Section 5.3

Banach Algebras and Spectra; Compact Operators

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Problem 5.3.1

Assume that XX is a normed linear space, and S,T∈B(X)S, T \in \mathcal{B}(X).

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(a)

Prove that

∥ST∥≤∥S∥⋅∥T∥ \left\| S T\right\| \leq \left\| S\right\| \cdot \left\| T\right\|
(b)

Prove that ST∈B(X)S T \in \mathcal{B}(X).

Problem 5.3.2

Assume that XX and YY are normed linear spaces. Let KK be a compact operator in B(X,Y)\mathcal{B}(X, Y). Use Theorem 2.4 to prove that K(B)K(B) has compact closure for each closed ball BB in XX.

Theorem 2.4: A subset of a metric space is compact if and only if it is sequentially compact.

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Remark.
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Consider normed linear spaces XX and YY. A linear operator T:X→YT: X \to Y is compact if for every bounded sequence {xn}⊂X\left\{ x_n\right\} \subset X in XX, the sequence {Txn}\left\{ T x_n\right\} in YY has a convergent subsequence in YY.

Problem 5.3.3

The situation discovered in Exercise 5.1.3 is somewhat redeemable. Let XX be a Banach space and T∈B(X)T \in \mathcal{B}(X). Assume that there are U,V∈B(X)U, V \in \mathcal{B}(X) satisfying

UT=I=TV. U T=I=TV.

Prove that U=VU=V. In other words, if T∈B(X)T \in \mathcal{B}(X) is both left and right invertible, then its left and right inverses must be equal.

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Problem 5.3.4

In a unital normed algebra with multiplicative identity ee, prove that ∥e∥≥1\left\| e\right\| \geq 1.

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Problem 5.3.5

In a normed algebra, prove that ∥ak∥≤∥a∥k\left\| a^{k}\right\| \leq \left\| a\right\|^{k} for each element aa in the algebra and each positive integer kk.

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Problem 5.3.6

Prove that C([0,1])C([0,1]), with the supremum norm, is a unital Banach algebra.

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Problem 5.3.7

Assume that XX is a Banach space. In Theorem 5.6 we saw that any S∈B(X)S \in \mathcal{B}(X) that is sufficiently close to an invertible operator TT is also invertible. Given that ∥S−T∥<∥T−1∥−1\left\| S-T\right\| <\left\| T^{-1}\right\|^{-1}, prove that S−1S^{-1} satisfies

∥S−1∥≤∥T−1∥1−∥T−1∥⋅∥S−T∥ \left\| S^{-1}\right\| \leq \frac{\left\| T^{-1}\right\| }{1-\left\| T^{-1}\right\| \cdot \left\| S-T\right\| }
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Problem 5.3.8

Assume that XX is a Banach space. Assume that S,T∈B(X)S, T \in \mathcal{B}(X) and λ∈C\σ(ST),λ≠0\lambda \in \mathbb {C} \backslash \sigma (S T), \lambda \neq 0.

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(a)

Verify that

(λI−TS)U=I=U(λI−TS) (\lambda I-T S) U=I=U(\lambda I-T S)

where

U=1λI+1λT(λI−ST)−1S U=\frac{1}{\lambda } I+\frac{1}{\lambda } T(\lambda I-S T)^{-1} S
(b)

Deduce that σ(ST)∪{0}=σ(TS)∪{0}\sigma (S T) \cup \left\{ 0\right\} =\sigma (T S) \cup \left\{ 0\right\}.

(c)

Use the shifts TT and SS as defined in Example 2 of Section 1 to show that the equality σ(ST)=σ(TS)\sigma (S T)=\sigma (T S) need not hold.

Problem 5.3.9

Consider the operator on L2((0,1))L^{2}((0,1)) defined by

Tf(s)=∫0s(s−t)f(t)dt T f(s)=\int _{0}^{s}(s- t) f(t) d t

Prove that I−TI-T is an invertible operator.

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Problem 5.3.10

Let ℓ1(Z)\ell^{1}(\mathbb {Z}) denote the collection of all (doubly ended) sequences {ai}i=−∞∞\left\{ a_{i}\right\}_{i=-\infty }^{\infty } of complex numbers such that ∑i=−∞∞∣ai∣<∞\sum_{i=-\infty }^{\infty }\left|a_{i}\right|<\infty. This space is very much like ℓ1=ℓ1(N)\ell^{1}=\ell^{1}(\mathbb {N}). With the norm of a={ai}i=−∞∞a=\left\{ a_{i}\right\}_{i=-\infty }^{\infty } given by

