Chapter 17

Continuous Linear Operators Between Banach Spaces

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Problem 17.1

Show that a non-empty subset SS of a linear space XX is a subspace if and only if S+S=SS+S = S and λ⋅S=S\lambda \cdot S = S for each λ∈R,λ≠0\lambda \in \mathbb {R}, \lambda \neq 0.

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Problem 17.2

If YY and ZZ are subspaces of the linear space XX, show that Y+ZY+Z also is a subspace and Y+Z=span⁡[Y∪Z]Y+Z = \operatorname {span}[Y \cup Z].

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Problem 17.3

Let SS be a subset of a normed linear space XX.

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(i)

Show that the intersection of a collection of linear subspaces of XX also is a linear subspace of XX.

(ii)

Show that span⁡[S]\operatorname {span}[S] is the intersection of all the linear subspaces of XX that contain SS and therefore is a linear subspace of XX.

(iii)

Show that span⁡‾[S]\overline{\operatorname {span}}[S] is the intersection of all the closed linear subspaces of XX that contain SS and therefore is a closed linear subspace of XX.

Problem 17.4

For a normed linear space XX, show that the function ∥⋅∥:X→R\left\| \cdot \right\| : X \rightarrow \mathbb {R} is continuous.

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Problem 17.5

For two normed linear spaces (X,∥⋅∥1X,\left\| \cdot \right\|_{1}) and (Y,∥⋅∥2Y,\left\| \cdot \right\|_{2}), define a linear structure on the Cartesian product X×YX \times Y by λ⋅(x,y)=(λx,λy)\lambda \cdot (x, y) = (\lambda x, \lambda y) and (x1,y1)+(x2,y2)=(x1+x2,y1+y2)\left(x_{1}, y_{1}\right)+\left(x_{2}, y_{2}\right) = \left(x_{1}+x_{2}, y_{1}+y_{2}\right). Define the product norm ∥⋅∥\left\| \cdot \right\| by ∥(x,y)∥=∥x∥1+∥y∥2\left\| (x, y)\right\| = \left\| x\right\|_{1}+\left\| y\right\|_{2}, for x∈Xx \in X and y∈Yy \in Y. Show that this is a norm with respect to which a sequence converges if and only if each of the two component sequences converges. Furthermore, show that if XX and YY are Banach spaces, then so is X×YX \times Y.

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Problem 17.6

Let XX be a normed linear space.

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(i)

Let {xn}\left\{ x_{n}\right\} and {yn}\left\{ y_{n}\right\} be sequences in XX such that {xn}→x\left\{ x_{n}\right\} \rightarrow x and {yn}→y\left\{ y_{n}\right\} \rightarrow y. Show that for any real numbers α\alpha and β,{αxn+βyn}→αx+βy\beta ,\left\{ \alpha x_{n}+\beta y_{n}\right\} \rightarrow \alpha x+\beta y.

(ii)

Use (i) to show that if YY is a subspace of XX, then its closure Yˉ\bar{Y} also is a linear subspace of XX.

(iii)

Use (i) to show that the vector sum is continuous from X×XX \times X to XX and scalar multiplication is continuous from R×X\mathbb {R} \times X to XX.

Problem 17.7

Show that the set P\mathcal{P} of all polynomials on [a,b][a, b] is a linear space. For P\mathcal{P} considered as a subset of the normed linear space C[a,b]C[a, b], show that P\mathcal{P} fails to be closed. For P\mathcal{P} considered as a subset of the normed linear space L1[a,b]L^{1}[a, b], show that P\mathcal{P} fails to be closed.

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Problem 17.8

A non-negative real-valued function ∥⋅∥\left\| \cdot \right\| defined on a vector space XX is called a pseudonorm if ∥x+y∥≤∥x∥+∥y∥\left\| x+y\right\| \leq \left\| x\right\| +\left\| y\right\| and ∥αx∥=∣α∣∥x∥\left\| \alpha x\right\| = \left|\alpha \right|\left\| x\right\|. Define x≅yx \cong y, provided that ∥x−y∥=0\left\| x-y\right\| = 0. Show that this is an equivalence relation. Define X/≅X / \cong to be the set of equivalence classes of XX under ≅\cong and for x∈Xx \in X define [x][x] to be the equivalence class of xx. Show that X/≅X / \cong is a normed vector space if we define α[x]+β[y]\alpha [x]+\beta [y] to be the equivalence class of αx+βy\alpha x+\beta y and define ∥[x]∥=∥x∥\left\| [x]\right\| = \left\| x\right\|. Illustrate this procedure with X=Lp[a,b],1≤p<∞X = L^{p}[a, b], 1 \leq p < \infty.

