Chapter 8

Bounded Operators on Banach Spaces and Their Spectra

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Problem 108

Let XX be a Banach space. Suppose that A∈B(X)A \in \mathcal{B}(X) is an invertible operator. Show that

σ(A−1)={λ−1:λ≠0,λ∈σ(A)}. \sigma \left(A^{-1}\right) = \left\{ \lambda ^{-1}: \lambda \neq 0, \lambda \in \sigma (A)\right\} .
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Problem 109

Let XX be a Banach space, let A∈B(X)A \in \mathcal{B}(X) and λ∈C\lambda \in \mathbb {C}. Assume that there exists a sequence (xn)(x_{n}) in XX such that

∥xn∥=1,∀n∈N and Axn−λxn→0 as n→∞. \left\| x_{n}\right\| = 1, \forall n \in \mathbb {N} \text{ and } A x_{n}-\lambda x_{n} \rightarrow 0 \text{ as } n \rightarrow \infty .

Prove that λ∈σ(A)\lambda \in \sigma (A).

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Problem 110

Let (an)(a_{n}) and (bn)(b_{n}) be complex sequences such that

∣an−1∣>∣an∣→(n→∞)0 and ∣bn−1∣>∣bn∣→(n→∞)0. \left|a_{n-1}\right| > \left|a_{n}\right| \xrightarrow {(n \rightarrow \infty )} 0 \text{ and }\left|b_{n-1}\right| > \left|b_{n}\right| \xrightarrow {(n \rightarrow \infty )} 0.

Consider the operator T:ℓ2→ℓ2T: \ell^{2} \rightarrow \ell^{2} defined by

Tx=(a1x1,a2x2+b1x1,a3x3+b2x2,…),x=(xj)∈ℓ2. T x = \left(a_{1} x_{1}, a_{2} x_{2}+b_{1} x_{1}, a_{3} x_{3}+b_{2} x_{2}, \ldots \right), \quad x = \left(x_{j}\right) \in \ell ^{2}.
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(a)

Show that TT is compact.

(b)

Find all eigenvalues and eigenvectors of TT.

Problem 111

Let XX be a Banach space and let A∈B(X)A \in \mathcal{B}(X) such that An=0A^{n} = 0 for some n∈Nn \in \mathbb {N} (AA is nilpotent). Find σ(A)\sigma (A).

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Problem 112

Let P∈B(X)P \in \mathcal{B}(X) be a projection, i.e., a linear operator on XX such that P2=PP^{2} = P. Construct the resolvent R(P;λ)R(P ; \lambda ) of PP

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Problem 113

Let CRC_{\mathbb {R}} be the space of all continuous and bounded functions x(t)x(t) on R\mathbb {R} with norm ∥x∥=sup⁡R∣x(t)∣\left\| x\right\| = \sup_{\mathbb {R}}\left|x(t)\right|. On the space CRC_{\mathbb {R}} we define the operator AA by

(Ax)(t)=x(t+c) (A x)(t) = x(t+c)

where c∈Rc \in \mathbb {R} is a constant. Prove that

σ(A)={λ∈C:∣λ∣=1} \sigma (A) = \left\{ \lambda \in \mathbb {C}:\left|\lambda \right| = 1\right\}
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Problem 114
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(a)

Let HH be a Hilbert space and a,b∈Ha, b \in H. Consider the rank-one operator

U:H→H,U(x)=⟨x,a⟩b,x∈H. U: H \rightarrow H, \quad U(x) = \langle x, a\rangle b, x \in H.

Calculate ∥U∥\left\| U\right\| and the spectral radius r(U)r(U). Show that

r(U)=∥U∥⇔a,b are linearly independent.  r(U) = \left\| U\right\| \Leftrightarrow a, b \text{ are linearly independent. }
(b)

Let XX be a Banach space, x∗∈X∗x^{*} \in X^{*} and y∈Xy \in X. Consider the rank-one operator

V:X→X,V(x)=x∗(x)y,x∈X. V: X \rightarrow X, \quad V(x) = x^{*}(x) y, x \in X.

