Relations between the norm, strong and weak operator topologies

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(1)

Let X,YX, Y be Banach spaces, {A,An:n≥1}⊂L(X,Y),An→sA,n→∞\left\{ A, A_{n}: n \geq 1\right\} \subset \mathcal{L}(X, Y), A_{n} \xrightarrow {s} A, n \rightarrow \infty, and MM be a precompact set in the space XX. Prove that {Anx:n≥1}\left\{ A_{n} x: n \geq 1\right\} converges to AxA x uniformly on MM.

(2)

Let XX be a Banach space, {f,fn:n≥1}⊂X∗,fn→w−∗f,n→∞\left\{ f, f_{n}: n \geq 1\right\} \subset X^{*}, f_{n} \xrightarrow {w-*} f, n \rightarrow \infty, and MM be a precompact set in the space XX. Prove that {fn(x):n≥1}\left\{ f_{n}(x): n \geq 1\right\} converges to f(x)f(x) uniformly on MM.

Prove the following statements:

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(1)

if the limit exists, then it is unique for any operator convergence;

(2)

uniform convergence implies strong convergence;

(3)

strong convergence implies weak convergence;

(4)

the converse statements to the statements (2) and (3) are not true;

(5)

in a finite-dimensional space uniform, strong and weak convergences are equivalent.

What does the uniform, strong and weak operator convergence look like for operators from L(X,K)\mathcal{L}(X, \mathbb {K}), where XX is an NLS, i.e., for functionals?

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Let HH be a Hilbert space and {A,An:n≥1}⊂L(H)\left\{ A, A_{n}: n \geq 1\right\} \subset \mathcal{L}(H). Prove that

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(1)

An⇉A⇔An∗⇉A∗A_{n} \rightrightarrows A \Leftrightarrow A_{n}^{*} \rightrightarrows A^{*};

(2)

An→wA⇔An∗→wA∗A_{n} \xrightarrow {w} A \Leftrightarrow A_{n}^{*} \xrightarrow {w} A^{*};

(3)

An→sA⇔An∗→sA∗A_{n} \xrightarrow {s} A \Leftrightarrow A_{n}^{*} \xrightarrow {s} A^{*}.

Let HH be a Hilbert space and {A,An:n≥1}⊂L(H)\left\{ A, A_{n}: n \geq 1\right\} \subset \mathcal{L}(H). Prove that

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if An=An∗,n≥1,An→wA,n→∞A_{n} = A_{n}^{*}, n \geq 1, A_{n} \xrightarrow {w} A, n \rightarrow \infty, then A=A∗A = A^{*};

(2)

if An≥0,n≥1,An→wA,n→∞A_{n} \geq 0, n \geq 1, A_{n} \xrightarrow {w} A, n \rightarrow \infty, then A≥0A \geq 0;

(3)

if An→wAA_{n} \xrightarrow {w} A and ∥Anx∥→∥Ax∥\left\| A_{n} x\right\| \rightarrow \left\| A x\right\| for all x∈Hx \in H, then An→sAA_{n} \xrightarrow {s} A; in particular, if A,An,n≥1A, A_{n}, n \geq 1, are isometric, then An→wA⇔An→sAA_{n} \xrightarrow {w} A \Leftrightarrow A_{n} \xrightarrow {s} A;

(4)

if An,n≥1A_{n}, n \geq 1, and AA are normal, An→sAA_{n} \xrightarrow {s} A, then An∗→sA∗A_{n}^{*} \xrightarrow {s} A^{*};

(5)

if AnA_{n} are isometric for each n≥1n \geq 1, and An→wAA_{n} \xrightarrow {w} A, then AA is not necessarily isometric;

(6)

if AnA_{n} are unitary for each n≥1n \geq 1, and An→wAA_{n} \xrightarrow {w} A, then AA is not necessarily unitary.

Let HH be a Hilbert space, {An:n≥1}⊂L(H)\left\{ A_{n}: n \geq 1\right\} \subset \mathcal{L}(H) are such that An≥0,n≥1A_{n} \geq 0, n \geq 1, and also there exists C>0C > 0 such that ∥An∥≤C,n≥1\left\| A_{n}\right\| \leq C, n \geq 1. Prove that

An→s0⇔An→w0⇔(Anx,x)→0 for all x∈H. A_{n} \xrightarrow {s} 0 \Leftrightarrow A_{n} \xrightarrow {w} 0 \Leftrightarrow \left(A_{n} x, x\right) \rightarrow 0 \text{ for all } x \in H.
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Prove that uniform convergence of a sequence of operators from B(X,Y)\mathcal{B}(X, Y) implies strong operator convergence, and strong operator convergence implies weak operator convergence.

