Section VIII.5

ε-Entropy and Hausdorff Measures

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Problem VIII.5.1

A set E⊂RnE \subset \mathbb {R}^{n} is called ε\varepsilon-separated if the distance between any two of its points is not less than ε\varepsilon. Let

M(A,ε)=max⁡{card⁡(E)∣E⊂A, the set E is ε-separated } M(A, \varepsilon )=\max \left\{ \operatorname {card}(E) \mid E \subset A, \text{ the set } E \text{ is } \varepsilon \text{-separated }\right\}

be the maximal cardinality of an ε\varepsilon-separated subset of the set AA. Prove that

N(A,ε)⩽M(A,ε)⩽N(A,ε2) N(A, \varepsilon ) \leqslant M(A, \varepsilon ) \leqslant N\left(A, \frac{\varepsilon }{2}\right)
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Problem VIII.5.2

Let AA be a bounded subset of the space Rn\mathbb {R}^{n}.

?
(a)

Prove that if AA has an interior point, then

H(A,ε)∼nlog⁡21ε(ε→+0). H(A, \varepsilon ) \sim n \log _{2} \frac{1}{\varepsilon } \quad (\varepsilon \rightarrow +0) .
(b)

Recall that the outer measure λn∗(A)\lambda_{n}^{*}(A) of a set A⊂RnA \subset \mathbb {R}^{n} is the quantity

λn∗(A)=inf⁡{λn(G)∣A⊂G⊂Rn,G open } \lambda _{n}^{*}(A)=\inf \left\{ \lambda _{n}(G) \mid A \subset G \subset \mathbb {R}^{n}, G \text{ open }\right\}

Prove that if λn∗(A)>0\lambda_{n}^{*}(A)>0, then N(A,ε)⩾Cε−nN(A, \varepsilon ) \geqslant C \varepsilon^{-n}, where CC is some positive constant.

Problem VIII.5.3

Find the asymptotics (as ε→+0\varepsilon \rightarrow +0) of the ε\varepsilon-entropy of the sets:

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(a)

{2−n∣n∈N}\left\{ 2^{-n} \mid n \in \mathbb {N}\right\};

(b)

{n−α∣n∈N}(α>0)\left\{ n^{-\alpha } \mid n \in \mathbb {N}\right\} \quad (\alpha >0);

(c)

{n−n∣n∈N}\left\{ n^{-n} \mid n \in \mathbb {N}\right\};

(d)

{2−n2∣n∈N}\left\{ 2^{-n^{2}} \mid n \in \mathbb {N}\right\};

(e)

{1ln⁡(n+1)∣ n∈N}\left\{ \left.\frac{1}{\ln (n+1)} \right\rvert \, n \in \mathbb {N}\right\}.

Problem VIII.5.4

Let E⊂RnE \subset \mathbb {R}^{n} be a bounded set, 0<λn(E)<∞0<\lambda_{n}(E)<\infty, and let M(E,ε)M(E, \varepsilon ) be the maximal number of ε\varepsilon-separated points lying in EE. Prove that

1εnλn(E)αn⩽M(E,ε)⩽2nεnλn(Eε/2)αn, \frac{1}{\varepsilon ^{n}} \frac{\lambda _{n}(E)}{\alpha _{n}} \leqslant M(E, \varepsilon ) \leqslant \frac{2^{n}}{\varepsilon ^{n}} \frac{\lambda _{n}\left(E_{\varepsilon / 2}\right)}{\alpha _{n}},

where Eε/2E_{\varepsilon / 2} is the (ε/2)(\varepsilon / 2)-neighborhood of the set E,αnE, \quad \alpha_{n} is the volume of the nn-dimensional unit ball.

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Problem VIII.5.5

The metric dimension M−dim⁡(A)M-\operatorname {dim}(A) and the metric order r(A)r(A) of a bounded subset AA of the space Rn\mathbb {R}^{n} are the quantities M−dim⁡(A)=lim‾⁡ε→+0H(A,ε)log⁡2(1/ε)M-\operatorname {dim}(A)=\varlimsup_{\varepsilon \rightarrow +0} \frac{H(A, \varepsilon )}{\log_{2}(1 / \varepsilon )}, r(A)=lim‾⁡ε→+0H(A,ε)log⁡2(1/ε)r(A)=\varliminf_{\varepsilon \rightarrow +0} \frac{H(A, \varepsilon )}{\log_{2}(1 / \varepsilon )}, where H(A,ε)=log⁡2N(A,ε)H(A, \varepsilon )=\log_{2} N(A, \varepsilon ) is the ε\varepsilon-entropy of the set AA, and N(A,ε)N(A, \varepsilon ) is the minimal cardinality of an ε\varepsilon-net for AA, i.e. of a set CC such that A⊂⋃x∈CB(x,ε)A \subset \bigcup_{x \in C} B(x, \varepsilon ). Find the metric dimensions and metric orders of the graphs of the following functions:

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(a)

f(x)=sin⁡πx,0⩽x⩽1f(x)=\sin \pi x, \quad 0 \leqslant x \leqslant 1;

(b)

f(x)=sin⁡πx,0<x⩽1f(x)=\sin \frac{\pi }{x}, \quad 0<x \leqslant 1.