Calculate ∥V∥\left\| V\right\| and the spectral radius r(V)r(V). Show that

r(V)=∥V∥⇔∣x∗(y)∣=∥x∗∥∥y∥. r(V) = \left\| V\right\| \Leftrightarrow \left|x^{*}(y)\right| = \left\| x^{*}\right\| \left\| y\right\| .
Problem 115

Let k∈C([0,1]×[0,1])k \in C([0,1] \times [0,1]) be a given function. Consider the operator

B∈B(C[0,1]) defined by (Bu)(s)=∫0sk(s,t)u(t)dt B \in \mathcal{B}(C[0,1]) \quad \text{ defined by }(B u)(s) = \int _{0}^{s} k(s, t) u(t) d t

Find σ(B)\sigma (B) and r(B)r(B).

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Problem 116

Let XX be a Banach space and A,B∈B(X)A, B \in \mathcal{B}(X). Suppose AB=BAA B = B A. Prove that

r(A+B)≤r(A)+r(B), r(A+B) \leq r(A)+r(B),

where r(T)r(T) is the spectral radius of an operator T∈B(X)T \in \mathcal{B}(X).

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Problem 117

Let K⊂CK \subset \mathbb {C} be an arbitrary non-empty compact set. Construct an operator B∈B(ℓp),1≤p≤∞B \in \mathcal{B}\left(\ell^{p}\right), 1 \leq p \leq \infty, such that σ(B)=K\sigma (B) = K.

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Problem 118

Let g∈C[0,1]g \in C[0,1] be a fixed function and A∈B(C[0,1])A \in \mathcal{B}(C[0,1]) be defined by

(Af)(t)=g(t)f(t),t∈[0,1]. (A f)(t) = g(t) f(t), t \in [0,1].

Find σ(A)\sigma (A) and construct effectively the resolvent R(A;λ)R(A ; \lambda ). Find the eigenvalues and eigenvectors of AA.

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Problem 119

Let XX be a Banach space and A,B∈B(X)A, B \in \mathcal{B}(X). Show that for any λ∈ρ(A)∩ρ(B)\lambda \in \rho (A) \cap \rho (B),

R(B;λ)−R(A;λ)=R(B;λ)(A−B)R(A;λ) R(B ; \lambda )-R(A ; \lambda ) = R(B ; \lambda )(A-B) R(A ; \lambda )
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Problem 120

Let k∈C([0,1]×[0,1])k \in C([0,1] \times [0,1]) be given. Consider the operator B∈B(C[0,1])B \in \mathcal{B}(C[0,1]) defined by

(Bu)(s)=∫0sk(s,t)u(t)dt (B u)(s) = \int _{0}^{s} k(s, t) u(t) d t

Find the spectral radius of BB. What is the spectrum of BB. (Hint: Prove by induction that

∣(Bnu)(s)∣≤Mnn!sn∥u∥∞,∀n∈N, \left|\left(B^{n} u\right)(s)\right| \leq \frac{M^{n}}{n!} s^{n}\left\| u\right\| _{\infty }, \forall n \in \mathbb {N},

for some constant M>0M > 0).

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Problem 121

Determine the spectra of the left and the right shift operators on ℓ2\ell^{2} :

R(x1,x2,x3,…)=(0,x1,x2,…)L(x1,x2,x3,…)=(x2,x3,x4,…). \begin{aligned} & R\left(x_{1}, x_{2}, x_{3}, \ldots \right) = \left(0, x_{1}, x_{2}, \ldots \right) \\ & L\left(x_{1}, x_{2}, x_{3}, \ldots \right) = \left(x_{2}, x_{3}, x_{4}, \ldots \right). \end{aligned}

Classify them into point, continuous, and residual spectrum.

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