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Give an example of a sequence of operators of the space B(X,Y)\mathcal{B}(X, Y) that converges strongly, but not uniformly. Give an example of a sequence of operators that converges weakly, but not strongly.

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Prove that a sequence of operators {An}1∞\left\{ A_{n}\right\}_{1}^{\infty } from B(X,Y)\mathcal{B}(X, Y) converges in norm to an operator AA if and only if An→sAA_{n} \xrightarrow {s} A uniformly on the unit ball of the space XX, i.e., for every ε>0\varepsilon > 0 there is a number NN such that for every x∈Xx \in X, ∥x∥X⩽1\left\| x\right\|_{X} \leqslant 1 and for all n>Nn > N the inequality ∥Anx−Ax∥Y⩽ε\left\| A_{n} x-A x\right\|_{Y} \leqslant \varepsilon holds. Prove that a sequence {An}1∞\left\{ A_{n}\right\}_{1}^{\infty } converges in norm to an operator AA if and only if An⇀AA_{n} \rightharpoonup A uniformly on the unit ball of the space XX and the unit ball of the space Y∗Y^{*}, i.e., for every ε>0\varepsilon > 0 there is a number NN such that for all x∈Xx \in X, ∥x∥X⩽1\left\| x\right\|_{X} \leqslant 1 and f∈Y∗,∥f∥Y∗⩽1f \in Y^{*},\left\| f\right\|_{Y^{*}} \leqslant 1 and for all n>Nn > N the inequality ∣f(Anx−Ax)∣⩽ε\left|f\left(A_{n} x-A x\right)\right| \leqslant \varepsilon holds.

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Let XX and YY be normed spaces, with XX finite-dimensional. Prove that in the space B(X,Y)\mathcal{B}(X, Y) uniform and strong operator convergence coincide.

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Let XX and YY be normed spaces, with YY finite-dimensional. Prove that in the space B(X,Y)\mathcal{B}(X, Y) strong and weak operator convergence coincide.

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Let a sequence {An}1∞\left\{ A_{n}\right\}_{1}^{\infty } of positive operators converge weakly to zero. Prove that AnA_{n} converge to zero strongly.

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Let H\mathcal{H} be a Hilbert space and let {Ai}\{ A_i\} be a net in B(H)\mathcal{B}(\mathcal{H}). Prove the following statements.

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(a)

Ai→AA_i \to A (WOT) if and only if ⟨Aih,k⟩→⟨Ah,k⟩\left\langle A_i h, k \right\rangle \to \left\langle Ah, k \right\rangle for all h,kh, k in H\mathcal{H}.

(b)

If sup⁡i∥Ai∥<∞\sup_i \left\| A_i\right\| < \infty and T\mathcal{T} is a total subset of H\mathcal{H}, then Ai→AA_i \to A (WOT) if and only if ⟨Aih,k⟩→⟨Ah,k⟩\left\langle A_i h, k \right\rangle \to \left\langle Ah, k \right\rangle for all h,kh, k in T\mathcal{T}.

(c)

Ai→AA_i \to A (SOT) if and only if ∥Aih−Ah∥→0\left\| A_i h - Ah\right\| \to 0 for all hh in H\mathcal{H}.

(d)

If sup⁡i∥Ai∥<∞\sup_i \left\| A_i\right\| < \infty and T\mathcal{T} is a total subset of H\mathcal{H}, then Ai→AA_i \to A (SOT) if and only if ∥Aih−Ah∥→0\left\| A_i h - Ah\right\| \to 0 for all hh in T\mathcal{T}.

(e)

If H\mathcal{H} is separable, then the WOT and SOT are metrizable on bounded subsets of B(H)\mathcal{B}(\mathcal{H}).

If L:B(H)→CL: \mathcal{B}(\mathcal{H}) \to \mathbb {C} is a linear functional, show that the following statements are equivalent:

  1. LL is SOT-continuous;

  2. LL is WOT-continuous;

  3. there are vectors h1,…,hn,g1,…,gnh_1, \dots , h_n, g_1, \dots , g_n in H\mathcal{H} such that L(A)=∑j=1n⟨Ahj,gj⟩L(A) = \sum_{j=1}^n \left\langle Ah_j, g_j \right\rangle.

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Show that a convex subset of B(H)\mathcal{B}(\mathcal{H}) is WOT closed if and only if it is SOT closed.

