1} are embeddings so that f1f_{1} preserves orientation and f2f_{2} reverses orientation. Show they are not ambient isotopic.

A related fact you may use: any orientation-preserving homeomorphism f:S1→S1f: S^{1} \to S^{1} sending 11 to 11 is isotopic to the identity, where 11 is sent to 11 at each stage of the isotopy; any orientation-preserving homeomorphism f:S1→S1f: S^{1} \to S^{1} is isotopic to the identity; this exercise asks you to prove the remaining case:

Remark.
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Any orientation-reversing homeomorphism f:S1→S1f: S^{1} \to S^{1} is isotopic to r(x,y)=(x,−y)r(x,y) = (x,-y).

Problem 2.3.6

When a 11-handle is attached to a single boundary circle of a handlebody, there are two standard ways of attaching it up to homeomorphism, pictured in Figure 2.17: on the left, the new boundary has two components in place of one; on the right, the new boundary still consists of one boundary circle, and there is a Möbius band embedded in the surface using a piece of the collar and the handle h1h^{1}.

Attaching a 1-handle to one boundary circle.Attaching a 1-handle to one boundary circle.

Find the Möbius band that is referred to above on the right surface in Figure 2.17.

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Problem 2.3.7

Show that the result of attaching a 1-handle to the same boundary circle is never homeomorphic to what you get when it is attached to two different boundary circles.

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Remark.
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Consider the number of boundary circles in each case.

Problem 2.3.8

Theorem: Let HH be a handlebody with a handle decomposition with 00-handles and 11-handles. Then: (a) ∂H\partial H is homeomorphic to the disjoint union of a finite number of circles; (b) there is a neighborhood N(∂H)N(\partial H) of ∂H\partial H which is homeomorphic to ∂H×I\partial H \times I, where ∂H×{0}⊂∂H×I\partial H \times \left\{ 0\right\} \subset \partial H \times I is sent to ∂H⊂H\partial H \subset H via the standard identification (x,0)↦x(x,0) \mapsto x.

The proof outline is by induction on the number of 11-handles: the case of 00-handles alone is immediate, and for the inductive step one writes H=H1∪h1H = H_{1} \cup h^{1}, assumes (a) and (b) hold for H1H_{1}, and uses the existence of a collar where the 11-handle is attached to determine the new boundary and its neighborhood, treating separately the case where the two attaching arcs of h1h^1 lie on the same boundary circle of H1H_1 and the case where they lie on two different boundary circles of H1H_1.

Fill in the details of this proof.

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Problem 2.4.1

Show that the complement of the center circle in a Möbius band is connected but that the complement of the center circle in an annulus is separated.

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Problem 2.4.2

Use the previous exercise to show that a Möbius band cannot be embedded in the plane.

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Remark.
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Consider the Jordan curve theorem and invariance of domain.

Problem 2.4.3

An orientation for a handle is an orientation of its boundary circle, meaning a consistent ordering for any arc (a homeomorphic image of an interval in the circle): if two arcs intersect in an arc, the two orderings agree on the arc of intersection. In the Möbius band's handle decomposition with one 00-handle and one 11-handle, show that no matter how one orients each of the two handles, the 11-handle is attached to the 00-handle so that the orientation agrees on one of the two attaching arcs and disagrees on the other.

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Problem 2.4.4

Use the definition of orientability of a handlebody (choosing an orientation for each handle so that the orientations disagree on all identifications of attaching arcs) to determine whether the handlebodies in Figure 2.25 are orientable or not.

Some handlebodies.Some handlebodies.

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Problem 2.4.5

Show by induction on the number of handles that in a connected handlebody any two handles ha,hbh_{a}, h_{b} may be joined by a chain ha=h1,h2,…,hk=hbh_{a} = h_{1}, h_{2}, \ldots , h_{k} = h_{b} with hih_{i} incident to hi+1h_{i+1} (where two handles are called incident if they have boundary arcs which are identified).

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Problem 2.4.6

Give an example of an oriented handlebody H1H_{1} and a handle h1h^{1} attached to H1H_{1} so that h1h^{1} cannot be oriented consistently with the chosen orientations of the handles in H1H_{1}, but H1∪h1H_{1} \cup h^{1} is orientable.

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Problem 2.5.1

Given two compact connected surfaces M,NM, N with boundary, choose an embedding ff of {±1}×D1\left\{ \pm 1\right\} \times D^{1} which sends {−1}×D1\left\{ -1\right\} \times D^{1} into an arc in ∂M\partial M and sends {1}×D1\left\{ 1\right\} \times D^{1} into an arc in ∂N\partial N. The boundary connected sum of MM and NN, written M∪‾NM \mathbin {\overline{\cup }} N, is the surface M∪fD1×D1∪fNM \cup_{f} D^{1} \times D^{1} \cup_{f} N formed by attaching a 11-handle D1×D1D^1 \times D^1 joining MM and NN along these arcs.

If we choose different embeddings iM,iNi_{M}, i_{N} (in the analogous construction for the connected sum M#NM \# N, where a disk is removed from each of M,NM, N and a cylinder D1×S1D^{1} \times S^{1} is glued in along the two resulting boundary circles) giving iM′,iN′i_{M}', i_{N}', then there are orientation-preserving homeomorphisms hM:M→Mh_{M}: M \to M, hN:N→Nh_{N}: N \to N with hMiM=iM′h_{M} i_{M} = i_{M}', hNiN=iN′h_{N} i_{N} = i_{N}', induced by isotopies connecting iM,iM′i_{M}, i_{M}' and iN,iN′i_{N}, i_{N}'. These induce a homeomorphism between the two ways of forming the connected sum, by sending M∖{iM(0)}M \setminus \left\{ i_{M}(0)\right\} to M∖{iM′(0)}M \setminus \left\{ i_{M}'(0)\right\} via hMh_{M} and N∖{iN(0)}N \setminus \left\{ i_{N}(0)\right\} to N∖{iN′(0)}N \setminus \left\{ i_{N}'(0)\right\} via hNh_{N}.

Verify that this description of the homeomorphism in pieces does fit together to give a homeomorphism between the two ways of forming the connected sum with iM,iNi_{M}, i_{N} and iM′,iN′i_{M}', i_{N}'; that is, check that it is consistent with the identifications being made to form the connected sums.

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Problem 2.5.2

Construct a homeomorphism from [−1,1]×[−1,1][-1,1] \times [-1,1] onto [−1,1]×[−1,0][-1,1] \times [-1,0] which fixes pointwise {−1}×[−1,0]∪[−1,1]×{−1}∪{1}×[−1,0]\left\{ -1\right\} \times [-1,0] \cup [-1,1] \times \left\{ -1\right\} \cup \left\{ 1\right\} \times [-1,0].

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Problem 2.5.3

Show that M∪‾N≃N∪‾MM \mathbin {\overline{\cup }} N \simeq N \mathbin {\overline{\cup }} M, where ∪‾\mathbin {\overline{\cup }} denotes boundary connected sum of surfaces with boundary (Exercise 2.5.1).

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Problem 2.5.4

Show that (M∪‾N)∪‾Q≃M∪‾(N∪‾Q)(M \mathbin {\overline{\cup }} N) \mathbin {\overline{\cup }} Q \simeq M \mathbin {\overline{\cup }} (N \mathbin {\overline{\cup }} Q), where ∪‾\mathbin {\overline{\cup }} denotes boundary connected sum of surfaces with boundary (Exercise 2.5.1).

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Problem 2.5.5

Show that M#N≃N#MM \# N \simeq N \# M, where #\# denotes connected sum of surfaces (possibly without boundary).

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Problem 2.5.6

Show that (M#N)#Q≃M#(N#Q)(M \# N) \# Q \simeq M \# (N \# Q).

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Problem 2.5.7

Show that M∪‾D2≃MM \mathbin {\overline{\cup }} D^{2} \simeq M, where ∪‾\mathbin {\overline{\cup }} denotes boundary connected sum (Exercise 2.5.1) and D2D^{2} is the closed disk.

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Remark.
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Write M∪‾D2M \mathbin {\overline{\cup }} D^{2} as M∪R1∪R2M \cup R_{1} \cup R_{2}, where R1,R2R_{1}, R_{2} are rectangles joined along a segment in their boundaries, and use the idea of Exercise 2.5.2.

Problem 2.5.8

If NN is a surface without boundary, and N(p)N_{(p)} denotes NN with pp disjoint disks removed from its interior, show that N(p)∪‾S(q)≃N(p+q−1)N_{(p)} \mathbin {\overline{\cup }} S_{(q)} \simeq N_{(p+q-1)}, where SS is the 22-sphere and ∪‾\mathbin {\overline{\cup }} denotes boundary connected sum (Exercise 2.5.1).

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Remark.
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Consider first the case q=1q = 1.

Problem 2.5.9

Show that M#S2≃MM \# S^{2} \simeq M, where S2S^{2} is the 22-sphere.

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Remark.
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Think about what is removed and what is filled in when we form the connected sum with S2S^{2}. Alternatively, use Exercise 2.5.7 together with the fact that M#N≃(M(1)∪‾N(1))∪h2M \# N \simeq (M_{(1)} \mathbin {\overline{\cup }} N_{(1)}) \cup h^{2}, where M(1),N(1)M_{(1)}, N_{(1)} denote M,NM, N with one disk removed, ∪‾\mathbin {\overline{\cup }} is boundary connected sum, and the final 22-handle fills in the one remaining boundary circle.

