Rolle's Theorem and Descartes' Rule of Signs
[107/100%]The two sequences
have the same number of indices of change.
Omitting terms of a sequence does not increase the number of changes of sign.
Inserting zero terms into a sequence does not alter the number of changes of sign. Inserting into a sequence a new term next to an old term with which it agrees in sign again does not alter the number of changes of sign.
The sequence
has not more changes of sign than the sequence .
Let the infinite sequence have only a finite number of changes of sign, and denote this number by . The sequence
formed from it then has also only finitely many and in fact at most changes of sign.
In a rectangular coordinate system mark the points and join every two successive points by a straight line (whose horizontal projection thus must be ). In the resulting figure the indices of change of the sequence are quite evident. The zeros of a real analytic function are not quite so evident from the graph . E.g. a double zero cannot be immediately distinguished from a four-fold zero or a three-fold zero from a five-fold zero even in a very accurately drawn graph.
In an interval where the two functions and have the same zeros.
If , then the two sequences
have the same indices of change.
Let the values and be different from . The interval contains an even or an odd number of zeros of according as and have the same or the opposite sign.
Let and be different from . The subsequence has an even or an odd number of changes of sign according as and have the same or the opposite sign.
Let and be successive zeros of
The derivative has an odd number of zeros in the interval (and thus at least one zero).
Let and be successive indices of change of the sequence . Then the sequence of differences
has an odd number of changes of sign (and thus at least one change of sign).
If has zeros in the interval , then has not fewer than zeros there. This is true whether the interval is open, closed or half open; it may even reduce to a single point.
If the sequence
has indices of change, then the sequence
has not fewer than indices of change.
If has zeros in the finite interval , and if one of the two conditions
is satisfied, then has not fewer than zeros in . If both conditions are satisfied then has not fewer than zeros.
If the finite sequence
has changes of sign, then the sequence
formed from it has not fewer than changes of sign. (With the exception of the obvious trivial case in which all the terms of the sequence .)
If , then has not fewer zeros than in the interior of the interval . (A similar result to that for of course also holds for .)
If , then the infinite sequence
has more changes of sign than the sequence
Let be real, and let have zeros in the interval . Then the function
has at least zeros there. Moreover it has at least zeros if the condition is satisfied.
Let , and let the infinite sequence have changes of sign. Then the sequence
has at least changes of sign. Moreover it has at least changes of sign if the condition is satisfied.
If the function has zeros in the interval , then the function has or fewer zeros there.
If the infinite sequence
has changes of sign, then the sequence
has or fewer changes of sign.
Let the function be different from and of constant sign both in a certain neighbourhood of the point and in a certain neighbourhood of the point . The interval contains an even or an odd number of reversals of sign of the function , according as and have the same sign or opposite signs.
We say that the function is of constant sign in an interval in the following two cases: (1) in the interval, (2) in the interval. Assume that the interval can be divided into sub-intervals such that (1) is not identically zero in any sub-interval, (2) is of constant sign in each sub-interval, (3) is of opposite sign in adjacent sub-intervals. Under these three conditions we say that has reversals of sign in the interval . A zero of an analytic function does or does not induce a reversal of sign (is or is not a crossing point'') according as the multiplicity of the zero is odd or even. However the concept reversal of sign'' can usefully be applied also to certain non-analytic functions.
If the function has reversals of sign in the interval , then the function has in this interval or fewer reversals of sign.
If is the number of reversals of sign and the number of zeros of in the same open interval, then is a non-negative even number.
If and for , then in the interval there are an odd number of reversals of sign of the derivative .
Let be non-zero real numbers and let . One can prove in various cases that the rational function
has only real zeros, in particular in the following cases:
;
The trigonometric polynomial
with real coefficients has only real zeros if
The polynomials and have the same number of changes of sign if is positive.
By the changes of sign and the indices of change of the polynomial or the power series we mean the changes of sign and indices of change of the finite or the infinite sequence of coefficients or respectively.
Denote the number of changes of sign of the polynomials
by and respectively. We then have
Let . Passing from the polynomial
to the polynomial
the number of changes of sign increases; in fact it increases by an odd number.
For the case cf. 15.
Let . Passing from the power series
to the power series
the number of changes of sign does not decrease. In fact it increases if the original series converges for .
Let . Passing from the power series
to the power series
the number of changes of sign does not increase.
Passing from the power series
to the power series
the number of changes of sign does not increase.
Let . Passing from the power series
to the power series
the number of changes of sign does not increase.