Problem VIII.5.6

The metric dimension M−dim⁡(A)M-\operatorname {dim}(A) and the metric order r(A)r(A) of a bounded subset AA of the space Rn\mathbb {R}^{n} are the quantities M−dim⁡(A)=lim‾⁡ε→+0H(A,ε)log⁡2(1/ε)M-\operatorname {dim}(A)=\varlimsup_{\varepsilon \rightarrow +0} \frac{H(A, \varepsilon )}{\log_{2}(1 / \varepsilon )}, r(A)=lim‾⁡ε→+0H(A,ε)log⁡2(1/ε)r(A)=\varliminf_{\varepsilon \rightarrow +0} \frac{H(A, \varepsilon )}{\log_{2}(1 / \varepsilon )}, where H(A,ε)=log⁡2N(A,ε)H(A, \varepsilon )=\log_{2} N(A, \varepsilon ) is the ε\varepsilon-entropy of the set AA, and N(A,ε)N(A, \varepsilon ) is the minimal cardinality of an ε\varepsilon-net for AA, i.e. of a set CC such that A⊂⋃x∈CB(x,ε)A \subset \bigcup_{x \in C} B(x, \varepsilon ). Find the metric dimensions and metric orders of the following sets:

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(a)

A×[−1,1]⊂R2A \times [-1,1] \subset \mathbb {R}^{2}, where A={n−1/2∣n∈N}A=\left\{ n^{-1 / 2} \mid n \in \mathbb {N}\right\};

(b)

the graph of the function f(x)=sin⁡πx2,0<x⩽1f(x)=\sin \frac{\pi }{x^{2}}, 0<x \leqslant 1;

(c)

⋃n⩾1S(1n)\bigcup_{n \geqslant 1} S\left(\frac{1}{\sqrt{n}}\right), where S(r)S(r) is the circle centered at zero with radius rr.

Problem VIII.5.7

The metric dimension M−dim⁡(A)M-\operatorname {dim}(A) and the metric order r(A)r(A) of a bounded subset AA of the space Rn\mathbb {R}^{n} are the quantities M−dim⁡(A)=lim‾⁡ε→+0H(A,ε)log⁡2(1/ε)M-\operatorname {dim}(A)=\varlimsup_{\varepsilon \rightarrow +0} \frac{H(A, \varepsilon )}{\log_{2}(1 / \varepsilon )}, r(A)=lim‾⁡ε→+0H(A,ε)log⁡2(1/ε)r(A)=\varliminf_{\varepsilon \rightarrow +0} \frac{H(A, \varepsilon )}{\log_{2}(1 / \varepsilon )}, where H(A,ε)=log⁡2N(A,ε)H(A, \varepsilon )=\log_{2} N(A, \varepsilon ) is the ε\varepsilon-entropy of the set AA, and N(A,ε)N(A, \varepsilon ) is the minimal cardinality of an ε\varepsilon-net for AA, i.e. of a set CC such that A⊂⋃x∈CB(x,ε)A \subset \bigcup_{x \in C} B(x, \varepsilon ). Find the metric dimensions and metric orders of the following sets:

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(a)

A×[−1,1]⊂R2A \times [-1,1] \subset \mathbb {R}^{2}, where A={1ln⁡(n+1)∣ n∈N}A=\left\{ \left.\frac{1}{\ln (n+1)} \right\rvert \, n \in \mathbb {N}\right\};

(b)

the graph of the function f(x)=sin⁡(πe1/x),0<x⩽1f(x)=\sin \left(\pi e^{1 / x}\right), 0<x \leqslant 1;

(c)

⋃n>1S(1ln⁡n)\bigcup_{n>1} S\left(\frac{1}{\ln n}\right) (for the notation S(r)S(r) see Problem 5.6 c)).

Problem VIII.5.8

The metric dimension M−dim⁡(A)M-\operatorname {dim}(A) and the metric order r(A)r(A) of a bounded subset AA of the space Rn\mathbb {R}^{n} are the quantities M−dim⁡(A)=lim‾⁡ε→+0H(A,ε)log⁡2(1/ε)M-\operatorname {dim}(A)=\varlimsup_{\varepsilon \rightarrow +0} \frac{H(A, \varepsilon )}{\log_{2}(1 / \varepsilon )}, r(A)=lim‾⁡ε→+0H(A,ε)log⁡2(1/ε)r(A)=\varliminf_{\varepsilon \rightarrow +0} \frac{H(A, \varepsilon )}{\log_{2}(1 / \varepsilon )}, where H(A,ε)=log⁡2N(A,ε)H(A, \varepsilon )=\log_{2} N(A, \varepsilon ) is the ε\varepsilon-entropy of the set AA, and N(A,ε)N(A, \varepsilon ) is the minimal cardinality of an ε\varepsilon-net for AA, i.e. of a set CC such that A⊂⋃x∈CB(x,ε)A \subset \bigcup_{x \in C} B(x, \varepsilon ). Find the metric dimension and metric order of the Cantor set (see Problem I.1.29).