Problem 2.5.10

If KK is the Klein bottle, use K≃P#PK \simeq P \# P (where PP is the projective plane) to show that K(1)≃P(1)∪‾P(1)K_{(1)} \simeq P_{(1)} \mathbin {\overline{\cup }} P_{(1)}, where the subscript (1)(1) denotes removing one disk and ∪‾\mathbin {\overline{\cup }} is boundary connected sum (Exercise 2.5.1).

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Problem 2.5.11
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(a)

Show that A#B#C≃(A(1)∪‾B(1)∪‾C(1))∪h2A \# B \# C \simeq (A_{(1)} \mathbin {\overline{\cup }} B_{(1)} \mathbin {\overline{\cup }} C_{(1)}) \cup h^{2}, where ∪‾\mathbin {\overline{\cup }} is boundary connected sum and the subscript (1)(1) denotes removing one disk. Use this to show that the boundary connected sum of kk copies of A(1)A_{(1)} is homeomorphic to the connected sum of kk copies of AA with one disk removed; that is, denoting the connected sum of kk copies of AA by A(k)A^{(k)}, show that A(1)(k)≃A(1)∪‾⋯∪‾A(1)A^{(k)}_{(1)} \simeq A_{(1)} \mathbin {\overline{\cup }} \cdots \mathbin {\overline{\cup }} A_{(1)} (kk copies).

(b)

Then show that A(k)∪‾S(p)≃A(1)∪‾⋯∪‾A(1)∪‾S(p)A^{(k)} \mathbin {\overline{\cup }} S_{(p)} \simeq A_{(1)} \mathbin {\overline{\cup }} \cdots \mathbin {\overline{\cup }} A_{(1)} \mathbin {\overline{\cup }} S_{(p)} (kk copies of A(1)A_{(1)}), where SS is the 22-sphere. (This space is denoted A(p)(k)A^{(k)}_{(p)}.)

Problem 2.6.1

Let BB be the Möbius band. Construct a model of B#TB \# T (the connected sum of BB with the torus TT) and show that it is homeomorphic to B#KB \# K (the connected sum of BB with the Klein bottle KK).

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Remark.
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It will help if the cylinder used to form the connected sum is attached symmetrically, one-fourth and three-fourths of the way across the strip representing BB.

Problem 2.6.2

Here P(1)(k)P^{(k)}_{(1)} denotes the boundary connected sum of kk copies of the projective plane PP with one disk removed, and similarly T(1)(k)T^{(k)}_{(1)} for kk copies of the torus TT. Show that P(1)(k)∪‾T(1)≃P(1)(2k+1)P^{(k)}_{(1)} \mathbin {\overline{\cup }} T_{(1)} \simeq P^{(2k+1)}_{(1)}. Conclude from this that P(1)(l)∪‾T(1)(k)≃P(1)(2k+l)P^{(l)}_{(1)} \mathbin {\overline{\cup }} T^{(k)}_{(1)} \simeq P^{(2k+l)}_{(1)}.

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Problem 2.6.3

For each of the orientable surfaces (given by handle decompositions with a single 00-handle and disjoint 11-handles attached to its boundary) in Figure 2.46, use handle sliding to put it in standard form and identify the surface. Check your answer using the classification theorem (Theorem 2.6.2: a connected, orientable handlebody with 00- and 11-handles and Euler characteristic χ\chi and pp boundary circles is homeomorphic to the standard model for S(p)S_{(p)} or T(p)(g)T^{(g)}_{(p)}, where χ=2−2g−p\chi = 2 - 2g - p).

Surfaces for Exercise 2.6.3.Surfaces for Exercise 2.6.3.

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Remark.
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First find a torus pair (a pair of linked 11-handles which together create T(1)T_{(1)} when attached to a disk) and slide the other handles off of it.

Problem 2.6.4

For each of the nonorientable surfaces in Figure 2.47, use handle sliding to put it in standard form and identify the surface. Check your answer using the classification theorem (Theorem 2.6.2: a connected, nonorientable handlebody with 00- and 11-handles and Euler characteristic χ\chi and pp boundary circles is homeomorphic to the standard model for P(p)(h)P^{(h)}_{(p)}, where χ=2−h−p\chi = 2 - h - p).

Surfaces for Exercise 2.6.4.Surfaces for Exercise 2.6.4.

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Remark.
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First find a twisted handle (a 11-handle attached to a single boundary circle in a way that creates a Möbius band from the disk) and slide the other handles off of it.

Problem 2.6.5

Consider the step in the proof of the classification theorem (Theorem 2.6.2) for the orientable case where a new torus pair (a pair of linked 11-handles) is created by adding a new 11-handle to a handlebody H1H_{1} already in standard form T(p)(g)T^{(g)}_{(p)}, giving H=H1∪h1H = H_{1} \cup h^{1}. Show that, if we regard the 00-handle together with this new torus pair as giving us the torus-with-one-hole T(1)T_{(1)}, then we can remove this piece from the surface and replace it by a consistently oriented disk with the same boundary, to which the other handles (those of H1H_{1} besides its 00-handle) are attached. Considering this disk as the new 00-handle and the other 11-handles as attached to its boundary, forming a handlebody H1′H_{1}', show that H≃H1′#TH \simeq H_{1}' \# T. Then use induction to show that H≃T(p)(g+1)H \simeq T^{(g+1)}_{(p)} when H1′≃T(p)(g)H_{1}' \simeq T^{(g)}_{(p)}.

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Problem 2.6.6

Consider the step in the proof of the classification theorem (Theorem 2.6.2) for the orientable case where a new 11-handle is attached to a single boundary circle of a handlebody H1H_{1} (already in standard form) to form H=H1∪h1H = H_{1} \cup h^{1}. Show that if H1H_{1} is homeomorphic to T(p)(g)T^{(g)}_{(p)}, then we can add a 22-handle to HH so that H∪h2≃H1H \cup h^{2} \simeq H_{1}. Thus, removing this 22-handle shows that H≃T(p+1)(g)H \simeq T^{(g)}_{(p+1)}.

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Problem 2.6.7

Consider the step in the proof of the classification theorem (Theorem 2.6.2) for the nonorientable case where we attach a new 11-handle h1h^{1} to form HH from a handlebody H1H_{1}, which, by induction, may be assumed to be either T(p)(g)T^{(g)}_{(p)} or P(p)(h)P^{(h)}_{(p)} and already in standard form. Show that we can assume in either case that h1h^1 is attached away from the torus pairs or twisted handles of H1H_1, so it may be regarded as attached to S(p)S_{(p)} (the disk with p−1p-1 trivial handles). In the case where H1H_{1} is orientable, h1h^{1} will necessarily be attached to S(p)S_{(p)} so that S(p)∪h1S_{(p)} \cup h^{1} is nonorientable. Show that this is not necessarily the case when H1H_{1} is nonorientable.

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Problem 2.6.8

Show that if a 11-handle h1h^{1} is attached to a single boundary circle of H1≃S(p)H_{1} \simeq S_{(p)} as a twisted handle to form HH, then the union of the 00-handle and h1h^{1} forms a Möbius band P(1)P_{(1)}. Form a new handlebody H2H_{2} by replacing h0∪h1h^{0} \cup h^{1} by a disk with the same boundary and then attaching the other 11-handles (those of H1H_1 besides its 00-handle) to it. Show that H2≃S(p)H_{2} \simeq S_{(p)} and H≃P#H2≃P(p)H \simeq P \# H_{2} \simeq P_{(p)}.

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Problem 2.6.9

Show that if a 11-handle h11h^{1}_{1} is attached to two boundary circles of S(p)S_{(p)} in a twisted fashion to form HH, and we choose another 11-handle h21h^{1}_{2} so that h0∪h21h^{0} \cup h^{1}_{2} forms an annulus whose boundary consists of these two circles, then H1=h0∪h21∪h11H_{1} = h^{0} \cup h^{1}_{2} \cup h^{1}_{1} is a Klein bottle with a disk removed, K(1)K_{(1)}. Form a new handlebody H2H_{2} by removing h0∪h21∪h11h^{0} \cup h^{1}_{2} \cup h^{1}_{1} and replacing it with a disk (the new 00-handle), then adding in all of the other handles of the original standard handle decomposition of S(p)S_{(p)}. Show that H2≃S(p−1)H_{2} \simeq S_{(p-1)} and H≃K#S(p−1)H \simeq K \# S_{(p-1)}.

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Problem 2.6.10

Deduce the general induction step for the nonorientable case of the classification theorem (Theorem 2.6.2) from the constructions of the last three exercises (2.6.7--2.6.9), considering separately:

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(a)

the case where the handle is attached to S(p)S_{(p)} in an orientable fashion;

(b)

the case where the handle is attached to S(p)S_{(p)} in a nonorientable fashion.