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Problem 17.9

Let XX and YY be normed linear spaces and T:X→YT: X \rightarrow Y be linear.

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(i)

Show that TT is continuous if and only if it is continuous at a single point u0u_{0} in XX.

(ii)

Show that TT is Lipschitz if and only if it is continuous.

(iii)

Show that neither (i) nor (ii) hold in the absence of the linearity assumption on TT.

Problem 17.10

For XX and YY normed linear spaces and T∈L(X,Y)T \in \mathcal{L}(X, Y), show that ∥T∥\left\| T\right\| is the smallest Lipschitz constant for the mapping TT, that is, the smallest number c≥0c \geq 0 for which

∥T(u)−T(v)∥≤c⋅∥u−v∥ for all u,v∈X. \left\| T(u)-T(v)\right\| \leq c \cdot \left\| u-v\right\| \text{ for all } u, v \in X .
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Problem 17.11

For XX and YY normed linear spaces and T∈L(X,Y)T \in \mathcal{L}(X, Y), show that

∥T∥=sup⁡{∥T(u)∥∣u∈X,∥u∥≤1} \left\| T\right\| = \sup \left\{ \left\| T(u)\right\| \mid u \in X,\left\| u\right\| \leq 1\right\}
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Problem 17.12

For XX and YY normed linear spaces, let {Tn}→T\left\{ T_{n}\right\} \rightarrow T in L(X,Y)\mathcal{L}(X, Y) and {un}→u\left\{ u_{n}\right\} \rightarrow u in XX. Show that {Tn(un)}→T(u)\left\{ T_{n}\left(u_{n}\right)\right\} \rightarrow T(u) in YY.

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Problem 17.13

Let XX be a Banach space and T∈L(X,X)T \in \mathcal{L}(X, X) have ∥T∥<1\left\| T\right\| < 1.

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(i)

Use the Contraction Mapping Principle to show that I−T∈L(X,X)I-T \in \mathcal{L}(X, X) is one-to-one and onto.

(ii)

Show that I−TI-T is an isomorphism.

Problem 17.14

Let XX be a Banach space and T∈L(X,X)T \in \mathcal{L}(X, X) have ∥T∥<1\left\| T\right\| < 1. Define T0=IdT^{0} = \mathrm{Id}.

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(i)

Use the completeness of L(X,X)\mathcal{L}(X, X) to show that ∑n=0∞Tn\sum_{n = 0}^{\infty } T^{n} converges in L(X,X)\mathcal{L}(X, X).

(ii)

Show that (I−T)−1=∑n=0∞Tn(I-T)^{-1} = \sum_{n = 0}^{\infty } T^{n}.

Problem 17.15

For XX and YY normed linear spaces and T∈L(X,Y)T \in \mathcal{L}(X, Y), show that TT is an isomorphism if and only if there is an operator S∈L(Y,X)S \in \mathcal{L}(Y, X) such that for each u∈Xu \in X and v∈Yv \in Y,

S(T(u))=u and T(S(v))=v. S(T(u)) = u \text{ and } T(S(v)) = v .
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Problem 17.16

For XX and YY normed linear spaces and T∈L(X,Y)T \in \mathcal{L}(X, Y), show that ker⁡T\operatorname {ker} T is a closed subspace of XX and that TT is one-to-one if and only if ker⁡T={0}\operatorname {ker} T = \left\{ 0\right\}.

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Problem 17.17

Let (X,ρX, \rho) be a metric space containing the point x0x_{0}. Define Lip⁡0(X)\operatorname {Lip}_{0}(X) to be the set of realvalued Lipschitz functions ff on XX that vanish at x0x_{0}. Show that Lip⁡0(X)\operatorname {Lip}_{0}(X) is a linear space that is normed by defining, for f∈Lip⁡0(X)f \in \operatorname {Lip}_{0}(X),

∥f∥=sup⁡x≠y∣f(x)−f(y)∣ρ(x,y) \left\| f\right\| = \sup _{x \neq y} \frac{\left|f(x)-f(y)\right|}{\rho (x, y)}