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Problem VIII.5.9

Find the asymptotics of the ε\varepsilon-entropy of the set

A={∑k⩾0εkk!∣ εk=0 or 1}. A=\left\{ \left.\sum _{k \geqslant 0} \frac{\varepsilon _{k}}{k!} \right\rvert \, \varepsilon _{k}=0 \text{ or } 1\right\} .
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Problem VIII.5.10

The metric dimension M−dim⁡(A)M-\operatorname {dim}(A) and the metric order r(A)r(A) of a bounded subset AA of the space Rn\mathbb {R}^{n} are the quantities M−dim⁡(A)=lim‾⁡ε→+0H(A,ε)log⁡2(1/ε)M-\operatorname {dim}(A)=\varlimsup_{\varepsilon \rightarrow +0} \frac{H(A, \varepsilon )}{\log_{2}(1 / \varepsilon )}, r(A)=lim‾⁡ε→+0H(A,ε)log⁡2(1/ε)r(A)=\varliminf_{\varepsilon \rightarrow +0} \frac{H(A, \varepsilon )}{\log_{2}(1 / \varepsilon )}, where H(A,ε)=log⁡2N(A,ε)H(A, \varepsilon )=\log_{2} N(A, \varepsilon ) is the ε\varepsilon-entropy of the set AA, and N(A,ε)N(A, \varepsilon ) is the minimal cardinality of an ε\varepsilon-net for AA, i.e. of a set CC such that A⊂⋃x∈CB(x,ε)A \subset \bigcup_{x \in C} B(x, \varepsilon ).

Define an increasing sequence {nk}\left\{ n_{k}\right\} of natural numbers by setting nk=k+m!n_{k}=k+m! if m!⩽k<(m+1)!m!\leqslant k<(m+1)!, and consider the set

A={∑εk2−nk∣εk=0 or 1}. A=\left\{ \sum \varepsilon _{k} 2^{-n_{k}} \mid \varepsilon _{k}=0 \text{ or } 1\right\} .

Next, let

Al=A+…+A={x1+…+xl∣x1,…,xl∈A}. A_{l}=A+\ldots +A=\left\{ x_{1}+\ldots +x_{l} \mid x_{1}, \ldots , x_{l} \in A\right\} .

Prove that

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(a)

M−dim⁡(A)=1,r(A)=12M-\operatorname {dim}(A)=1, r(A)=\frac{1}{2};

(b)

λ(Al)=0\lambda \left(A_{l}\right)=0 for any l∈Nl \in \mathbb {N}.

Problem VIII.5.11

Let Ψ:[0,+∞)→[0,+∞)\Psi :[0,+\infty ) \rightarrow [0,+\infty ) be a strictly increasing function such that Ψ(N)⊂N\Psi (\mathbb {N}) \subset \mathbb {N}. Consider the set

A={∑εk2−Ψ(k)∣εk=0 or 1}. A=\left\{ \sum \varepsilon _{k} 2^{-\Psi (k)} \mid \varepsilon _{k}=0 \text{ or } 1\right\} .

Prove that H(A,ε)∼Ψ−1(log⁡21ε)H(A, \varepsilon ) \sim \Psi^{-1}\left(\log_{2} \frac{1}{\varepsilon }\right) as ε→+0\varepsilon \rightarrow +0.

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Problem VIII.5.12

The metric dimension M−dim⁡(A)M-\operatorname {dim}(A) and the metric order r(A)r(A) of a bounded subset AA of the space Rn\mathbb {R}^{n} are the quantities M−dim⁡(A)=lim‾⁡ε→+0H(A,ε)log⁡2(1/ε)M-\operatorname {dim}(A)=\varlimsup_{\varepsilon \rightarrow +0} \frac{H(A, \varepsilon )}{\log_{2}(1 / \varepsilon )}, r(A)=lim‾⁡ε→+0H(A,ε)log⁡2(1/ε)r(A)=\varliminf_{\varepsilon \rightarrow +0} \frac{H(A, \varepsilon )}{\log_{2}(1 / \varepsilon )}, where H(A,ε)=log⁡2N(A,ε)H(A, \varepsilon )=\log_{2} N(A, \varepsilon ) is the ε\varepsilon-entropy of the set AA, and N(A,ε)N(A, \varepsilon ) is the minimal cardinality of an ε\varepsilon-net for AA, i.e. of a set CC such that A⊂⋃x∈CB(x,ε)A \subset \bigcup_{x \in C} B(x, \varepsilon ). Find the metric dimension and metric order of the set

A={(x,y)∈R2∣x=∑εk2−k,εk=0,1; y=∑ηk3−k,ηk=0,1,2; the digits εk,ηk have the same parity for every k} A=\left\{ (x, y) \in \mathbb {R}^{2} \mid x=\sum \varepsilon _{k} 2^{-k}, \quad \varepsilon _{k}=0,1 ; \, y=\sum \eta _{k} 3^{-k}, \quad \eta _{k}=0,1,2 ; \text{ the digits } \varepsilon _{k}, \eta _{k} \text{ have the same parity for every } k\right\}

(the Hironaka curve).