Problem 2.7.1

Classification theorem for surfaces: a compact connected surface (possibly with boundary) is homeomorphic to either a sphere with pp disks removed, S(p)S_{(p)}, a connected sum of gg tori with pp disks removed, T(p)(g)T^{(g)}_{(p)}, or a connected sum of hh projective planes with pp disks removed, P(p)(h)P^{(h)}_{(p)}. Orientability, the number pp of boundary components, and the Euler characteristic χ\chi form a complete set of invariants. If the surface MM is orientable with pp boundary components and Euler characteristic χ\chi, then M≃T(p)(g)M \simeq T^{(g)}_{(p)} with g=(2−χ−p)/2g = (2 - \chi - p)/2 (here S(p)=T(p)(0)S_{(p)} = T^{(0)}_{(p)}); if MM is nonorientable with pp boundary components and Euler characteristic χ\chi, then M≃P(p)(h)M \simeq P^{(h)}_{(p)} with h=2−χ−ph = 2 - \chi - p.

Verify the formulas given above for g,hg, h in terms of χ,p\chi , p.

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Problem 2.7.2
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(a)

Show that χ(A1∪‾⋯∪‾An)=χ(A1)+⋯+χ(An)−(n−1)\chi (A_{1} \mathbin {\overline{\cup }} \cdots \mathbin {\overline{\cup }} A_{n}) = \chi (A_{1}) + \cdots + \chi (A_{n}) - (n-1), where ∪‾\mathbin {\overline{\cup }} denotes boundary connected sum.

(b)

Show that χ(A1#⋯#An)=χ(A1)+⋯+χ(An)−2(n−1)\chi (A_{1} \# \cdots \# A_{n}) = \chi (A_{1}) + \cdots + \chi (A_{n}) - 2(n-1).

Problem 2.7.3

Consider the surface S=h0∪h11∪h21∪h31∪h41S = h^{0} \cup h^{1}_{1} \cup h^{1}_{2} \cup h^{1}_{3} \cup h^{1}_{4}, formed as a Möbius band with a 11-handle attached (drawn as the right-hand surface of Figure 2.49: a rectangle h0h^0 with a bump pushed back in, giving a Möbius band, together with an extra handle that can be used to get another Möbius band). Show directly that this surface is P(1)(2)≃P(1)∪‾P(1)P^{(2)}_{(1)} \simeq P_{(1)} \mathbin {\overline{\cup }} P_{(1)} by finding two Möbius bands which are attached together by a 11-handle.

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Problem 2.7.4

Figure 2.50 shows a shaded surface with one boundary component, a knot embedded in R3\mathbb {R}^{3} (pictured via a planar projection with over/undercrossings). It decomposes into three 00-handles h10,h20,h30h^{0}_{1}, h^{0}_{2}, h^{0}_{3} (disks cut off by line segments joining parts of the knot) and four 11-handles h11,h21,h31,h41h^{1}_{1}, h^{1}_{2}, h^{1}_{3}, h^{1}_{4} (twisted rectangular strips in R3\mathbb {R}^{3} joining these disks), giving Euler characteristic χ=3−4=−1\chi = 3 - 4 = -1; orienting h10h^{0}_{1} counterclockwise and h20,h30h^{0}_{2}, h^{0}_{3} clockwise, the handles h11,h21,h31h^{1}_{1}, h^{1}_{2}, h^{1}_{3} can be oriented consistently with these, but h41h^{1}_{4} cannot be oriented consistently with the rest, so the surface is nonorientable; it is homeomorphic to P(1)(2)P^{(2)}_{(1)} (a Möbius band boundary-summed with another Möbius band, obtained by noting that h10∪h20∪h30∪h11∪h31h^{0}_{1} \cup h^{0}_{2} \cup h^{0}_{3} \cup h^{1}_{1} \cup h^{1}_{3} is five rectangles laid end on end, equivalent to a single rectangle; adding h41h^{1}_{4} gives a Möbius band, and adding h21h^{1}_{2} gives the Klein bottle with one hole).

Figure 2.51 shows another surface with the same knot as its boundary, built by an algorithm due to Seifert, again from three 00-handles h10,h20,h30h^{0}_{1}, h^{0}_{2}, h^{0}_{3} (with h10h^{0}_{1} lying above the plane containing most of the knot, like the upper hemisphere of the sphere) and four 11-handles h11,h21,h31,h41h^{1}_{1}, h^{1}_{2}, h^{1}_{3}, h^{1}_{4}, connected by h11h^{1}_{1} and h31h^{1}_{3} so that, as before, these five handles fit together to give one rectangle.

Surface bounded by a knot.Surface bounded by a knot.

Another surface bounded by the same knot, via Seifert’s algorithm.Another surface bounded by the same knot, via Seifert’s algorithm.

By looking at Figure 2.51 as this rectangle with the two remaining 11-handles h21,h41h^{1}_{2}, h^{1}_{4} attached, mimic the argument for Figure 2.50 above to show directly that the surface of Figure 2.51 is T(1)T_{(1)} (it has one boundary circle, the knot, and Euler characteristic −1-1, so the handles h21,h41h^{1}_{2}, h^{1}_{4} can in fact be oriented consistently with the rest).

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Problem 2.7.5

Determine which of the standard model surfaces the two surfaces in Figure 2.52 are homeomorphic to.

Surfaces to identify for Exercise 2.7.5.Surfaces to identify for Exercise 2.7.5.

For (b), the exterior region depicts a disk lying over the plane, which can be taken as a 00-handle. The knot which they bound is called the trefoil knot. Use the classification theorem and then give simpler handle decompositions to exhibit these regions more clearly, in analogy to the worked example of Figure 2.50/2.51 (a shaded surface bounded by a knot, decomposed into 00-handles given by disks cut off by line segments joining parts of the knot, and 11-handles given by twisted rectangular strips joining these disks). For each surface, give a handle decomposition with the minimal number of handles.

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Problem 2.7.6

Identify the following surfaces (in terms of the standard models S(p)S_{(p)}, T(p)(g)T^{(g)}_{(p)}, P(p)(h)P^{(h)}_{(p)}):

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(a)

MM has χ=−5\chi = -5, is nonorientable, and has three boundary components.

(b)

NN is orientable, has χ=−2\chi = -2, and has empty boundary.

Problem 2.7.7

Identify the surfaces depicted in Figure 2.56.

Surfaces for Exercise 2.7.7: (a) a sphere with two holes and a 1-handle attached; (b) a disk with two holes and a 1-handle attached.Surfaces for Exercise 2.7.7: (a) a sphere with two holes and a 1-handle attached; (b) a disk with two holes and a 1-handle attached.

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(a)

The sphere with two holes and a 1-handle attached, shown in Figure 2.56(a).

(b)

The disk with two holes and a 1-handle attached, shown in Figure 2.56(b).

Problem 2.7.8

Identify the surface depicted in Figure 2.57.

Surface for Exercise 2.7.8.Surface for Exercise 2.7.8.

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Remark.
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First fill in the obvious holes. Then find a handle decomposition of what is left. Also, you might try breaking it into a connected sum of pieces that are easier to identify.

Problem 2.7.9

Identify the surfaces in Figure 2.58, where the octagon's edges are identified in pairs as indicated by the matching letters and arrow directions.

Surfaces for Exercise 2.7.9.Surfaces for Exercise 2.7.9.

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(a)

The surface obtained from the edge identifications shown in Figure 2.58(a).

(b)

The surface obtained from the edge identifications shown in Figure 2.58(b).

Problem 2.9.1

Exercises 2.9.1--2.9.8 together outline an argument that any compact connected 11-manifold is homeomorphic to S1S^{1}.

Verify that the circle S1S^{1} is a compact connected 11-manifold. Show that S1S^{1} can be covered by two open sets U,VU, V, each homeomorphic to R\mathbb {R}, so that U∩VU \cap V is homeomorphic to the union of two disjoint open rays.

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Problem 2.9.2

Show that a compact 11-manifold is not homeomorphic to an open set in R\mathbb {R}.

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Problem 2.9.3

Show that a proper open set in R\mathbb {R} may be decomposed (uniquely) as the union of a disjoint (countable) collection of intervals and rays.

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Remark.
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For x∈Ux \in U, find the largest interval Ix⊂UI_{x} \subset U containing xx.

Problem 2.9.4

Suppose Ui,UjU_{i}, U_{j} are two open sets in a 11-manifold MM with homeomorphisms hi:Ui→Rh_{i}: U_{i} \to \mathbb {R}, hj:Uj→Rh_{j}: U_{j} \to \mathbb {R}, and hji=hjhi−1:hi(Ui∩Uj)→hj(Ui∩Uj)h_{ji} = h_{j} h_{i}^{-1}: h_{i}(U_{i} \cap U_{j}) \to h_{j}(U_{i} \cap U_{j}) is the homeomorphism between the two images of Ui∩UjU_{i} \cap U_{j}. Show that if a finite interval (a,b)(a,b) is in the decomposition of Exercise 2.9.3 for hi(Ui∩Uj)h_{i}(U_{i} \cap U_{j}), then hji(a,b)=Rh_{ji}(a,b) = \mathbb {R}.

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Remark.
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Suppose hji(a,b)=(c,d)h_{ji}(a,b) = (c,d) and hjih_{ji} is order preserving. If {ak}\left\{ a_{k}\right\} is a sequence in (a,b)(a,b) converging to aa, then {hi−1(ak)}\left\{ h_{i}^{-1}(a_{k})\right\} will be a sequence in MM converging to both hi−1(a)h_{i}^{-1}(a) and hj−1(c)h_{j}^{-1}(c), which is impossible in a metric space. Similar reasoning shows that the only possibility is hji(a,b)=Rh_{ji}(a,b) = \mathbb {R}.

