Section 7.7

Nilpotent Matrices and Jordan Structure

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Problem 7.7.1

Can the index of an n×nn\times n nilpotent matrix ever exceed nn?

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Problem 7.7.2

Determine all possible Jordan forms N\mathbf{N} for a 4×44\times 4 nilpotent matrix.

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Problem 7.7.3

Explain why the number of blocks of size i×ii\times i or larger in the Jordan form for a nilpotent matrix is given by rk⁡(Li−1)−rk⁡(Li)\operatorname {rk}\left(\mathbf{L}^{i-1}\right) - \operatorname {rk}\left(\mathbf{L}^i\right).

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Problem 7.7.4

For a nilpotent matrix L\mathbf{L} of index kk, let Mi=R(Li)∩N(L)M_i = R(\mathbf{L}^i) \cap N(\mathbf{L}). Prove that Mi⊆Mi−1M_i \subseteq M_{i-1} for each i=0,1,…,ki=0,1,\ldots ,k.

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Problem 7.7.5

Prove that R(Lk−1)∩N(L)=R(Lk−1)R(\mathbf{L}^{k-1}) \cap N(\mathbf{L}) = R(\mathbf{L}^{k-1}) for all nilpotent matrices L\mathbf{L} of index k>1k>1. In other words, prove Mk−1=R(Lk−1)M_{k-1} = R(\mathbf{L}^{k-1}).

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Problem 7.7.6

Let L\mathbf{L} be a nilpotent matrix of index k>1k>1. Prove that if the columns of B\mathbf{B} are a basis for R(Li)R(\mathbf{L}^i) for i≤k−1i \le k-1, and if {v→1,v→2,…,v→s}\left\{ \overrightarrow {v}_1, \overrightarrow {v}_2, \ldots , \overrightarrow {v}_s\right\} is a basis for N(LB)N(\mathbf{L}\mathbf{B}), then {Bv→1,Bv→2,…,Bv→s}\left\{ \mathbf{B}\overrightarrow {v}_1, \mathbf{B}\overrightarrow {v}_2, \ldots , \mathbf{B}\overrightarrow {v}_s\right\} is a basis for MiM_i.

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Problem 7.7.7

Find P\mathbf{P} and N\mathbf{N} such that P−1LP=N\mathbf{P}^{-1}\mathbf{L}\mathbf{P} = \mathbf{N} is in Jordan form, where

L=(3321−2−1−1−11−101−5−4−3−2). \mathbf{L} = \begin{pmatrix} 3 & 3 & 2 & 1 \\ -2 & -1 & -1 & -1 \\ 1 & -1 & 0 & 1 \\ -5 & -4 & -3 & -2 \end{pmatrix}.
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Problem 7.7.8

Determine the Jordan form for the following 8×88\times 8 nilpotent matrix.

L=(41301574613−54−39−19−9−6−8−2−496212101−6−5−3−21−100−32−24−13−6−2−5−1−2−10−7−20−303−2−4−3−2−10−1−101712632321). \mathbf{L} = \begin{pmatrix} 41 & 30 & 15 & 7 & 4 & 6 & 1 & 3 \\ -54 & -39 & -19 & -9 & -6 & -8 & -2 & -4 \\ 9 & 6 & 2 & 1 & 2 & 1 & 0 & 1 \\ -6 & -5 & -3 & -2 & 1 & -1 & 0 & 0 \\ -32 & -24 & -13 & -6 & -2 & -5 & -1 & -2 \\ -10 & -7 & -2 & 0 & -3 & 0 & 3 & -2 \\ -4 & -3 & -2 & -1 & 0 & -1 & -1 & 0 \\ 17 & 12 & 6 & 3 & 2 & 3 & 2 & 1 \end{pmatrix}.
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Problem 7.7.9

Prove that if N\mathbf{N} is the Jordan form for a nilpotent matrix L\mathbf{L} as described below, then for any set of nonzero scalars {ζ1,ζ2,…,ζt}\left\{ \zeta_1, \zeta_2, \ldots , \zeta_t\right\}, the matrix L\mathbf{L} is similar to a matrix N~\tilde{\mathbf{N}} of the form

N~=(ζ1N10⋯00ζ2N2⋯0⋮⋮⋱⋮00⋯ζtNt). \tilde{\mathbf{N}} = \begin{pmatrix} \zeta _1\mathbf{N}_1 & 0 & \cdots & 0 \\ 0 & \zeta _2\mathbf{N}_2 & \cdots & 0 \\ \vdots & \vdots & \ddots & \vdots \\ 0 & 0 & \cdots & \zeta _t\mathbf{N}_t \end{pmatrix}.

In other words, the 1's on the superdiagonal of the Ni\mathbf{N}_i's are artificial because any nonzero value can be forced onto the superdiagonal of any Ni\mathbf{N}_i. What's important in the ``Jordan structure'' of L\mathbf{L} is the number and sizes of the nilpotent Jordan blocks (or chains) and not the values appearing on the superdiagonals of these blocks.

Jordan form for a nilpotent matrix: every nilpotent Ln×n\mathbf{L}_{n\times n} of index kk is similar to a block-diagonal matrix P−1LP=N=diag⁡(N1,N2,…,Nt)\mathbf{P}^{-1}\mathbf{L}\mathbf{P} = \mathbf{N} = \operatorname {diag}(\mathbf{N}_1, \mathbf{N}_2, \ldots , \mathbf{N}_t), in which each Nj\mathbf{N}_j is a nilpotent matrix having ones on the superdiagonal and zeros elsewhere.

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