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Problem VIII.5.13

The metric order of a bounded subset AA of the space Rn\mathbb {R}^{n} is the quantity r(A)=lim‾⁡ε→+0H(A,ε)log⁡2(1/ε)r(A)=\varliminf_{\varepsilon \rightarrow +0} \frac{H(A, \varepsilon )}{\log_{2}(1 / \varepsilon )}, where H(A,ε)=log⁡2N(A,ε)H(A, \varepsilon )=\log_{2} N(A, \varepsilon ) is the ε\varepsilon-entropy of the set AA, and N(A,ε)N(A, \varepsilon ) is the minimal cardinality of an ε\varepsilon-net for AA, i.e. of a set CC such that A⊂⋃x∈CB(x,ε)A \subset \bigcup_{x \in C} B(x, \varepsilon ). Let A⊂R,Am=A+…+AA \subset \mathbb {R}, A_{m}=A+\ldots +A (mm summands). Prove that

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(a)

if r(A)=0r(A)=0, then λ(Am)=0\lambda \left(A_{m}\right)=0 for any m∈Nm \in \mathbb {N};

(b)

if r(A)<1mr(A)<\frac{1}{m}, then λ(Am)=0\lambda \left(A_{m}\right)=0.

(c)

Is it true that if r(A)>12r(A)>\frac{1}{2}, then λ(A+A)>0\lambda (A+A)>0? (Consider the set from problem 5.3 e).)

Problem VIII.5.14

Hausdorff measures. Let A⊂Rn,p,ε>0A \subset \mathbb {R}^{n}, p, \varepsilon >0. Set

νp(A,ε)=inf⁡{∑k⩾1rkp∣A⊂⋃k⩾1B(xk,rk),rk<ε}. \nu _{p}(A, \varepsilon )=\inf \left\{ \sum _{k \geqslant 1} r_{k}^{p} \mid A \subset \bigcup _{k \geqslant 1} B\left(x_{k}, r_{k}\right), r_{k}<\varepsilon \right\} .

Note that in the definition of νp(A,ε)\nu_{p}(A, \varepsilon ) the infimum is taken over all countable coverings of the set AA by balls, including those whose centers do not belong to AA. The function νp\nu_{p}, defined on the system of all subsets of the space Rn\mathbb {R}^{n} by the equality

νp(A)=sup⁡{νp(A,ε)∣ε>0}=lim⁡ε→+0νp(A,ε), \nu _{p}(A)=\sup \left\{ \nu _{p}(A, \varepsilon ) \mid \varepsilon >0\right\} =\lim _{\varepsilon \rightarrow +0} \nu _{p}(A, \varepsilon ),

is called the pp-dimensional (outer) Hausdorff measure.

Let p>0p>0. Prove that

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(a)

if the set AA is countable, then νp(A)=0\nu_{p}(A)=0;

(b)

if A⊂A′A \subset A^{\prime }, then νp(A)⩽νp(A′)\nu_{p}(A) \leqslant \nu_{p}\left(A^{\prime }\right);

(c)

if A⊂⋃AkA \subset \bigcup A_{k}, then νp(A)⩽∑νp(Ak)\nu_{p}(A) \leqslant \sum \nu_{p}\left(A_{k}\right);

(d)

if the distance between the sets AA and BB is positive, i.e. d=inf⁡{∥x−y∥∣x∈A,y∈B}>0d=\inf \left\{ \left\| x-y\right\| \mid x \in A, y \in B\right\} >0, then

νp(A∪B,ε)=νp(A,ε)+νp(B,ε) for ε<d2 and νp(A∪B)=νp(A)+νp(B); \begin{gathered} \nu _{p}(A \cup B, \varepsilon )=\nu _{p}(A, \varepsilon )+\nu _{p}(B, \varepsilon ) \quad \text{ for } \quad \varepsilon <\frac{d}{2} \quad \text{ and } \\ \nu _{p}(A \cup B)=\nu _{p}(A)+\nu _{p}(B) ; \end{gathered}
(e)

the measure νp\nu_{p} is invariant under isometries.