Problem 2.9.5

With Ui,Uj,hi,hjU_{i}, U_{j}, h_{i}, h_{j} as in Exercise 2.9.4, show that one of the following three cases must occur:

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(a)

hi(Ui∩Uj)h_{i}(U_{i} \cap U_{j}) or hj(Ui∩Uj)h_{j}(U_{i} \cap U_{j}) is R\mathbb {R};

(b)

hi(Ui∩Uj)h_{i}(U_{i} \cap U_{j}) and hj(Ui∩Uj)h_{j}(U_{i} \cap U_{j}) are each a ray;

(c)

hi(Ui∩Uj)h_{i}(U_{i} \cap U_{j}) and hj(Ui∩Uj)h_{j}(U_{i} \cap U_{j}) each consist of two rays.

Problem 2.9.6

Show that in cases (a) and (b) of Exercise 2.9.5, Ui∪UjU_{i} \cup U_{j} is homeomorphic to R\mathbb {R}.

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Problem 2.9.7

Show that in case (c) of Exercise 2.9.5, Ui∪UjU_{i} \cup U_{j} is homeomorphic to S1S^{1}.

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Problem 2.9.8

Use induction on the number of open sets in a covering of MM by open sets homeomorphic to R\mathbb {R}, together with Exercises 2.9.6 and 2.9.7, to conclude that a compact connected 11-manifold is homeomorphic to S1S^{1}.

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Remark.
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Show that if U1∪U2U_{1} \cup U_{2} already falls into case (c) of Exercise 2.9.5, then any more UiU_{i} are superfluous; that is, Ui⊂U1∪U2U_{i} \subset U_{1} \cup U_{2}, using an argument similar to the one outlined in Exercise 2.9.4.

Problem 2.9.9

Show that a connected nn-manifold is path connected.

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Remark.
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Mimic the proof that a connected open set in Rn\mathbb {R}^{n} is path connected, or use Exercise 1.9.51.

Problem 2.9.10

Show that a compact nn-manifold has only a finite number of path components, each of which is a compact, connected nn-manifold. Conclude that a compact 11-manifold is the disjoint union of a finite number of circles.

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Problem 2.9.11

Show that in a compact connected 11-manifold with nonempty boundary, if hi(Ui)=[0,∞)h_{i}(U_{i}) = [0,\infty ) and hj(Vj)=Rh_{j}(V_{j}) = \mathbb {R} and we do not have Vj⊂UiV_{j} \subset U_{i}, and Ui∩Vj≠∅U_{i} \cap V_{j} \neq \varnothing, then hi(Ui∩Vj)h_{i}(U_{i} \cap V_{j}) and hj(Ui∩Vj)h_{j}(U_{i} \cap V_{j}) must each be rays, and Ui∪VjU_{i} \cup V_{j} is homeomorphic to [0,∞)[0,\infty ).

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Problem 2.9.12

Show that in a compact connected 11-manifold with nonempty boundary, if hi(Ui)=[0,∞)h_{i}(U_{i}) = [0,\infty ) and hj(Uj)=[0,∞)h_{j}(U_{j}) = [0,\infty ) with hi−1(0)≠hj−1(0)h_{i}^{-1}(0) \neq h_{j}^{-1}(0), and Ui∩Uj≠∅U_{i} \cap U_{j} \neq \varnothing, then hi(Ui∩Uj)=(a,∞)h_{i}(U_{i} \cap U_{j}) = (a,\infty ), a>0a > 0, and hj(Ui∩Uj)=(b,∞)h_{j}(U_{i} \cap U_{j}) = (b,\infty ), with hji:(a,∞)→(b,∞)h_{ji}: (a,\infty ) \to (b,\infty ) an orientation-reversing diffeomorphism, and U1∪U2U_{1} \cup U_{2} is homeomorphic to a closed interval.

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Problem 2.9.13

Show that a compact connected 11-manifold with nonempty boundary is homeomorphic to [0,1][0,1].

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Problem 2.9.14

Show that Exercise 2.9.13 implies Exercise 2.9.8.

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Remark.
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Remove an open interval (a,b)(a,b) in a neighborhood homeomorphic to R\mathbb {R} from the given compact connected 1-manifold.

Problem 2.9.15

Show that Figure 2.64 does not represent a 11-manifold.

Not a 1-manifold.Not a 1-manifold.

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Remark.
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Look at a small neighborhood of one of the points where three segments come together. Show that if it were a 1-manifold, there would have to be a standard neighborhood that is homeomorphic to a connected open subset of the line, and derive a contradiction from this.

Problem 2.9.16

Show that the map f:S→Pf: S \to P, f(x)=[x]f(x) = [x], arising from considering PP (the projective plane) as a quotient space of SS (the 22-sphere) by identifying xx with −x-x, has the property that given y∈Py \in P, there is a neighborhood UU of yy so that f−1(U)=U1⊔U2f^{-1}(U) = U_{1} \sqcup U_{2} (a disjoint union) and f∣Uif|_{U_{i}} is a homeomorphism of UiU_{i} onto UU.

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Problem 2.9.17

Construct a continuous map p:T→Kp: T \to K (from the torus to the Klein bottle) so that, given x∈Kx \in K, there is a neighborhood UU of xx so that p−1(U)=U1⊔U2p^{-1}(U) = U_{1} \sqcup U_{2} (a disjoint union) and p∣Uip|_{U_{i}} is a homeomorphism of UiU_{i} onto UU.

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Remark.
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Consider TT and KK as quotient spaces of R2\mathbb {R}^{2}, or alternatively, consider TT as a quotient space of [−1,3]×[−1,1][-1,3] \times [-1,1] and KK as a quotient space of [−1,1]×[−1,1][-1,1] \times [-1,1].

Problem 2.9.18

Construct a homeomorphism between the complement of two points in the sphere SS and the complement of one circle (properly chosen) in the torus TT.

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Problem 2.9.19

Construct a continuous map from the torus T=Sa1×Sb1T = S^{1}_{a} \times S^{1}_{b} onto the sphere SS which sends Sa1×{p}∪{p}×Sb1S^{1}_{a} \times \left\{ p\right\} \cup \left\{ p\right\} \times S^{1}_{b} to the south pole and is a homeomorphism on T∖(Sa1×{p}∪{p}×Sb1)T \setminus (S^{1}_{a} \times \left\{ p\right\} \cup \left\{ p\right\} \times S^{1}_{b}).

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Remark.
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Consider a rotating family of planes through the south pole and their intersection with SS (see Figure 2.65: collapsing a wedge in a torus, going from labeled points 1,2,31,2,3 on a cylinder identified to get a torus, to the corresponding points on a sphere). Alternatively, think of both SS and TT as arising from a disk by making certain identifications on the boundary circle.

Problem 2.9.20

Remove a small neighborhood of the center circle in the Möbius band, which is itself a smaller Möbius band. Show that the resulting space is homeomorphic to a cylinder.

Removing a smaller Möbius band.Removing a smaller Möbius band.

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Problem 2.9.21

Show that there is a circle embedded in T∖D2T \setminus D^{2} (the torus with an open disk removed) which, when removed, has connected complement. Use this fact to show that T(p)(k)T^{(k)}_{(p)} (the connected sum of kk tori with pp disks removed) cannot be embedded in the plane, where k≥1k \geq 1, p≥0p \geq 0.

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Problem 2.9.22

Show that a 22-sphere SS cannot be embedded in the plane.

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Remark.
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Use invariance of domain.

Problem 2.9.23

Use Exercises 2.9.21, 2.9.22, 2.4.1, and the classification theorem to characterize the compact connected surfaces (with or without boundary) that can be embedded in the plane.

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Problem 2.9.24

Construct an embedding of the Möbius band into the solid torus S1×D2S^{1} \times D^{2} so that the boundary curve of the Möbius band is embedded on the boundary torus S1×S1S^{1} \times S^{1}. Describe the composition of the embedding of the boundary circle with the projections of T=Sa1×Sb1T = S^{1}_{a} \times S^{1}_{b} onto the circles Sa1S^{1}_{a} and Sb1S^{1}_{b}.

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Problem 2.9.25

Theorem (strong form of the Schönflies theorem): let C=f(S1)C = f(S^{1}) be a simple closed curve in the plane and R2∖C=A∪B\mathbb {R}^{2} \setminus C = A \cup B as given by the Jordan curve theorem, with AA bounded. Then there is an ambient isotopy G:R2×I→R2×IG: \mathbb {R}^{2} \times I \to \mathbb {R}^{2} \times I with G0=idG_{0} = \mathrm{id}, so that G1(C)=S1G_{1}(C) = S^{1} and G1(A)=D2G_{1}(A) = D^{2}. The ambient isotopy can be chosen to be the identity outside a large disk.

Lemma: any embedded disk f:D2→R2f: D^{2} \to \mathbb {R}^{2} is ambient isotopic to g:D2→R2g: D^{2} \to \mathbb {R}^{2} with g(D2)=D2g(D^{2}) = D^{2} and g(S1)=S1g(S^{1}) = S^{1}, where the ambient isotopy can be chosen to be the identity outside a large disk.

Use the theorem above to prove the lemma.