∥a∥=∑i=−∞∞∣ai∣ \left\| a\right\| =\sum _{i=-\infty }^{\infty }\left|a_{i}\right|

ℓ1(Z)\ell^{1}(\mathbb {Z}) becomes a Banach space. The point of this exercise is to see that we can define a multiplication to make ℓ1(Z)\ell^{1}(\mathbb {Z}) into a Banach algebra. For a={ai}i=−∞∞a=\left\{ a_{i}\right\}_{i=-\infty }^{\infty } and b={bi}i=−∞∞b=\left\{ b_{i}\right\}_{i=-\infty }^{\infty } in ℓ1(Z)\ell^{1}(\mathbb {Z}), define the product a∗ba * b by

(a∗b)i=∑j=−∞∞ai−jbj (a * b)_{i}=\sum _{j=-\infty }^{\infty } a_{i-j} b_{j}

This multiplication is called convolution. Show that ℓ1(Z)\ell^{1}(\mathbb {Z}) is a Banach algebra.

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Problem 5.3.11

Prove that every compact operator is a bounded operator.

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Problem 5.3.12

Consider the Volterra operator defined on L2([0,1])L^{2}([0,1]) by

Tf(s)=∫0sk(s,t)f(t)dt T f(s)=\int _{0}^{s} k(s, t) f(t) d t

with ∣k(s,t)∣≤C\left|k(s, t)\right| \leq C for some constant CC and every ss and tt in [0,1][0,1].

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(a)

Prove that Tf∈L2([0,1])T f \in L^{2}([0,1]) whenever f∈L2([0,1])f \in L^{2}([0,1]).

(b)

Prove that T∈B(L2([0,1]))T \in \mathcal{B}\left(L^{2}([0,1])\right). That is, prove that TT is bounded.

(c)

Prove that TT is quasinilpotent. (As it turns out, TT is quasinilpotent even if the hypothesis that ∣k(s,t)∣≤C\left|k(s, t)\right| \leq C is dropped. However, the proof is substantially harder. See pages 98-99 of [58] for a proof.)

(d)

Now let k(s,t)=1k(s, t)=1 for all ss and tt. Show that TT is compact.

Problem 5.3.13

In this exercise you are asked to fill in the details of Example 4.

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(a)

Show that Mϕ∈B(L2([0,1]),R)M_{\phi } \in \mathcal{B}\left(L^{2}([0,1]), \mathbb {R}\right), and that ∥Mϕ∥=∥ϕ∥∞\left\| M_{\phi }\right\| =\left\| \phi \right\|_{\infty }.

(b)

Show that if λ∉f([0,1])\lambda \notin f([0,1]), then (as you are asked to show in the same exercise) the multiplication operator M(λ−ϕ)−1M_{(\lambda -\phi )^{-1}} is a bounded operator and is the inverse of λI−Mϕ\lambda I-M_{\phi }.

(c)

We have now established that σ(Mϕ)=f([0,1])\sigma \left(M_{\phi }\right)=f([0,1]). Sometimes this set contains eigenvalues; sometimes it does not. Give examples to show this. That is, construct functions ϕ\phi and ψ\psi such that σ(Mϕ)\sigma \left(M_{\phi }\right) contains at least one eigenvalue and σ(Mψ)\sigma \left(M_{\psi }\right) contains no eigenvalues at all.

Problem 5.3.14

Let WW be the weighted shift in Example 6.

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(a)

Show that WW has no eigenvalues.

(b)

Use induction to show that ∥Wn∥≤1n!,n=1,2,…\left\| W^{n}\right\| \leq \frac{1}{n !}, n=1,2, \ldots.

Problem 5.3.15

Let XX be an infinite-dimensional Banach space. (Parts (a) and (b) are related only in that they are about compact operators.)

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(a)

Give an example of a compact operator TT such that T2=0T^{2}=0.

(b)

Prove that if there is a positive integer nn such that Tn=IT^{n}=I, then TT cannot be compact.

Problem 5.3.16

Assume that XX is a Banach space. Prove that the collection of all compact operators forms a closed, two-sided ideal in the Banach algebra B(X)\mathcal{B}(X). Note: You may know what an "ideal" is from abstract algebra; if you do not, it is defined in the next chapter.

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Problem 5.3.17

Learn enough about complex function theory to prove the results of this section.

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Problem 5.3.18

Find a good reference (like [21] or [124]) and work through the proof of Theorem 5.11, which describes the spectrum of a compact operator.

Theorem 5.11: Let XX be an infinite-dimensional Banach space and T∈B(X)T \in \mathcal{B}(X) a compact operator. Then the spectrum of TT is either a finite set or a sequence converging to 00. The point 00 is in the spectrum, and each nonzero value of the spectrum is an eigenvalue. Further, for λ≠0\lambda \neq 0, the eigenspace ker⁡(λI−T)\ker (\lambda I - T) is finite-dimensional.

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