Show that Lip⁡0(X)\operatorname {Lip}_{0}(X) is a Banach space. For each x∈Xx \in X, define the linear functional FxF_{x} on Lip⁡0(X)\operatorname {Lip}_{0}(X) by setting Fx(f)=f(x)F_{x}(f) = f(x). Show that FxF_{x} belongs to L(Lip⁡0(X),R)\mathcal{L}\left(\operatorname {Lip}_{0}(X), \mathbb {R}\right) and that for x,y∈X,∥Fx−Fy∥=ρ(x,y)x, y \in X,\left\| F_{x}-F_{y}\right\| = \rho (x, y). Thus, XX is isometric to a subset of the Banach space L(Lip⁡0(X),R)\mathcal{L}\left(\operatorname {Lip}_{0}(X), \mathbb {R}\right). Since any closed subset of a complete metric space is complete, this provides another proof of the existence of a completion for any metric space XX. It also shows that any metric space is isometric to a subset of a normed linear space.

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Problem 17.18

Use the preceding problem to show that every normed linear space is a dense subspace of a Banach space.

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Problem 17.19

For XX a normed linear space and T,S∈L(X,X)T, S \in \mathcal{L}(X, X), show that the composition S∘TS \circ T also belongs to L(X,X)\mathcal{L}(X, X) and ∥S∘T∥≤∥S∥⋅∥T∥\left\| S \circ T\right\| \leq \left\| S\right\| \cdot \left\| T\right\|.

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Problem 17.20

Let XX be a normed linear space and YY a closed linear subspace of XX. Show that ∥x∥1=inf⁡y∈Y∥x−y∥\left\| x\right\|_{1} = \inf_{y \in Y}\left\| x-y\right\| defines a pseudonorm on XX. The normed linear space induced by the pseudonorm ∥⋅∥1\left\| \cdot \right\|_{1} (see Problem 8) is denoted by X/YX / Y and called the quotient space of XX modulo YY. Show that the natural map φ\varphi of XX onto X/YX / Y takes open sets into open sets.

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Problem 17.21

Show that if XX is a Banach space and YY a closed linear proper subspace of XX, then the quotient X/YX / Y also is a Banach space and the natural map φ:X→X/Y\varphi : X \rightarrow X / Y has norm 1.

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Problem 17.22

Let XX and YY be normed linear spaces, T∈L(X,Y)T \in \mathcal{L}(X, Y) and ker T=ZT = Z. Show that there is a unique bounded linear operator SS from X/ZX / Z into YY such that T=S∘φT = S \circ \varphi where φ:X→X/Z\varphi : X \rightarrow X / Z is the natural map. Moreover, show that ∥T∥=∥S∥\left\| T\right\| = \left\| S\right\|.

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Problem 17.23

Show that a subset of a finite dimensional normed linear space XX is compact if and only if it is closed and bounded.

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Problem 17.24

Complete the proof of Riesz's Lemma for ϵ≠1/2\epsilon \neq 1 / 2.

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Problem 17.25

Exhibit an open cover of the closed unit ball of X=ℓ2X = \ell^{2} that has no finite subcover. Then do the same for X=C[0,1]X = C[0,1] and X=L2[0,1]X = L^{2}[0,1].

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Problem 17.26

For normed linear spaces XX and YY, let T:X→YT: X \rightarrow Y be linear. If XX is finite dimensional, show that TT is continuous. If YY is finite dimensional, show that TT is continuous if and only if ker⁡T\operatorname {ker} T is closed.

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Problem 17.27

Let XX be an infinite dimensional normed linear space, BB the closed unit ball in XX, and B0B_{0} the unit open ball in XX. Suppose BB is compact. Then the open cover {x+(1/3)B0}x∈B\left\{ x+(1 / 3) B_{0}\right\}_{x \in B} of BB has a finite subcover {xi+(1/3)B0}1≤i≤n\left\{ x_{i}+(1 / 3) B_{0}\right\}_{1 \leq i \leq n}. Use Riesz's Lemma with Y=span⁡[{x1,…,xn}]Y = \operatorname {span}\left[\left\{ x_{1}, \ldots , x_{n}\right\} \right] to derive a contradiction.

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Problem 17.28

Let XX be a normed linear space. Show that XX is separable if and only if there is a compact subset KK of XX for which span⁡‾[K]=X\overline{\operatorname {span}}[K] = X.