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If {Ei}\{ E_i\} is a net of projections and EE is a projection, show that Ei→EE_i \to E (WOT) if and only if Ei→EE_i \to E (SOT).

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If U:R→B(H)U : \mathbb {R} \to \mathcal{B}(\mathcal{H}) is such that U(t)U(t) is unitary for all tt, U(s+t)=U(s)U(t)U(s+t) = U(s)U(t) for all s,ts, t, and U:R→(B(H),WOT)U : \mathbb {R} \to (\mathcal{B}(\mathcal{H}), \mathrm{WOT}) is continuous, then UU is SOT-continuous.

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If ⟨Anf,g⟩→⟨Af,g⟩\left\langle A_n f, g \right\rangle \to \left\langle Af, g \right\rangle uniformly for ∥g∥=1\left\| g\right\| = 1, then ∥Anf−Af∥→0\left\| A_n f - Af\right\| \to 0, and if ∥Anf−Af∥→0\left\| A_n f - Af\right\| \to 0 uniformly for ∥f∥=1\left\| f\right\| = 1, then ∥An−A∥→0\left\| A_n - A\right\| \to 0.

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Remark.
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A Hilbert space has two useful topologies (weak and strong); the space of operators on a Hilbert space has several. The metric topology induced by the norm is one of them; to distinguish it from the others, it is usually called the norm topology or the uniform topology. The next two are natural outgrowths for operators of the strong and weak topologies for vectors. A subbase for the strong operator topology is the collection of all sets of the form

{A:∥(A−A0)f∥<ε}; \left\{ A : \left\| (A - A_0)f\right\| < \varepsilon \right\} ;

correspondingly a base is the collection of all sets of the form

{A:∥(A−A0)fi∥<ε, i=1,…,k}. \left\{ A : \left\| (A - A_0)f_i\right\| < \varepsilon ,\ i = 1, \ldots , k\right\} .

Here kk is a positive integer, f1,…,fkf_1, \ldots , f_k are vectors, and ε\varepsilon is a positive number. A subbase for the weak operator topology is the collection of all sets of the form

{A:∣⟨(A−A0)f,g⟩∣<ε}, \left\{ A : \left| \left\langle (A - A_0)f, g \right\rangle \right| < \varepsilon \right\} ,

where ff and gg are vectors and ε>0\varepsilon > 0; as above (as always) a base is the collection of all finite intersections of such sets. The corresponding concepts of convergence (for sequences and nets) are easy to describe: An→AA_n \to A strongly if and only if Anf→AfA_n f \to Af strongly for each ff (i.e., ∥(An−A)f∥→0\left\| (A_n - A)f\right\| \to 0 for each ff), and An→AA_n \to A weakly if and only if Anf→AfA_n f \to Af weakly for each ff (i.e., ⟨Anf,g⟩→⟨Af,g⟩\left\langle A_n f, g \right\rangle \to \left\langle Af, g \right\rangle for each ff and gg).

The weak topology is smaller (weaker) than the strong topology, and the strong topology is smaller than the norm topology: every weak open set is a strong open set, and every strong open set is norm open. Norm convergence implies strong convergence, and strong convergence implies weak convergence. In the presence of uniformity on the unit sphere, the implications are reversible.

Is every weakly convergent sequence of projections strongly convergent?

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Remark.
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If a net {Pn}\left\{ P_n\right\} of projections converges weakly to a projection PP, then it converges strongly to PP. Proof: for each ff,

∥Pnf∥2=⟨Pnf,f⟩→⟨Pf,f⟩=∥Pf∥2, \left\| P_n f\right\| ^{2} = \left\langle P_n f, f \right\rangle \to \left\langle Pf, f \right\rangle = \left\| Pf\right\| ^{2},

and therefore Problem 20 is applicable.

Suppose that the sequence {An}\left\{ A_n\right\} of operators on a Hilbert space HH converges weakly to AA and, moreover, that ∥Anx∥→∥Ax∥\left\| A_nx\right\| \to \left\| Ax\right\| for any x∈Hx\in H. Prove that {An}\left\{ A_n\right\} converges strongly to AA. In particular, this means that strong and weak convergence to a unitary limit coincide for sequences of unitary operators.

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References

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[БСШ17] Бородин П.А., Савчук А.М., Шейпак И.А. Задачи по функциональному анализу. МЦНМО, 2017.
[Con07] Conway J.B. A Course in Functional Analysis. 2nd ed., Springer, 2007.
[Hal82] Halmos P.R. A Hilbert Space Problem Book. 2nd ed., Springer-Verlag, 1982.
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