Laguerre, op. cit. 1, p. 22. The proof has gaps.
Let be positive numbers. Set
(the power series expansion is convergent for sufficiently small values of ). The number of changes of sign of the finite sequence is not less than the number of changes of sign of the infinite sequence .
Mathematical induction, 31.
Let be the number of positive zeros of the polynomial and the number of changes of sign of the sequence of its coefficients. We then have
Continuation of 36. is an even number.
Let the radius of convergence of the power series be , let the number of its zeros in the interval be and let the number of changes of sign in the sequence of its coefficients be . Then
Hence, in particular: If is finite then is also finite.
Besides 31, the theory of functions of a complex variable must be used.
The power series
has no zeros in its circle of convergence. (The sequence of its coefficients has one change of sign---37 cannot be extended to power series without some essential additional condition.)
If or if is finite and is divergent, then, provided is finite, is a non-negative even number.
Let the minimum of the real numbers be denoted by and their maximum by . The number of zeros of the polynomial
in the interval is equal to, or less by an even number than, the number of changes of sign of the sequence
and the number of zeros in the interval is equal to, or less by an even number than, the number of changes of sign of the sequence
(For equivalent to 36, 37.)
Let be a positive proper fraction, a positive integer. The transcendental equation
has a single positive root. This increases monotonically to infinity as tends to infinity.
The function of the positive variable tends to for and for and between these values has a maximum and no minimum.
Let denote the number of reversals of sign of the function in and the number of zeros of the polynomial
(see the introduction to problem 144 of Part Two) in . Prove that
Let denote the number of reversals of sign of the function in and the number of zeros of the polynomial
(see the introduction to problem 144 of Part Two) in . Prove that
Let the radius of convergence of the power series be . The number of its zeros in the interval does not exceed the number of changes of sign of the sequence
Let be the number of changes of sign of the finite sequence
set
and assume that . Then has at most positive zeros. Show also that the bound can be attained.
Let be the number of changes of sign of the finite sequence
set
and assume that . Then has at most positive zeros. Show also that the bound can be attained.
Let denote the Legendre (Jacobi) symbol, defined for an odd prime and any number not divisible by as if is a quadratic residue of and if is a quadratic non-residue of (Hardy--Wright, p. 68). The equation
has only one positive root, namely .
The equation is reciprocal so that it is sufficient to investigate the zeros in the interval with the aid of 44, 33.
The equation of degree
has exactly positive roots which are all simple.
Investigate the point .
If the polynomial has only real zeros, then .
Let be integers, , and . Then the determinant (a generalization of the Vandermonde determinant, which corresponds to the case )
First prove that it is , 36.
Let , , and assume that consecutive coefficients of the polynomial vanish, where is an integer, . Then the polynomial has at least non-real zeros.
Let the polynomial have only real zeros, and let and not a constant. Set
Then the polynomial has only non-real zeros.
Let be an integer, , and
where the sum is taken over all sets of non-negative integers for which
The homogeneous symmetric function of the real variables is positive definite, i.e. for all sets of values of with the exception of the single set .
Let the polynomial have only positive zeros. In the power series expansion
all the coefficients are positive.
The derivative of a polynomial has not more non-real zeros than the polynomial itself.
Multiple zeros of the derivative of a polynomial with only real zeros are also multiple zeros of the polynomial itself.
If a polynomial has only real and simple zeros, then its higher derivatives have the same property, and moreover every zero of the th derivative lies between two consecutive zeros of the th.
The higher derivatives of the function have only real and simple zeros; moreover every zero of the th derivative lies between two consecutive zeros of the th.
The higher derivatives of the function also have the properties described in 56.
One may define the Legendre, the Laguerre and the Hermite polynomials by the formulae
respectively (problems 84, 99, 100 of Part Six). Deduce from this definition that these polynomials have only real and simple zeros, which lie in the interior of the intervals
respectively (problems 97, 99, 100 of Part Six).
Let be an integer, . Let
In the complex plane draw rays from the origin which divide the plane into equal sectors. Let one of these rays be the positive real axis. Show that the zeros of the polynomials , lie on these rays and are arranged in the same way on each ray and finally that those which are are simple. (The special case is already covered by 57, 58.)
Let be integers satisfying . None of the polynomials
has more nonreal zeros than the polynomial
(Generalization of 53.)
Let be positive numbers which are not all equal. Let
The numbers are to be determined by taking the appropriate roots and are to be chosen positive. is the arithmetic mean and the geometric mean of . Show that
Let be real and a polynomial. The polynomial has not more non-real zeros than the polynomial itself. (Generalization of 53.)
