Chapter 3.2

Completeness

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Problem 3.2.1

If XX is an infinite-dimensional topological vector space which is the union of countably many finite-dimensional subspaces, prove that XX is of the first category in itself. Prove that therefore no infinite-dimensional FF-space has a countable Hamel basis. (A set β\beta is a Hamel basis for a vector space XX if β\beta is a maximal linearly independent subset of XX. Alternatively, β\beta is a Hamel basis if every x∈Xx \in X has a unique representation as a finite linear combination of elements of β\beta).

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Problem 3.2.2

Sets of first and second category are "small" and "large" in a topological sense. These notions are different when "small" and "large" are understood in the sense of measure, even when the measure is intimately related to the topology. To see this, construct a subset of the unit interval which is of the first category but whose Lebesgue measure is 1.

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Problem 3.2.3

Put K=[−1,1]K = [-1,1]; define DK\mathscr {D}_{K} as in Section 1.46 (with R\mathbb {R} in place of Rn\mathbb {R}^{n}). Suppose {fn}\left\{ f_{n}\right\} is a sequence of Lebesgue integrable functions such that

Λϕ=lim⁡n→∞∫−11fn(t)ϕ(t)dt \Lambda \phi = \lim _{n \rightarrow \infty } \int _{-1}^{1} f_{n}(t) \phi (t) d t

exists for every ϕ∈DK\phi \in \mathscr {D}_{K}. Show that Λ\Lambda is a continuous linear functional on DK\mathscr {D}_{K}. Show that there is a positive integer pp and a number M<∞M < \infty such that

∣∫−11fn(t)ϕ(t)dt∣≤M∥Dpϕ∥∞ \left|\int _{-1}^{1} f_{n}(t) \phi (t) d t\right| \leq M\left\| D^{p} \phi \right\| _{\infty }

for all nn. For example, if fn(t)=n3tf_{n}(t) = n^{3} t on [−1/n,1/n][-1 / n, 1 / n] and 0 elsewhere, show that this can be done with p=1p = 1. Construct an example where it can be done with p=2p = 2 but not with p=1p = 1.

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Problem 3.2.4

Let L1L^{1} and L2L^{2} be the usual Lebesgue spaces on the unit interval. Prove that L2L^{2} is of the first category in L1L^{1}, in three ways:

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(a)

Show that {f:∫∣f∣2≤n}\left\{ f: \int \left|f\right|^{2} \leq n\right\} is closed in L1L^{1} but has empty interior.

(b)

Put gn=ng_{n} = n on [0,n−3]\left[0, n^{-3}\right], and show that

∫fgn→0 \int f g_{n} \rightarrow 0

for every f∈L2f \in L^{2} but not for every f∈L1f \in L^{1}.

(c)

Note that the inclusion map of L2L^{2} into L1L^{1} is continuous but not onto.

Do the same for LpL^{p} and LqL^{q} if p<qp < q.

Problem 3.2.5

Prove results analogous to those of Exercise 4 for the spaces ℓp\ell^{p}, where ℓp\ell^{p} is the Banach space of all complex functions xx on {0,1,2,…}\left\{ 0,1,2, \ldots \right\} whose norm

∥x∥p={∑n=0∞∣x(n)∣p}1/p \left\| x\right\| _{p} = \left\{ \sum _{n = 0}^{\infty }\left|x(n)\right|^{p}\right\} ^{1 / p}

is finite.

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Problem 3.2.6

Define the Fourier coefficients f^(n)\hat{f}(n) of a function f∈L2(T)(Tf \in L^{2}(T)(T is the unit circle) by

f^(n)=12π∫−ππf(eiθ)e−inθdθ \hat{f}(n) = \frac{1}{2 \pi } \int _{-\pi }^{\pi } f\left(e^{i \theta }\right) e^{-i n \theta } d \theta

for all n∈Zn \in Z (the integers). Put

Λnf=∑k=−nnf^(k) \Lambda _{n} f = \sum _{k = -n}^{n} \hat{f}(k)

Prove that {f∈L2(T):lim⁡n→∞Λnf exists }\left\{ f \in L^{2}(T): \lim_{n \rightarrow \infty } \Lambda_{n} f \text{ exists }\right\} is a dense subspace of L2(T)L^{2}(T) of the first category.

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Problem 3.2.7

Let C(T)C(T) be the set of all continuous complex functions on the unit circle TT. Suppose {γn}(n∈Z)\left\{ \gamma_{n}\right\} (n \in Z) is a complex sequence that associates to each f∈C(T)f \in C(T) a function Λf∈C(T)\Lambda f \in C(T) whose Fourier coefficients are

(Λf)∧(n)=γnf^(n)(n∈Z) (\Lambda f)^{\wedge }(n) = \gamma _{n} \hat{f}(n) \quad (n \in Z)

(The notation is as in Exercise 6). Prove that {γn}\left\{ \gamma_{n}\right\} has this multiplier property if and only if there is a complex Borel measure μ\mu on TT such that

γn=∫e−inθdμ(θ)(n∈Z) \gamma _{n} = \int e^{-i n \theta } d \mu (\theta ) \quad (n \in Z)

Suggestion: With the supremum norm, C(T)C(T) is a Banach space. Apply the closed graph theorem. Then consider the functional

f→(Λf)(1)=∑−∞∞γnf^(n) f \rightarrow (\Lambda f)(1) = \sum _{-\infty }^{\infty } \gamma _{n} \hat{f}(n)

and apply the Riesz representation theorem ([23], Th. 6.19). (The above series may not converge; use it only for trigonometric polynomials).