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Problem 2.9.26

If f:D2→D2f: D^{2} \to D^{2} is a homeomorphism, say ff is orientation preserving (reversing) if f∣S1f|_{S^{1}} is. Recall that any orientation-preserving homeomorphism of S1S^{1} is isotopic to the identity, and any orientation-reversing one is isotopic to r(x,y)=(x,−y)r(x,y) = (x,-y) (extending the earlier result for the circle).

Prove the disk version:

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(a)

An orientation-preserving homeomorphism f:D2→D2f: D^{2} \to D^{2} is isotopic to the identity.

(b)

An orientation-reversing homeomorphism f:D2→D2f: D^{2} \to D^{2} is isotopic to the reflection r(x,y)=(x,−y)r(x,y) = (x,-y).

Remark.
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(a)

The key idea is to first extend f∣S1f|_{S^{1}} to a homeomorphism F:D2→D2F: D^{2} \to D^{2} by coning at 00, and extend the isotopy FtF_{t} between the identity and f∣S1f|_{S^{1}} to an isotopy GtG_{t} between the identity and this extension. Then g=G1−1fg = G_{1}^{-1}f will be isotopic to ff and will be the identity on S1S^{1}. Then show that gg is isotopic to the identity via an isotopy that gradually increases the annular region near the boundary which is sent via the identity and compresses the action of gg to smaller and smaller disks about the origin.

(b)

This follows from part (a) by using a composition of rr and the isotopy.

Problem 2.9.27

Suppose f:D2→D2f: D^{2} \to D^{2} is isotopic to the identity with the restriction to S1S^{1} given by Ft:S1→S1F_{t}: S^{1} \to S^{1}, with F0=idF_{0} = \mathrm{id} and F1=f∣S1F_{1} = f|_{S^{1}}. Extend ff to a homeomorphism f~:R2→R2\tilde{f}: \mathbb {R}^{2} \to \mathbb {R}^{2} as follows: for 1≤r=∣x∣≤21 \leq r = \left|x\right| \leq 2, define f~(x)=rF2−r(x/r)\tilde{f}(x) = rF_{2-r}(x/r) (using the isotopy FtF_{t} on each circle), so that f~(x)=x\tilde{f}(x) = x for ∣x∣=2\left|x\right| = 2, and define f~(x)=x\tilde{f}(x) = x for ∣x∣≥2\left|x\right| \geq 2.

Give an isotopy between f~\tilde{f} and the identity which extends the isotopy between ff and the identity.

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Problem 2.9.28

Theorem (strong form of the disk lemma in the plane): let f:D2→R2f: D^{2} \to \mathbb {R}^{2} be an embedded disk in the plane. Then there is an isotopy G:R2×I→R2×IG: \mathbb {R}^{2} \times I \to \mathbb {R}^{2} \times I with G0=idG_{0} = \mathrm{id} and G1f=iG_{1}f = i or G1f=irG_{1}f = ir, where i:D2→R2i: D^{2} \to \mathbb {R}^{2} is the inclusion map of the unit disk and rr is the reflection r(x,y)=(x,−y)r(x,y) = (x,-y). This isotopy is the identity outside a large disk. Moreover, there is no such isotopy connecting ii and irir.

Deduce all but the last statement of this theorem (i.e.everything except the fact that ii and irir are not isotopic, which will be shown in Chapter 6 as an application of homology) from the preceding exercises (Lemma 2.9.1 and Exercises 2.9.26--2.9.27).

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Problem 2.9.29

For ϵ<1\epsilon < 1, define cϵ:[0,∞)→[0,∞)c_{\epsilon }: [0,\infty ) \to [0,\infty ) to be:

  1. the identity on [2,∞)[2,\infty );

  2. the affine linear map sending [0,1][0,1] to [0,ϵ][0,\epsilon ] by multiplying by ϵ\epsilon;

  3. the unique affine linear map sending [1,2][1,2] to [ϵ,2][\epsilon ,2]. Give a formula for cϵc_{\epsilon } and show that cϵc_{\epsilon } is isotopic to the identity with an isotopy ktk_{t} which is the identity on [2,∞)[2,\infty ).

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Problem 2.9.30

Using cϵc_{\epsilon } of the preceding exercise, define Cϵ:R2→R2C_{\epsilon }: \mathbb {R}^{2} \to \mathbb {R}^{2} by Cϵ(x)=cϵ(∣x∣)x/∣x∣C_{\epsilon }(x) = c_{\epsilon }(\left|x\right|)x/\left|x\right| for x≠0x \neq 0, Cϵ(0)=0C_{\epsilon }(0) = 0.

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(a)

Show that CϵC_{\epsilon } is isotopic to the identity with identity isotopy outside 2D22D^{2}, via an isotopy KtK_{t}.

(b)

For an embedded disk f:D2→Mf: D^{2} \to M which is the restriction of an embedding f~:R2→M\tilde{f}: \mathbb {R}^{2} \to M, let f~ϵ=f~Cϵ\tilde{f}_{\epsilon } = \tilde{f}C_{\epsilon }. Show that f=f~if = \tilde{f}i is ambient isotopic to fϵ=f~ϵif_{\epsilon } = \tilde{f}_{\epsilon }i, where the ambient isotopy is the identity off of f(2D2)f(2D^{2}).

(c)

Show that if V⊂MV \subset M is an open set about f(0)f(0), then ff is ambient isotopic to gg with g(D2)⊂Vg(D^{2}) \subset V.

Problem 2.9.31

Show that given x,y∈int D2x, y \in \mathrm{int}\, D^{2}, there is a homeomorphism h:D2→D2h: D^{2} \to D^{2} with h(x)=yh(x) = y and h(z)=zh(z) = z for z∈S1z \in S^{1}. Show that hh is isotopic to the identity where the isotopy Ht∣∂D=idH_{t}|_{\partial D} = \mathrm{id}.

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Remark.
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Use coning.

Problem 2.9.32

Suppose that MM is a connected surface with (possibly empty) boundary and x,y∈int Mx, y \in \mathrm{int}\, M. Show that there is an isotopy HtH_{t} of MM which is the identity on ∂M\partial M with H0=idH_{0} = \mathrm{id} and H1(x)=yH_{1}(x) = y. If CC is a collar of the boundary and x,y∈M∖Cx, y \in M \setminus C, show that we can assume that HH is the identity on CC.

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Remark.
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Fix x∈int Mx \in \mathrm{int}\, M. Let U=int MU = \mathrm{int}\, M, and consider the set AA of those points y∈Uy \in U so that there is an isotopy HtH_{t} of MM which is the identity on ∂M\partial M with H0=idH_{0} = \mathrm{id} and H1(x)=yH_{1}(x) = y. Show that AA is both open and closed in UU. Use the connectedness of UU to show that A=UA = U.

Problem 2.9.33

Use the preceding exercises and the strong form of the disk lemma in the plane (Theorem 2.4.2, restated in Exercise 2.9.28) to show that given any two embedded disks f1,f2:D2→int Mf_{1}, f_{2}: D^{2} \to \mathrm{int}\, M, there is an isotopy HtH_{t} of MM which is the identity on a collar neighborhood of the boundary so that H0=idH_{0} = \mathrm{id} and H1f1=f2H_{1}f_{1} = f_{2} or H1f1=f2rH_{1}f_{1} = f_{2}r (this is the strong form of the disk lemma, Theorem 2.4.3).

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Remark.
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Let U=f~2(R2)U = \tilde{f}_{2}(\mathbb {R}^{2}) be an open set about f2(0)f_{2}(0). Show that there is an ambient isotopy H1H^{1} in MM with H1(f1(0))=f2(0)H^{1}(f_{1}(0)) = f_{2}(0) and f1(D2)⊂Uf_{1}(D^{2}) \subset U. Then use Theorem 2.4.2.

Problem 2.9.34

A space MM is called homogeneous if, given x,y∈Mx, y \in M, there is a homeomorphism h:M→Mh: M \to M with h(x)=yh(x) = y. Use Exercise 2.9.32 to show that a connected manifold without boundary is homogeneous.

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Problem 2.9.35

Show that if a homeomorphism f:R2→R2f: \mathbb {R}^{2} \to \mathbb {R}^{2} satisfies f∣R2∖RD2=idf|_{\mathbb {R}^{2} \setminus RD^{2}} = \mathrm{id} (for some RR, where RD2RD^2 denotes the disk of radius RR), then ff is isotopic to the identity.

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Problem 2.9.36

Use Lemma 2.9.1 (Exercise 2.9.25) to show that given any two 22-disks D1,D2D_{1}, D_{2} embedded in the plane, there is an isotopy Ht:R2→R2H_{t}: \mathbb {R}^{2} \to \mathbb {R}^{2} which is the identity outside of a large disk so that H0=idH_{0} = \mathrm{id} and H1(D1)=D2H_{1}(D_{1}) = D_{2}.

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Problem 2.9.37

From the proof of the classification theorem for handlebodies, a nonorientable surface possesses an embedded Möbius band which we can think of as arising inside a twisted handle and a collar of the 00-handle. For any boundary circle CC, we can take a collar of this circle, the Möbius band, and a rectangle joining them to form a subset WW which is homeomorphic to the left diagram of Figure 2.67.

Using a Möbius band to reverse orientation on a boundary circle.Using a Möbius band to reverse orientation on a boundary circle.