The polynomials
have only real, non-positive, simple zeros. [See definitions in the introduction to Part One, problems 197 and 186, respectively.]
Definitions (Part One, Chapter 4, 3): stands for the number of those permutations of elements that are the products of disjoint cycles (the Stirling numbers of the first kind); stands for the number of different partitions of a set of elements into classes, i.e.into disjoint non-empty subsets whose union is the whole set (the Stirling numbers of the second kind).
The polynomials
have only real, non-positive, simple zeros. [See definitions in the introduction to Part One, problems 197 and 186, respectively.]
Definitions (Part One, Chapter 4, 3): stands for the number of those permutations of elements that are the products of disjoint cycles (the Stirling numbers of the first kind); stands for the number of different partitions of a set of elements into classes, i.e.into disjoint non-empty subsets whose union is the whole set (the Stirling numbers of the second kind).
Assume that the equation
has only real roots. Then the polynomial
has not more non-real zeros than the polynomial itself.
has not more non-real zeros than the polynomial itself.
If the equation
has only real roots, then the following equation
has also only real roots.
Assume further that and consider the power series
Then the polynomial
has not less non-real zeros than the polynomial itself.
Assume further that and consider the power series
Then the polynomial
has not less non-real zeros than the polynomial itself.
Let be a polynomial of th degree, and let the real number lie outside the interval . Then has not more non-real zeros than . (A generalization of 53 different from 60 and 62.)
Let be a polynomial whose zeros are all real and lie outside the interval . Then the equation
has not more non-real roots than the equation
Let . The equation
has not more non-real roots than the equation
Let . The equation
has not more non-real roots than the equation
If the curve meets a straight line in three distinct points, then between the outermost intersections there lies at least one point of inflection.
If a function coincides at points with a polynomial of degree , then its th derivative vanishes at an intermediate point.
Let be a real constant, different from . The difference
vanishes for , but at no other point in the interval .
The remainder of the exponential series
vanishes for , but for no other real value of .
The th partial sum of the exponential series
has no real zero or one real zero according as is even or odd.
Let the polynomials be and of degree respectively, and let the real constants be distinct. The function
has at most real zeros.
Let , . Then the determinant
(Generalization of 48.)
Let be real constants, . Denote by the number of real zeros of the entire function
and by the number of changes of sign in the sequence of numbers . Then is a non-negative even integer. (A generalization of 36, 37 different from 41: Replace by .)
Proof. We may assume without loss of generality that are all different from . That is even is evident from the fact that as the term is the dominant term, and as the term is the dominant term. [8, 9, 37.] That may be proved by mathematical induction; we deduce the relation for from that for , with the aid of Rolle's theorem [solution 75]. Indeed, if there are no changes of sign, evidently is also and the statement holds. Assume that it holds in the case that there are changes of sign. has changes of sign, ; e.g. let be an index of change, , . Choose a number in the interval and consider the function
Let the number of zeros of be . We have [6, 12]
Let the number of changes of sign of the sequence of coefficients
be . Clearly
By the assumption of the mathematical induction argument we have
From the three relations above it follows that
q.e.d.---Was it necessary to assume from the outset that are all ? Could we not also have chosen or ?
The entire function
has simple zeros at the points
and no other real zeros. (Interpret as , with the principal value of .)
The entire function
has simple zeros at the points
and no other real zeros. (Interpret as , with the principal value of .)
Let , . In the interior of its region of convergence (a half-plane bounded on the left), the Dirichlet series
has not more real zeros than the number of changes of sign of the sequence of coefficients . (Generalization of 38.)
Let and be integers and real numbers that satisfy the conditions
Assume that the polynomial
does not vanish identically. Show that the number of real zeros of does not exceed the number of changes of sign of the sequence
[77, 14].
Denote the number of reversals of sign of the function in the interval by , and the number of real zeros of the integral
by . Then we have .
In the number of zeros we naturally include only the zeros lying in the interior of the region of convergence (a half-plane bounded on the left). (Proof not by application of a limiting process to 77 but by appropriate translation of the proof of 77 to the present case!)
The integrals
assumed convergent, are called the moments of the function . Consider the case that not all the moments vanish (the definitions and construction of an example with vanishing moments are given in the introductions to problems 139 of Part Two and 153 of Part Three). Assume e.g. and set
-
if ,
-
if and ,
-
if and . (The are defined by recursion; first of all the sign of must be determined.) The number of reversals of sign of is not less than the number of changes of sign of the sequence . (Problem 140 of Part Two is a special case.)