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Problem 3.2.8

Define functionals Λm\Lambda_{m} on ℓ2\ell^{2} (see Exercise 5) by

Λmx=∑n=1mn2x(n)(m=1,2,3,…) \Lambda _{m} x = \sum _{n = 1}^{m} n^{2} x(n) \quad (m = 1,2,3, \ldots )

Define xn∈ℓ2x_{n} \in \ell^{2} by xn(n)=1/n,xn(i)=0x_{n}(n) = 1 / n, x_{n}(i) = 0 if i≠ni \neq n. Let K⊂ℓ2K \subset \ell^{2} consist of 0,x1,x20, x_{1}, x_{2}, x3,…x_{3}, \ldots Prove that KK is compact. Compute Λmxn\Lambda_{m} x_{n}. Show that {Λmx}\left\{ \Lambda_{m} x\right\} is bounded for each x∈Kx \in K but {Λmxm}\left\{ \Lambda_{m} x_{m}\right\} is not. Convexity can therefore not be omitted from the hypotheses of Theorem 2.9.

Choose cn>0c_{n} > 0 so that ∑cn=1,∑ncn=∞\sum c_{n} = 1, \sum n c_{n} = \infty. Take x=∑cnxnx = \sum c_{n} x_{n}. Show that xx lies in the closed convex hull of KK (by definition, this is the closure of the convex hull) and that {Λmx}\left\{ \Lambda_{m} x\right\} is not bounded.

Show that the convex hull of KK is not closed.

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Problem 3.2.9

Suppose X,Y,ZX, Y, Z are Banach spaces and

B:X×Y→Z B: X \times Y \rightarrow Z

is bilinear and continuous. Prove that there exists M<∞M < \infty such that

∥B(x,y)∥≤M∥x∥∥y∥(x∈X,y∈Y) \left\| B(x, y)\right\| \leq M\left\| x\right\| \left\| y\right\| \quad (x \in X, y \in Y)

Is completeness needed here?

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Problem 3.2.10

Prove that a bilinear mapping is continuous if it is continuous at the origin (0,0)(0,0).

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Problem 3.2.11

Define B(x1,x2;y)=(x1y,x2y)B\left(x_{1}, x_{2} ; y\right) = \left(x_{1} y, x_{2} y\right). Show that BB is a bilinear continuous mapping of R2×R\mathbb {R}^{2} \times R onto R2\mathbb {R}^{2} which is not open at (1,1;0)(1,1 ; 0). Find all points where this BB is open.

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Problem 3.2.12

Let XX be the normed space of all real polynomials in one variable, with

∥f∥=∫01∣f(t)∣dt \left\| f\right\| = \int _{0}^{1}\left|f(t)\right| d t

Put B(f,g)=∫01f(t)g(t)dtB(f, g) = \int_{0}^{1} f(t) g(t) d t, and show that BB is a bilinear functional on X×XX \times X which is separately continuous but is not continuous.

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Problem 3.2.13

Suppose XX is a topological vector space which is of the second category in itself. Let KK be a closed, convex, absorbing subset of XX. Prove that KK contains a neighborhood of 0. Suggestion: Show first that H=K∩(−K)H = K \cap (-K) is absorbing. By a category argument, HH has interior. Then use

2H=H+H=H−H 2 H = H+H = H-H

Show that the result is false without convexity of KK, even if X=R2X = \mathbb {R}^{2}. Show that the result is false if XX is L2L^{2} topologized by the L1L^{1}-norm (as in Exercise 4).

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Problem 3.2.14
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(a)

Suppose XX and YY are topological vector spaces, {Λn}\left\{ \Lambda_{n}\right\} is an equicontinuous sequence of linear mappings of XX into YY, and CC is the set of all xx at which {Λn(x)}\left\{ \Lambda_{n}(x)\right\} is a Cauchy sequence in YY. Prove that CC is a closed subspace of XX.

(b)

Assume, in addition to the hypotheses of (a), that YY is an FF-space and that {Λn(x)}\left\{ \Lambda_{n}(x)\right\} converges in some dense subset of XX. Prove that then

Λ(x)=lim⁡n→∞Λn(x) \Lambda (x) = \lim _{n \rightarrow \infty } \Lambda _{n}(x)

exists for every x∈Xx \in X and that Λ\Lambda is continuous.

Problem 3.2.15

Suppose XX is an FF-space and YY is a subspace of XX whose complement is of the first category. Prove that Y=XY = X. Hint: YY must intersect x+Yx+Y for every x∈Xx \in X.

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Problem 3.2.16

Suppose that XX and KK are metric spaces, that KK is compact, and that the graph of f:X→Kf: X \rightarrow K is a closed subset of X×KX \times K. Prove that ff is continuous. (This is an analogue of Theorem 2.15 but is much easier). Show that compactness of KK cannot be omitted from the hypotheses, even when XX is compact.

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