Explain why this region is homeomorphic to a Möbius band with a disk removed, as pictured on the right side of Figure 2.67. Use this homeomorphism to find a homeomorphism of the handlebody which is the identity outside of WW and reverses the orientation of CC.

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Problem 2.9.38

Use the previous exercise and the discussion preceding Theorem 2.6.5 (that, for a connected oriented surface, there is a homeomorphism which reverses orientation on each boundary circle, and if the surface is nonorientable, there is a homeomorphism which reverses orientation on a single chosen boundary circle while preserving orientation on the others) to give an independent proof of Corollary 2.4.6 for handlebodies: that for a compact connected surface MM with boundary, a subcollection C1,…,CkC_{1}, \ldots , C_{k} of boundary circles of MM, and a permutation σ\sigma of {1,…,k}\left\{ 1,\ldots ,k\right\}, there is a homeomorphism h:M→Mh: M \to M which is the identity on ∂M∖Ci\partial M \setminus C_{i} so that h(Ci)=Cσ(i)h(C_{i}) = C_{\sigma (i)}, preserving orientation on the boundary circles if MM is oriented (and, if MM is nonorientable, hh can be chosen to preserve or reverse orientation on each CiC_{i} independently).

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Problem 2.9.39

In Chapter 6, it is shown that handle-oriented surfaces (Definition 2.4.4) are disk-oriented (Definition 2.4.2). Use this to show that the three definitions of being orientable for handlebodies (handle-orientable, Möbius-orientable in the sense of Definition 2.4.1, and disk-orientable in the sense of Definition 2.4.2) are equivalent.

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Remark.
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Show handle-nonorientable implies Möbius-nonorientable implies disk-nonorientable implies handle-nonorientable.

Problem 2.9.40

Give a handlebody decomposition for each of the surfaces in Figure 2.68 and orient the handles consistently to show that the surfaces are orientable.

Orientable handlebodies.Orientable handlebodies.

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Problem 2.9.41

Show that the surfaces in Figure 2.69 are nonorientable by finding an embedded Möbius band. Then find a handle decomposition in each case and show that the handles cannot be oriented consistently.

Finding a Möbius band.Finding a Möbius band.

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Problem 2.9.42

Show that a handlebody with only one 00-handle is connected.

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Problem 2.9.43

In the connected handlebodies of Figure 2.70, find a new decomposition with exactly one 00-handle.

Decompositions with a single 0-handle.Decompositions with a single 0-handle.

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Problem 2.9.44

Find a new handle decomposition for Figure 2.70(c) so that the 11-handles are all attached to the boundaries of the 00-handles.

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Problem 2.9.45

What is the minimal number of 11-handles required for a handle decomposition of T#TT \# T? Construct a handle decomposition of T#TT \# T with this minimal number of 11-handles.

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Remark.
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Consider the Euler characteristic.

Problem 2.9.46

Construct a handle decomposition of (T#T)(1)(T \# T)_{(1)} with three 00-handles, seven 11-handles, and one 22-handle.

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Problem 2.9.47

Write the surfaces in Figure 2.71 as connected sums, or boundary connected sums, of other surfaces, none of which is a disk or a sphere. Indicate in the figure what the two pieces are and which of the standard surfaces (with boundary) each is homeomorphic to.

Connected sums.Connected sums.

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Problem 2.9.48

In each of the surfaces with boundary in Figure 2.72, find an arc AA joining two points on the boundary so that if we cut the surface along the arc and open it up (equivalently, remove a neighborhood A×(−1,1)A \times (-1,1) of the arc), we get two surfaces, neither of which is homeomorphic to a disk. Relate this to a boundary connected-sum decomposition.

Separating arcs and boundary sums.Separating arcs and boundary sums.

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Problem 2.9.49

In each of the surfaces in Figure 2.73, find an embedded circle CC which separates the surface so that if we cut the surface along the circle (equivalently, remove a neighborhood C×(−1,1)C \times (-1,1) of the circle), we get two surfaces, neither of which is homeomorphic to S(p)S_{(p)} (a sphere with some disks removed). Relate this to a connected-sum decomposition.

Separating circles and connected sums.Separating circles and connected sums.

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Problem 2.9.50

Show that the disk with the upper semicircle identified to the lower semicircle as indicated in Figure 2.74(a) is homeomorphic to SS (the sphere).

Quotients of the disk.Quotients of the disk.

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Remark.
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Send the arc aa to an arc in the xzxz-plane joining (−1,0,0)(-1,0,0) to (1,0,0)(1,0,0) going through the south pole, and send vertical lines to the intersection of SS with planes parallel to the yzyz-plane.

Problem 2.9.51

Show that the disk with the upper semicircle identified to the lower semicircle as indicated in Figure 2.74(b) is homeomorphic to PP (the projective plane).

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Problem 2.9.52

Show that the disk with identifications on the boundary circle as indicated in Figure 2.74(c) is homeomorphic to TT (the torus).

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Problem 2.9.53

If the boundary of a disk is divided into 2n2n edges and the edges are identified in pairs, show that the quotient space represents a compact connected surface.

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Problem 2.9.54

Suppose a surface SS comes from a disk by dividing its boundary into 2n2n edges and identifying the edges in pairs. Associate to SS the word given by starting at a vertex and reading counterclockwise around the circle (and reading a−1a^{-1} whenever the arrow on edge aa points clockwise). For example, this gives the words aa−1aa^{-1}, aaaa, and aba−1b−1aba^{-1}b^{-1} for Figure 2.74(a), (b), and (c) respectively (see Exercises 2.9.50--2.9.52).

Show that if w(X)w(X) represents the word associated to XX in this fashion, and similarly w(Y)w(Y) (using different letters) is associated to YY, then the juxtaposition w(X)w(Y)w(X)w(Y) is associated to X#YX \# Y (e.g.bbcdc−1d−1bbcdc^{-1}d^{-1} is associated to P#TP \# T).

Connected sum and words: remove the two disks and identify copies of e.Connected sum and words: remove the two disks and identify copies of e.

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Remark.
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Form the connected sum as indicated in Figure 2.75.

Problem 2.9.55

Using the word-association convention of Exercise 2.9.54, show that T(k)T^{(k)} (the connected sum of kk tori) may be represented as a disk with identifications on the boundary associated to the word a1b1a1−1b1−1⋯akbkak−1bk−1a_{1}b_{1}a_{1}^{-1}b_{1}^{-1} \cdots a_{k}b_{k}a_{k}^{-1}b_{k}^{-1}. Show that P(k)P^{(k)} (the connected sum of kk projective planes) may be represented as a disk with identifications on the boundary associated to the word a1a1⋯akaka_{1}a_{1} \cdots a_{k}a_{k}.

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Problem 2.9.56

Using the word-association convention of Exercise 2.9.54, show that the words a1a1a2a2a3a3a_{1}a_{1}a_{2}a_{2}a_{3}a_{3}, a1a1a2a3a2−1a3a_{1}a_{1}a_{2}a_{3}a_{2}^{-1}a_{3}, and a1a1a2a3a2−1a3−1a_{1}a_{1}a_{2}a_{3}a_{2}^{-1}a_{3}^{-1} are associated to homeomorphic surfaces.

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Problem 2.9.57

Suppose T1,…,TnT_{1}, \ldots , T_{n} are triangles in RN\mathbb {R}^{N} so that:

  1. any two triangles are disjoint or they intersect in a common edge or vertex;

  2. every edge is the edge of precisely two triangles;

  3. for any vertex vv, the triangles containing vv may be ordered cyclically Tv,1,Tv,2,…,Tv,k,Tv,1T_{v,1}, T_{v,2}, \ldots , T_{v,k}, T_{v,1} so that subsequent triangles intersect along an edge with only the vertex vv in common, as in the right-hand picture of Figure 2.76.

Orienting a triangulation.Orienting a triangulation.

Show that X=⋃i=1nTiX = \bigcup_{i=1}^{n} T_{i} is a surface (called a triangulated surface).

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Problem 2.9.58

Find homeomorphic images of SS (the sphere) and TT (the torus) in R3\mathbb {R}^{3} that are triangulated surfaces (Exercise 2.9.57).

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Problem 2.9.59

A triangulated surface (Exercise 2.9.57) is orientable if we can orient each triangle (by giving a clockwise or counterclockwise direction to its edges) so that for any edge, the two triangles containing the edge impose opposite orientations on the edge (see Figure 2.76). Show how to orient your triangulations of SS and TT from Exercise 2.9.58 in this manner.

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Problem 2.9.60

Indicate how a triangulated surface (Exercise 2.9.57) which cannot be oriented (in terms of orienting the triangles consistently, as in Exercise 2.9.59) will contain a Möbius band.

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Problem 2.9.61

In this and the following problems, you are asked to identify surfaces; that is, tell which one of the standard model surfaces S(p)S_{(p)}, T(p)(g)T^{(g)}_{(p)}, P(p)(h)P^{(h)}_{(p)} the given surface is homeomorphic to.

Which surface is the surface of a coffee cup (with a handle) homeomorphic to?

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Problem 2.9.62

Identify the following surface. Take an empty box (with thickness) and poke a small hole in each of its six faces. The surface is the surface of the box after the holes are poked.

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Problem 2.9.63

Identify the surfaces in Figure 2.68 (see Exercise 2.9.40).

Orientable handlebodies.Orientable handlebodies.