Problem VIII.5.15

Let A⊂RnA \subset \mathbb {R}^{n}. Prove that

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(a)

if 0<p<n0<p<n and νp(A)<∞\nu_{p}(A)<\infty, then λn(A)=0\lambda_{n}(A)=0;

(b)

if p>np>n, then νp(A)=0\nu_{p}(A)=0;

(c)

νn(A)=0\nu_{n}(A)=0 if and only if λn(A)=0\lambda_{n}(A)=0.

Problem VIII.5.16

Let A⊂Sn−1,μn−1A \subset S^{n-1}, \mu_{n-1} be Lebesgue measure on Sn−1S^{n-1} ("surface area"). Prove that

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(a)

if 0<p<n−10<p<n-1 and νp(A)=0\nu_{p}(A)=0, then μn−1(A)=0\mu_{n-1}(A)=0;

(b)

νn−1(A)=0\nu_{n-1}(A)=0 if and only if μn−1(A)=0\mu_{n-1}(A)=0.

Problem VIII.5.17

Prove that

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(a)

if 0<p<q0<p<q, then νp(A)⩾νq(A)\nu_{p}(A) \geqslant \nu_{q}(A);

(b)

if 0<νp(A)<∞0<\nu_{p}(A)<\infty, then νq(A)=0\nu_{q}(A)=0 for q>pq>p and νq(A)=∞\nu_{q}(A)=\infty for q<pq<p.

Problem VIII.5.18

The Hausdorff dimension of a set AA is the number dim⁡H(A)=inf⁡{q∣νq(A)=0}=sup⁡{q∣νq(A)=∞}\operatorname {dim}_{H}(A)=\inf \left\{ q \mid \nu_{q}(A)=0\right\} =\sup \left\{ q \mid \nu_{q}(A)=\infty \right\}, where νq\nu_{q} is the qq-dimensional (outer) Hausdorff measure. H(A,ε)=log⁡2N(A,ε)H(A, \varepsilon )=\log_{2} N(A, \varepsilon ) denotes the ε\varepsilon-entropy of the set AA, where N(A,ε)N(A, \varepsilon ) is the minimal cardinality of an ε\varepsilon-net for AA.

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(a)

Prove that for any bounded set A⊂RnA \subset \mathbb {R}^{n} the inequality

dim⁡H(A)⩽r(A)=lim⁡ε→+0H(A,ε)log⁡2(1/ε). \operatorname {dim}_{H}(A) \leqslant r(A)=\lim _{\varepsilon \rightarrow +0} \frac{H(A, \varepsilon )}{\log _{2}(1 / \varepsilon )} .

holds.

(b)

Let Ak⊂Rn(k=1,2,…)A_{k} \subset \mathbb {R}^{n}(k=1,2, \ldots ). Prove that

dim⁡H(⋃k⩾1Ak)=sup⁡k⩾1dim⁡H(Ak). \operatorname {dim}_{H}\left(\bigcup _{k \geqslant 1} A_{k}\right)=\sup _{k \geqslant 1} \operatorname {dim}_{H}\left(A_{k}\right) .
Problem VIII.5.19

The Hausdorff dimension of a set AA is the number dim⁡H(A)=inf⁡{q∣νq(A)=0}=sup⁡{q∣νq(A)=∞}\operatorname {dim}_{H}(A)=\inf \left\{ q \mid \nu_{q}(A)=0\right\} =\sup \left\{ q \mid \nu_{q}(A)=\infty \right\}, where νq\nu_{q} is the qq-dimensional (outer) Hausdorff measure. The diameter of a bounded set C⊂RnC \subset \mathbb {R}^{n} is the number diam⁡(C)=sup⁡{∥x−y∥∣x,y∈C}\operatorname {diam}(C)=\sup \left\{ \left\| x-y\right\| \mid x, y \in C\right\}. Let p>0,A⊂Rnp>0, A \subset \mathbb {R}^{n}. Define the modified pp-dimensional Hausdorff measure ν~p(A)\widetilde{\nu }_{p}(A) as follows:

ν~p(A)=sup⁡ε>0inf⁡{∑k⩾1(diam⁡(Ck))p∣A⊂⋃k⩾1Ck,diam⁡(Ck)<ε}. \tilde{\nu }_{p}(A)=\sup _{\varepsilon >0} \inf \left\{ \sum _{k \geqslant 1}\left(\operatorname {diam}\left(C_{k}\right)\right)^{p} \mid A \subset \bigcup _{k \geqslant 1} C_{k}, \operatorname {diam}\left(C_{k}\right)<\varepsilon \right\} .

Prove that νp(A)⩽ν~p(A)⩽2pνp(A)\nu_{p}(A) \leqslant \widetilde{\nu }_{p}(A) \leqslant 2^{p} \nu_{p}(A) and, consequently, in the definition of Hausdorff dimension one may use ν~p\widetilde{\nu }_{p} in place of νp\nu_{p}.