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Problem 17.29

Let XX be a finite dimensional normed linear space and YY a normed linear space. Show that every linear operator T:X→YT: X \rightarrow Y is continuous and open.

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Problem 17.30

Let XX be a Banach space and P∈L(X,X)P \in \mathcal{L}(X, X) be a projection. Show that PP is open.

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Problem 17.31

Let T:X→YT: X \rightarrow Y be a continuous linear operator between the Banach spaces XX and YY. Show that TT is open if the image under TT of the open unit ball in XX is dense in a neighborhood of the origin in YY.

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Problem 17.32

Let {un}\left\{ u_{n}\right\} be a sequence in a Banach space XX. Suppose that ∑k=1∞∥uk∥<∞\sum_{k = 1}^{\infty }\left\| u_{k}\right\| < \infty. Show that there is an x∈Xx \in X for which

lim⁡n→∞∑k=1nuk=x \lim _{n \rightarrow \infty } \sum _{k = 1}^{n} u_{k} = x
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Problem 17.33

Let TT be a linear operator from a normed linear space XX to a finite-dimensional normed linear space YY. Show that TT is continuous if and only if ker⁡T\operatorname {ker} T is a closed subspace of XX.

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Problem 17.34

Let XX be a Banach space, the operator T∈L(X,X)T \in \mathcal{L}(X, X) be open and X0X_{0} be a closed subspace of XX. The restriction T0T_{0} of TT to X0X_{0} is continuous. Is T0T_{0} necessarily open?

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Problem 17.35

Let VV be a linear subspace of a linear space XX. Argue as follows to show that VV has a linear complement in XX.

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(i)

If dim⁡X<∞\operatorname {dim} X < \infty, let {ei}i=1n\left\{ e_{i}\right\}_{i = 1}^{n} be a basis for VV. Extend this basis for VV to a basis {ei}i=1n+k\left\{ e_{i}\right\}_{i = 1}^{n+k} for XX. Then define W=span⁡[{en+1,…,en+k}]W = \operatorname {span}\left[\left\{ e_{n+1}, \ldots , e_{n+k}\right\} \right].

(ii)

If dim⁡X=∞\operatorname {dim} X = \infty, apply Zorn's Lemma to the collection F\mathcal{F} of all subspaces ZZ of XX for which V∩Z={0}V \cap Z = \left\{ 0\right\}, ordered by set inclusion.

Problem 17.36

Verify (15) and (16).

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Problem 17.37

Let YY be a normed linear space. Show that YY is a Banach space if and only if there is a Banach space XX and a continuous, linear, open mapping of XX onto YY.

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Problem 17.38

As a consequence of the Baire Category Theorem, it was proven that a real-valued mapping that is the pointwise limit of a sequence of continuous mappings on a complete metric space must be continuous at all points of a dense subset of its domain. Adapt that proof so that it applies to mappings into any metric space. Use this to prove that the pointwise limit of a sequence of continuous linear operators on a Banach space has a limit that is continuous at some point and hence, by linearity, is continuous.

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Problem 17.39

Let {fn}\left\{ f_{n}\right\} be a sequence in L∞[a,b]L^{\infty }[a, b]. Suppose that for each g∈L1[a,b],lim⁡n→∞∫abg⋅fndmg \in L^{1}[a, b], \lim_{n \rightarrow \infty } \int_{a}^{b} g \cdot f_{n} \mathrm{dm} exists. Show that there is a function f∈L∞[a,b]f \in L^{\infty }[a, b] such that lim⁡n→∞∫abg⋅fndm=∫abg⋅fdm\lim_{n \rightarrow \infty } \int_{a}^{b} g \cdot f_{n} \mathrm{dm} = \int_{a}^{b} g \cdot f \mathrm{dm} for all g∈L1[a,b]g \in L^{1}[a, b].

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Problem 17.40

Let XX be the linear space of all polynomials defined on R\mathbb {R}. For p∈Xp \in X, define ∥p∥\left\| p\right\| to be the sum of the absolute values of the coefficients of pp. Show that this is a norm on XX. For each nn, define ψn:X→R\psi_{n}: X \rightarrow \mathbb {R} by ψn(p)=p(n)(0)\psi_{n}(p) = p^{(n)}(0). Use the properties of the sequence {ψn}\left\{ \psi_{n}\right\} in L(X,R)\mathcal{L}(X, \mathbb {R}) to show that XX is not a Banach space.

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