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Problem 2.9.64

Identify the surfaces in Figure 2.69 (see Exercise 2.9.41).

Finding a Möbius band.Finding a Möbius band.

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Problem 2.9.65

Identify the surfaces in Figure 2.70 (see Exercise 2.9.43).

Decompositions with a single 0-handle.Decompositions with a single 0-handle.

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Problem 2.9.66

Identify the surfaces in Figure 2.71 (see Exercise 2.9.47).

Connected sums.Connected sums.

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Problem 2.9.67

Identify the surfaces in Figure 2.72 (see Exercise 2.9.48).

Separating arcs and boundary sums.Separating arcs and boundary sums.

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Problem 2.9.68

Identify the surfaces in Figure 2.73 (see Exercise 2.9.49).

Separating circles and connected sums.Separating circles and connected sums.

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Problem 2.9.69

Identify the surface formed from a hexagon by identifying edges as indicated in Figure 2.77.

Quotient of a hexagon.Quotient of a hexagon.

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Problem 2.9.70

Identify the surface in Figure 2.78.

Surface for Exercise 2.9.70.Surface for Exercise 2.9.70.

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Problem 2.9.71

Identify the surface in Figure 2.79.

Surface for Exercise 2.9.71.Surface for Exercise 2.9.71.

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Problem 2.9.72

Identify the surface in Figure 2.80.

Surface for Exercise 2.9.72.Surface for Exercise 2.9.72.

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Problem 2.9.73

Identify the surface in Figure 2.81.

Surface for Exercise 2.9.73.Surface for Exercise 2.9.73.

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Problem 2.9.74

Identify the surface obtained by taking the connected sum of two disks. Identify the surface obtained by taking the boundary connected sum of two disks.

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Problem 2.9.75

Using a model of TT in R3\mathbb {R}^{3} which is symmetric with respect to the yzyz-plane and reflection through that plane, construct a homeomorphism from T(1)T_{(1)} to T(1)T_{(1)} which reverses orientation on the boundary circle.

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Problem 2.9.76

Using a model for a general orientable surface M=T(p)(g)M = T^{(g)}_{(p)} in R3\mathbb {R}^{3}, construct a homeomorphism of MM which reverses orientation on each boundary circle.

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Problem 2.9.77

Construct a homeomorphism between T∖{p}T \setminus \left\{ p\right\} and the surface in Figure 2.82 (without the boundary circle).

T \setminus \{ p\} .T \setminus { p} .

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Problem 2.9.78

Describe a homeomorphism between the two surfaces in Figure 2.83.

Constructing a homeomorphism.Constructing a homeomorphism.

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Problem 2.9.79

Recall that an isotopy F:A×I→B×IF: A \times I \to B \times I between embeddings f0,f1:A→Bf_{0}, f_{1}: A \to B is called ambient if there is an isotopy H:B×I→B×IH: B \times I \to B \times I with Ft=Htf0F_{t} = H_{t}f_{0}. Show that if A=IA = I and B=S1B = S^{1}, then every isotopy of embeddings of II into S1S^{1} is ambient.

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Problem 2.9.80

A homotopy between continuous maps f0,f1:A→Bf_{0}, f_{1}: A \to B is a continuous map F:A×I→BF: A \times I \to B, F(x,t)=Ft(x)F(x,t) = F_{t}(x), with F0=f0F_{0} = f_{0}, F1=f1F_{1} = f_{1} (f0f_{0} and f1f_{1} are said to be homotopic). If f0,f1f_{0}, f_{1} are embeddings and each FtF_{t} is an embedding, then F(x,t)=(Ft(x),t)F(x,t) = (F_{t}(x), t) will be an isotopy; thus a homotopy is a generalization of an isotopy.

Show that f0(x)=xf_{0}(x) = x and f1(x)=−xf_{1}(x) = -x are homotopic embeddings from D1D^{1} to D1D^{1}, but they are not isotopic.

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Remark.
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Construct a homotopy FF so that FF maps {x}×I\left\{ x\right\} \times I to the straight line between (x,0)(x,0) and (−x,1)(-x,1). Show that no isotopy exists because f0f_{0} preserves order and f1f_{1} reverses order.

Problem 2.9.81

Give a homeomorphism between D1×D1∪fh1D^{1} \times D^{1} \cup_{f} h^{1} and D1×D1∪gh1D^{1} \times D^{1} \cup_{g} h^{1}, where f(−1,x)=(−1,x)f(-1,x) = (-1,x), f(1,x)=(1,x)f(1,x) = (1,x), and g(−1,x)=(1,x)g(-1,x) = (1,x), g(1,x)=(−1,x)g(1,x) = (-1,x).

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Problem 2.9.82

Give a homeomorphism hh between D1×D1∪fh1D^{1} \times D^{1} \cup_{f} h^{1} and D1×D1∪gh1D^{1} \times D^{1} \cup_{g} h^{1}, where f(−1,x)=(−1,x)f(-1,x) = (-1,x), f(1,x)=(1,x)f(1,x) = (1,x), g(−1,x)=(x,1)g(-1,x) = (x,1), g(1,x)=(x,−1)g(1,x) = (x,-1), and, moreover, hh restricts to the identity on a small disk in the interior of D1×D1D^{1} \times D^{1} as well as on h1h^{1}.

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Problem 2.9.83

Exercises 2.9.83--2.9.91 give an outline of another proof of the classification theorem (modeled on a proof of Hirsch), for a surface MM without boundary given with a handle decomposition, by induction on the number of 11-handles. The result to be proved: if MM is a connected handlebody without boundary and is oriented, then MM is homeomorphic to T(g)T^{(g)}, where χ(M)=2−2g\chi (M) = 2 - 2g; if MM is a connected handlebody without boundary and is nonorientable, then MM is homeomorphic to P(h)P^{(h)}, where χ(M)=2−h\chi (M) = 2-h.

Show that, if MM has no 11-handles, then M≃S2M \simeq S^{2}.

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Remark.
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First show that it has a single 00-handle and a single 22-handle by connectivity.

Problem 2.9.84

Show that, if MM is nonorientable and there is exactly one 11-handle, then MM has exactly three handles and is homeomorphic to PP.

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Problem 2.9.85

Assume the result of Exercise 2.9.83 is known when MM has fewer than kk 11-handles, and suppose MM has a handle decomposition with kk 11-handles; let h1h^{1} denote the first 11-handle which is attached, so it is attached to either one or two 00-handles.

Show that, if h1h^{1} is attached to two 00-handles h10∪h20h^{0}_{1} \cup h^{0}_{2} via ff, then h10∪h20∪fh1h^{0}_{1} \cup h^{0}_{2} \cup_{f} h^{1} is homeomorphic to a disk. Thinking of this disk as a new 00-handle to replace h10,h20,h1h^{0}_{1}, h^{0}_{2}, h^{1}, show that MM has a handle decomposition with fewer 11-handles, and use induction to prove the result.

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Problem 2.9.86

Suppose instead that h1h^{1} is attached to a single 00-handle h0h^{0}. Then either h0∪h1h^{0} \cup h^{1} is a cylinder S1×IS^{1} \times I or is a Möbius band BB. Suppose first that the original handle decomposition is oriented, so h0∪h1=Ch^{0} \cup h^{1} = C is a cylinder. Remove the interior of the cylinder and glue in two disks D12,D22D_{1}^{2}, D_{2}^{2} to N′=M∖int CN' = M \setminus \mathrm{int}\, C along the boundary circles, oriented so that they form a new oriented handle decomposition of N=N′∪D12∪D22N = N' \cup D_{1}^{2} \cup D_{2}^{2}, where D12,D22D_{1}^{2}, D_{2}^{2} are now thought of as 00-handles to which the remaining handles of MM are attached to form NN.

Show that, if N′N' is connected, then M≃T#NM \simeq T \# N, where NN is an oriented surface and we are forming the oriented connected sum. Conclude from this that M≃T(g)M \simeq T^{(g)} with χ(M)=2−2g\chi (M) = 2 - 2g.

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Problem 2.9.87

In the setting of Exercise 2.9.86, show that, if N′N' is not connected, then it is the union of two connected oriented surfaces N1,N2N_{1}, N_{2}, and MM is the oriented connected sum N1#N2N_{1} \# N_{2}. Conclude from this that M≃SM \simeq S with χ(S)=2\chi (S) = 2, or M≃T(g)M \simeq T^{(g)} with χ(M)=2−2g\chi (M) = 2-2g.

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Problem 2.9.88

Next suppose that the handle decomposition for MM is not orientable, but h0∪h1h^{0} \cup h^{1} is a cylinder. As in Exercise 2.9.86, remove int C\mathrm{int}\, C and attach two disks which impose the same orientations on their boundaries as CC, to form NN from N′N'. Suppose first that NN is connected.

Show that, if the handle decomposition for NN is orientable, then N≃T(k)N \simeq T^{(k)} for some kk and M≃T(k)#K≃P(h)M \simeq T^{(k)} \# K \simeq P^{(h)}, moreover χ(M)=2−h\chi (M) = 2-h.

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Problem 2.9.89

In the setting of Exercise 2.9.88, show that, if the handle decomposition for NN is nonorientable, then N≃P(k)N \simeq P^{(k)} for some kk and M≃P(k)#K≃P(h)M \simeq P^{(k)} \# K \simeq P^{(h)} with χ(M)=2−h\chi (M) = 2-h.