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Problem VIII.5.20

The Hausdorff dimension of a set AA is the number dim⁡H(A)=inf⁡{q∣νq(A)=0}=sup⁡{q∣νq(A)=∞}\operatorname {dim}_{H}(A)=\inf \left\{ q \mid \nu_{q}(A)=0\right\} =\sup \left\{ q \mid \nu_{q}(A)=\infty \right\}, where νq\nu_{q} is the qq-dimensional (outer) Hausdorff measure. Find the Hausdorff dimension pp and compute the Hausdorff measure νp\nu_{p} of the following sets:

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(a)

the segment [a,b]\left[a, b\right];

(b)

the circle S1S^{1};

(c)

an open subset GG of the space Rn\mathbb {R}^{n}.

Problem VIII.5.21

The Hausdorff dimension of a set AA is the number dim⁡H(A)=inf⁡{q∣νq(A)=0}=sup⁡{q∣νq(A)=∞}\operatorname {dim}_{H}(A)=\inf \left\{ q \mid \nu_{q}(A)=0\right\} =\sup \left\{ q \mid \nu_{q}(A)=\infty \right\}, where νq\nu_{q} is the qq-dimensional (outer) Hausdorff measure. Find the Hausdorff dimension pp and compute νp(C)\nu_{p}(C) for the Cantor set CC. Prove that the function φ\varphi defined by the equality

φ(x)=2pνp(C∩[0,x])(0⩽x⩽1), \varphi (x)=2^{p} \nu _{p}(C \cap [0, x]) \quad (0 \leqslant x \leqslant 1),

coincides with the Cantor function (see the definition before Problem III.3.14).

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Problem VIII.5.22

The Hausdorff dimension of a set AA is the number dim⁡H(A)=inf⁡{q∣νq(A)=0}=sup⁡{q∣νq(A)=∞}\operatorname {dim}_{H}(A)=\inf \left\{ q \mid \nu_{q}(A)=0\right\} =\sup \left\{ q \mid \nu_{q}(A)=\infty \right\}, where νq\nu_{q} is the qq-dimensional (outer) Hausdorff measure. The metric dimension of a bounded set A⊂RnA \subset \mathbb {R}^{n} is the quantity M−dim⁡(A)=lim‾⁡ε→+0H(A,ε)log⁡2(1/ε)M-\operatorname {dim}(A)=\varlimsup_{\varepsilon \rightarrow +0} \frac{H(A, \varepsilon )}{\log_{2}(1 / \varepsilon )}, where H(A,ε)=log⁡2N(A,ε)H(A, \varepsilon )=\log_{2} N(A, \varepsilon ) is the ε\varepsilon-entropy of the set AA, and N(A,ε)N(A, \varepsilon ) is the minimal cardinality of an ε\varepsilon-net for AA, i.e. of a set CC such that A⊂⋃x∈CB(x,ε)A \subset \bigcup_{x \in C} B(x, \varepsilon ). Find dim⁡H(A)\operatorname {dim}_{H}(A) and M−dim⁡(A)M-\operatorname {dim}(A) for the following sets:

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(a)

A=CA=C - the Cantor set;

(b)

A=A0A=A_{0}, where A0={1+1ln⁡(n+1)∣ n∈N}A_{0}=\left\{ \left.1+\frac{1}{\ln (n+1)} \right\rvert \, n \in \mathbb {N}\right\};

(c)

A=C∪A0A=C \cup A_{0}.

Remark.
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A homogeneous generalized Cantor set, built on the segment [0,1]\left[0,1\right] from the defining sequence {2−np}n⩾0\left\{ 2^{-n p}\right\}_{n} \geqslant 0, where p>1p>1, will be denoted by the symbol K(p)K(p). Note that K(log⁡23)=CK\left(\log_{2} 3\right)=C - the classical Cantor set.

Problem VIII.5.23

Let E⊂[0,1]E \subset [0,1] be a homogeneous generalized Cantor set, 0<νp(E)<∞,σE0<\nu_{p}(E)<\infty , \sigma_{E} the corresponding Cantor function (see III.3.17). Prove that

νp(E∩[0,x])=νp(E)σE(x)(0⩽x⩽1). \nu _{p}(E \cap [0, x])=\nu _{p}(E) \sigma _{E}(x) \quad (0 \leqslant x \leqslant 1) .
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Problem VIII.5.24

The Hausdorff dimension of a set AA is the number dim⁡H(A)=inf⁡{q∣νq(A)=0}=sup⁡{q∣νq(A)=∞}\operatorname {dim}_{H}(A)=\inf \left\{ q \mid \nu_{q}(A)=0\right\} =\sup \left\{ q \mid \nu_{q}(A)=\infty \right\}, where νq\nu_{q} is the qq-dimensional (outer) Hausdorff measure. Let 0<p⩽1,E⊂R0<p \leqslant 1, E \subset \mathbb {R} be a homogeneous generalized Cantor set, lnl_{n} the length of the intervals of rank nn. Prove that

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(a)

if lim⁡‾2nlnp=0\underline{\lim } 2^{n} l_{n}^{p}=0, then νp(E)=0\nu_{p}(E)=0;

(b)

if lim⁡2nlnp>0\lim 2^{n} l_{n}^{p}>0, then νp(E)>0\nu_{p}(E)>0;

(c)

νp(E)=∞\nu_{p}(E)=\infty if and only if 2nlnp→∞2^{n} l_{n}^{p} \rightarrow \infty;

(d)

dim⁡H(E×E)=2dim⁡H(E)\operatorname {dim}_{H}(E \times E)=2 \operatorname {dim}_{H}(E).