The number of positive zeros lying in the interior of the region of convergence does not exceed the number of reversals of sign of the function . (Analogue of 44.)
The number of positive zeros lying in the interior of the region of convergence does not exceed the number of changes of sign of the sequence
(Generalization of 44.) [80.]
Let be the number of changes of sign of the finite sequence
() real numbers satisfying
and
where we assume that . Then has at most real zeros.
(Both the hypothesis and the conclusion are stronger than in 83. Generalization of 44.1.)
Let be the number of changes of sign of the finite sequence
() real numbers satisfying
and
where we assume that . Then has at most real zeros.
(Both the hypothesis and the conclusion are stronger than in 83. Generalization of 44.1.)
The number of positive zeros lying within the region of convergence of the factorial series
does not exceed the number of changes of sign of the sequence
It does not even exceed the number of zeros lying within the interval of the power series
Let the coefficients of the non-terminating infinite series
be non-negative, and let its radius of convergence be . Let be real and
The number of zeros of the function
in the interval is not larger than the number of changes of sign of the sequence
If and lies in the interior of the circle of convergence of , then the determinant
(76 readily follows from this.)
Let the sequence of functions
obey Descartes' rule of signs in the open interval . More precisely: If denote any real numbers which are not all zero, then the number of zeros lying in of the linear combination
never exceeds the number of changes of sign of the sequence
For this to hold, the following property of the sequence is a necessary condition: If denote integers with , then the Wronskian determinants (the determinant formed from functions and their derivatives up to order , as defined in the introduction to §5 of Part Seven)
do not vanish in the interval and further any two Wronskian determinants with the same number of rows have the same sign, where . [Look at multiple zeros!]
We see from problems 36, 41, 77, 84, 85 of this Part that the sequences of functions ; ; ; ; and considered there have a common property: the number of zeros lying in a certain interval of their linear combinations with constant coefficients never exceeds the number of changes of sign of these coefficients. What is the basis for this frequent validity of Descartes' rule of signs?
In particular for the validity of Descartes' rule of signs it is necessary that in the interval the quotients
are all positive and are either all monotonically decreasing or all monotonically increasing.
Let . If satisfy the determinantal conditions stated in 87, then so do the functions
(The Wronskian expansion formula used here, up to sign and omission of the index , is given in the introduction to §5 of Part Seven.)
Problem 58 of Part Seven.
Let us assume that the Descartes rule of signs is valid for a system of any functions that satisfy the determinantal conditions. Let the function
have zeros in the interior of and let the sequence of coefficients have changes of sign. The criterion given in 87 as a necessary condition for the validity of Descartes' rule of signs is also a sufficient condition [77].
Verify that the criterion 87 is satisfied by the functions , considered in 77.
Let . If vanishes at points of the interval and if all the zeros of the polynomial with real coefficients are real, then at an interior point of
Let the differential equation of th order
have solutions such that, for , we have
If in the interval there are zeros of the function , then there is also a point in the interval such that
(This uses the formula giving a Wronskian-type expression built from and as an iterated first-order-operator expression analogous to the one used in the solution to 92 above, from the introduction to §5 of Part Seven.)
The conclusion also holds if the assumption is replaced by the weaker assumption that has the same values at points as a solution of the differential equation (*). (A generalization of 71 where we are dealing with the equation .)
The closed curve without double points is the boundary of the region , a part of the -plane. The function is continuous in the closure of (the union of and ) and has continuous partial derivatives of the second order in . If vanishes along and also at some interior point of , then there exists a point in at which
The closed curve without double points is the boundary of the region , a part of the -plane. The function is continuous in the closure of (the union of and ) and has continuous partial derivatives of the second order in . If vanishes along and also at some interior point of , then there exists a point in at which
Let
The ratio of the two determinants
is equal to the ratio of the two determinants
where are suitably chosen intermediate points; in fact
Assuming , we have
where the intermediate points satisfy the inequalities given in 95.
where is a suitable interior point of the smallest interval that contains the distinct points .
where either or . The special case is the ordinary mean value theorem.
(A generalization of the mean-value theorem to systems of functions different from 95.) Let the functions satisfy the inequalities (**) of 93 and let the function be arbitrary. If , then there exists a number , , such that
[Mathematical induction; use 89.]
Deduce 76 from 91.