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Problem 2.9.90

In the setting of Exercise 2.9.88, next suppose that NN is not connected and write N=N1∪N2N = N_{1} \cup N_{2}, where these are each connected. Show that one of N1,N2N_{1}, N_{2} is nonorientable and so is homeomorphic to P(k)P^{(k)}. Show that the other piece is either T(p)T^{(p)} or P(l)P^{(l)}. Show that M≃P(h)M \simeq P^{(h)} with χ(M)=2−h\chi (M) = 2-h.

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Problem 2.9.91

The remaining case is when h0∪h1≃Bh^{0} \cup h^{1} \simeq B (a Möbius band). Then replacing it by a disk with the same boundary gives NN, which has one fewer 11-handle, and so by induction is homeomorphic to either T(k)T^{(k)} or P(l)P^{(l)}, depending on whether the handle decomposition is orientable or not. Show that this implies that MM is homeomorphic to P(h)P^{(h)} with χ(M)=2−h\chi (M) = 2-h.

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Problem 2.9.92

Consider the following operation on a surface, called a surgery of index 11: embed {−1,1}×D2\left\{ -1,1\right\} \times D^{2} into MM via ff, remove f({−1,1}×int D2)f(\left\{ -1,1\right\} \times \mathrm{int}\, D^{2}), and replace it by D1×S1D^{1} \times S^{1} (gluing via f∣{−1,1}×S1f|_{\left\{ -1,1\right\} \times S^{1}}). Write the result as χ(M,f)=(M∖f({−1,1}×int D2))∪fD1×S1\chi (M,f) = (M \setminus f(\left\{ -1,1\right\} \times \mathrm{int}\, D^{2})) \cup_{f} D^{1} \times S^{1}. (This is the operation performed in getting TT and KK from SS, and in forming a connected sum when M=M1⊔M2M = M_{1} \sqcup M_{2}.)

Suppose H:M×I→M×IH: M \times I \to M \times I is an isotopy in a connected surface with H0H_{0} the identity and H1f=f′H_{1}f = f'. Show that χ(M,f)\chi (M,f) is homeomorphic to χ(M,f′)\chi (M,f').

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Problem 2.9.93

Using the fact that χ(S,f)\chi (S,f) is homeomorphic to either TT or KK depending on the embedding ff, show that for any connected MM, χ(M,f)\chi (M,f) (index-11 surgery, Exercise 2.9.92) is homeomorphic to either M#TM \# T or M#KM \# K.

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Problem 2.9.94

Use the preceding two exercises to give another proof that P#TP \# T is homeomorphic to P#KP \# K.

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Problem 2.9.95

Figure 2.84 shows χ(T,g)\chi (T,g) (index-11 surgery, Exercise 2.9.92) for one embedding g:D1×S1→Tg: D^{1} \times S^{1} \to T.

Surgery on the torus to get a sphere.Surgery on the torus to get a sphere.

What surfaces do we get if we perform surgeries using the three embeddings of D1×S1D^{1} \times S^{1} indicated in Figure 2.85?

Other surgeries on the torus.Other surgeries on the torus.

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Problem 2.9.96
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(a)

Construct a homeomorphism from TT to TT which sends the center curve g({0}×S1)g(\left\{ 0\right\} \times S^{1}) in Figure 2.84 to the center curve g({0}×S1)g(\left\{ 0\right\} \times S^{1}) in Figure 2.85(a).

(b)

Show that there does not exist a homeomorphism from TT to TT sending g({0}×S1)g(\left\{ 0\right\} \times S^{1}) in Figure 2.84 to g({0}×S1)g(\left\{ 0\right\} \times S^{1}) in Figure 2.85(b).

(c)

Construct a homeomorphism from TT to TT which sends the center curve g({0}×S1)g(\left\{ 0\right\} \times S^{1}) in Figure 2.84 to g({0}×S1)g(\left\{ 0\right\} \times S^{1}) in Figure 2.85(c).

Problem 2.9.97

Show that if g:D1×S1→Tg: D^{1} \times S^{1} \to T is an embedding so that g({0}×S1)g(\left\{ 0\right\} \times S^{1}) does not separate TT (i.e.removing it leaves a path connected surface), then χ(T,g)\chi (T,g) (index-11 surgery, Exercise 2.9.92) is homeomorphic to SS.

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Remark.
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Note that χ(T,g)=M\chi (T,g) = M, for some compact connected surface, and the inverse surgery will give TT back. But it also gives us either M#KM \# K or M#TM \# T by the discussion of 11-surgery. Use the classification theorem.

Problem 2.9.98

Suppose g1,g2:D1×S1→Tg_{1}, g_{2}: D^{1} \times S^{1} \to T are two embeddings, g1({0}×S1)=C1g_{1}(\left\{ 0\right\} \times S^{1}) = C_{1}, g2({0}×S1)=C2g_{2}(\left\{ 0\right\} \times S^{1}) = C_{2}, and C1,C2C_{1}, C_{2} do not separate TT. Show there is a homeomorphism h:T→Th: T \to T with h(C1)=C2h(C_{1}) = C_{2}.

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Remark.
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Use the preceding exercise and the disk lemma.

Problem 2.9.99

Define the genus g(M)g(M) of a connected surface MM to be the maximal number kk of disjoint circles C1,…,CkC_{1}, \ldots , C_{k} that can be embedded in MM so that M∖(C1∪⋯∪Ck)M \setminus (C_{1} \cup \cdots \cup C_{k}) is connected.

Show that the genus is a topological invariant of the surface; that is, homeomorphic surfaces have the same genus.

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Problem 2.9.100

The following facts are useful here and in the exercises below. If C=f({0}×S1)C = f(\left\{ 0\right\} \times S^{1}) is an embedded circle in an orientable surface MM, then ff extends to an embedding of D1×S1D^{1} \times S^{1} into MM, and M∖CM \setminus C is connected iff M∖f(D1×S1)M \setminus f(D^{1} \times S^{1}) is connected. If C=f({0}×S1)C = f(\left\{ 0\right\} \times S^{1}) is an embedded circle in a nonorientable surface, then either there is an extension of ff to an embedding of D1×S1D^{1} \times S^{1} into MM as above, or there is an embedding of the Möbius band BB into MM with CC corresponding to the center circle; in either case, the connectivity of M∖CM \setminus C is equivalent to the connectivity of the complement of the neighborhood of CC (either f(D1×S1)f(D^{1} \times S^{1}) or f(B)f(B)). If C1,…,CkC_{1}, \ldots , C_{k} are disjoint embedded circles, then we can choose the extensions so that the neighborhoods fi(D1×S1)f_{i}(D^{1} \times S^{1}) or fi(B)f_{i}(B) are disjoint.

Show that the genus (Exercise 2.9.99) of SS is 00 and the genus of TT is 11.

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Remark.
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To see that 22 is not the genus of TT, note what happens when we do a surgery on the first circle.

Problem 2.9.101

Show that the genus of T(k)T^{(k)} is ≥k\geq k by exhibiting kk disjoint circles in T(k)T^{(k)} which do not separate T(k)T^{(k)}.

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Problem 2.9.102

Show that the result of doing surgery in T(k)T^{(k)} via g:D1×S1⊂T(k)g: D^{1} \times S^{1} \subset T^{(k)} such that g({0}×S1)g(\left\{ 0\right\} \times S^{1}) does not separate T(k)T^{(k)} is T(k−1)T^{(k-1)}.

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Problem 2.9.103

Show that the genus of T(k)T^{(k)} is kk.

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Remark.
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Use induction on kk, and the previous exercise.

Problem 2.9.104

Show that, for any nonorientable MM, there is a curve CC which does not separate MM, so that there does not exist g:D1×S1→Mg: D^{1} \times S^{1} \to M with g({0}×S1)=Cg(\left\{ 0\right\} \times S^{1}) = C.

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Problem 2.9.105

Show that the genus of PP is ≥1\geq 1.

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Problem 2.9.106

Consider the following operation on a surface MM: embed D2D^{2} in MM via ff, remove f(int D2)f(\mathrm{int}\, D^{2}), and sew in a Möbius band BB via ff on the boundary circle. Let η(M,f)=M∖f(D2)∪fB\eta (M,f) = M \setminus f(D^{2}) \cup_{f} B. (In a nonorientable surface there is an inverse of this operation: first embed a Möbius band via g:B→Ng: B \to N, remove g(int B)g(\mathrm{int}\, B), and sew in a disk, η(N,g)=(N∖g(int B))∪gD2\eta (N,g) = (N \setminus g(\mathrm{int}\, B)) \cup_{g} D^{2}. Done properly, η(η(N,g),f)=N\eta (\eta (N,g),f) = N, η(η(M,f),g)=M\eta (\eta (M,f),g) = M. These two operations are sometimes called nonorientable surgeries of index 11 and 22.)

Show that η(M,f)\eta (M,f) is homeomorphic to M#PM \# P.

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Problem 2.9.107

Show that the genus of P(k)P^{(k)} is ≥k\geq k.

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Problem 2.9.108

Show that the genus of PP is 11.

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Remark.
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If a curve does not separate PP, show that its neighborhood is BB (a Möbius band) and not D1×S1D^{1} \times S^{1}.

Problem 2.9.109

Show that the genus of P(k)P^{(k)} is kk.

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