Problem VIII.5.25

The Hausdorff dimension of a set AA is the number dim⁡H(A)=inf⁡{q∣νq(A)=0}=sup⁡{q∣νq(A)=∞}\operatorname {dim}_{H}(A)=\inf \left\{ q \mid \nu_{q}(A)=0\right\} =\sup \left\{ q \mid \nu_{q}(A)=\infty \right\}, where νq\nu_{q} is the qq-dimensional (outer) Hausdorff measure. Let EE be a homogeneous generalized Cantor set, σ\sigma the corresponding Cantor function (see III.3.17), and let

IE(t)=∬E×Edσ(x)dσ(y)∣x−y∣t− the "t-energy integral".  I_{E}(t)=\iint _{E \times E} \frac{d \sigma (x) d \sigma (y)}{\left|x-y\right|^{t}}-\text{ the "$t$-energy integral". }

Prove that

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(a)

if IE(t)<∞I_{E}(t)<\infty, then t⩽dim⁡H(E)t \leqslant \operatorname {dim}_{H}(E);

(b)

if t<dim⁡H(E)t<\operatorname {dim}_{H}(E), then IE(t)<∞I_{E}(t)<\infty.

Show that at t=dim⁡H(E)t=\operatorname {dim}_{H}(E) the integral IE(t)I_{E}(t) can be either finite or infinite (consider the defining sequence ln=np3−nl_{n}=n^{p} 3^{-n} for various pp).

Problem VIII.5.26

The Hausdorff dimension of a set AA is the number dim⁡H(A)=inf⁡{q∣νq(A)=0}=sup⁡{q∣νq(A)=∞}\operatorname {dim}_{H}(A)=\inf \left\{ q \mid \nu_{q}(A)=0\right\} =\sup \left\{ q \mid \nu_{q}(A)=\infty \right\}, where νq\nu_{q} is the qq-dimensional (outer) Hausdorff measure. Let AA be the set from problem 5.10.

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(a)

Verify that AA is a homogeneous generalized Cantor set, and find its defining sequence {ln}n⩾0\left\{ l_{n}\right\}_{n \geqslant 0}.

(b)

Find the Hausdorff dimension pp of the set AA.

(c)

Find lim‾⁡2nlnp\varlimsup 2^{n} l_{n}^{p}.

Problem VIII.5.27

The Hausdorff dimension of a set AA is the number dim⁡H(A)=inf⁡{q∣νq(A)=0}=sup⁡{q∣νq(A)=∞}\operatorname {dim}_{H}(A)=\inf \left\{ q \mid \nu_{q}(A)=0\right\} =\sup \left\{ q \mid \nu_{q}(A)=\infty \right\}, where νq\nu_{q} is the qq-dimensional (outer) Hausdorff measure. Let A,BA, B be homogeneous generalized Cantor sets with defining sequences {3−n/(n+1)}n⩾0\left\{ 3^{-n} /(n+1)\right\}_{n \geqslant 0} and {3−nn+1}n⩾0\left\{ 3^{-n} \sqrt{n+1}\right\}_{n \geqslant 0} respectively, and let p=dim⁡H(A),q=dim⁡H(B)p=\operatorname {dim}_{H}(A), q=\operatorname {dim}_{H}(B). Prove that

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(a)

p=q=log⁡32p=q=\log_{3} 2 (recall that log⁡32\log_{3} 2 is the Hausdorff dimension of the Cantor set);

(b)

νp(A)=0,νp(B)=+∞\nu_{p}(A)=0, \nu_{p}(B)=+\infty and, consequently, for any t>0t>0 the quantities νt(A),νt(B)\nu_{t}(A), \nu_{t}(B) can take only the values 0 or +∞+\infty.

Problem VIII.5.28

The Hausdorff dimension of a set AA is the number dim⁡H(A)=inf⁡{q∣νq(A)=0}=sup⁡{q∣νq(A)=∞}\operatorname {dim}_{H}(A)=\inf \left\{ q \mid \nu_{q}(A)=0\right\} =\sup \left\{ q \mid \nu_{q}(A)=\infty \right\}, where νq\nu_{q} is the qq-dimensional (outer) Hausdorff measure. Let n∈N,E⊂{0,…,n−1},m=card⁡(E),1⩽m<nn \in \mathbb {N}, E \subset \left\{ 0, \ldots , n-1\right\} , m=\operatorname {card}(E), 1 \leqslant m<n. Find the Hausdorff dimension of the set

A={∑k⩾1aknk∣ ak∈E for any k∈N}. A=\left\{ \left.\sum _{k \geqslant 1} \frac{a_{k}}{n^{k}} \right\rvert \, a_{k} \in E \text{ for any } k \in \mathbb {N}\right\} .
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Problem VIII.5.29

The Hausdorff dimension of a set AA is the number dim⁡H(A)=inf⁡{q∣νq(A)=0}=sup⁡{q∣νq(A)=∞}\operatorname {dim}_{H}(A)=\inf \left\{ q \mid \nu_{q}(A)=0\right\} =\sup \left\{ q \mid \nu_{q}(A)=\infty \right\}, where νq\nu_{q} is the qq-dimensional (outer) Hausdorff measure. Let

A=\left\{ \left.\sum \frac{a_{k}}{10^{k}} \right\rvert \, a_{k} \in \{ 0,1,2,3,4

for any k Nright .

Find dim⁡H(A)\operatorname {dim}_{H}(A) and dim⁡H(A+A)\operatorname {dim}_{H}(A+A) and confirm that dim⁡H(A)>12\operatorname {dim}_{H}(A)>\frac{1}{2}, but dim⁡H(A+A)<1\operatorname {dim}_{H}(A+A)<1.

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Problem VIII.5.30

The Hausdorff dimension of a set AA is the number dim⁡H(A)=inf⁡{q∣νq(A)=0}=sup⁡{q∣νq(A)=∞}\operatorname {dim}_{H}(A)=\inf \left\{ q \mid \nu_{q}(A)=0\right\} =\sup \left\{ q \mid \nu_{q}(A)=\infty \right\}, where νq\nu_{q} is the qq-dimensional (outer) Hausdorff measure. A set E⊂RnE \subset \mathbb {R}^{n} is called θ\theta-uniformly superporous, 0<θ<10<\theta <1, if for any x∈Rn,r>0x \in \mathbb {R}^{n}, r>0 there is a point y∈B(x,r)y \in B(x, r) such that E∩B(y,θr)=∅E \cap B(y, \theta r)=\varnothing. Prove that there exists a number d(θ)<nd(\theta )<n such that every θ\theta-uniformly superporous set has Hausdorff dimension no greater than d(θ)d(\theta ).

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Problem VIII.5.31

The Hausdorff dimension of a set AA is the number dim⁡H(A)=inf⁡{q∣νq(A)=0}=sup⁡{q∣νq(A)=∞}\operatorname {dim}_{H}(A)=\inf \left\{ q \mid \nu_{q}(A)=0\right\} =\sup \left\{ q \mid \nu_{q}(A)=\infty \right\}, where νq\nu_{q} is the qq-dimensional (outer) Hausdorff measure. A set B⊂RnB \subset \mathbb {R}^{n} will be called homothetic to a set A⊂RnA \subset \mathbb {R}^{n} if B=x0+tAB=x_{0}+t A, where t>0t>0. The number tt will be called the coefficient of homothety. Consider a centrally symmetric convex compact set AA with nonempty interior. We will exhaust a bounded open set G⊂RnG \subset \mathbb {R}^{n} by sets homothetic to AA as follows. At the first step, consider a set BB homothetic to AA, contained in Gˉ\bar{G}, with maximal homothety coefficient (as is easily verified, such a set exists). Put G1=G\BG_{1}=G \backslash B. Replacing GG by G1G_{1} and repeating the procedure, we obtain a set G2G_{2}, and so on. Consider the intersection C=⋂k⩾1GkC=\bigcap_{k \geqslant 1} G_{k}.

Prove that dim⁡H(C)⩽d(n)<n\operatorname {dim}_{H}(C) \leqslant d(n)<n, where d(n)d(n) is some number not depending on the choice of AA and GG. In other words, the set GG is exhausted by sets homothetic to AA, up to a remainder whose Hausdorff dimension is "substantially less" than nn.

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Problem VIII.5.32

The Hausdorff dimension of a set AA is the number dim⁡H(A)=inf⁡{q∣νq(A)=0}=sup⁡{q∣νq(A)=∞}\operatorname {dim}_{H}(A)=\inf \left\{ q \mid \nu_{q}(A)=0\right\} =\sup \left\{ q \mid \nu_{q}(A)=\infty \right\}, where νq\nu_{q} is the qq-dimensional (outer) Hausdorff measure. Let KK be a generalized homogeneous Cantor set, dim⁡H(K)>12\operatorname {dim}_{H}(K)>\frac{1}{2}. Prove that there exists a continuous function φ:C→C\varphi : \mathbb {C} \rightarrow \mathbb {C} such that lim⁡z→∞zφ(z)=1\lim_{z \rightarrow \infty } z \varphi (z)=1 and φ\varphi is holomorphic outside the set K×KK \times K (compare with problem 4.11).

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