Section I.1

Relations. The Axiom of Choice and Zorn's Lemma

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Problem 1

Which of the following relations are equivalence relations?

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(a)

The relation of equality of two numbers;

(b)

The relation of similarity of two triangles;

(c)

The order relation on the real line;

(d)

The relation of linear dependence in a linear space LL of dimension n>1n > 1;

(e)

The relation of linear dependence in the set L∗=L∖{0}L^* = L \setminus \left\{ 0\right\}, where LL is a linear space.

Problem 2

Let us call two positive functions f1f_1 and f2f_2 on [0,1][0,1] equivalent if

0<lim inf⁡x→0f1(x)f2(x),lim sup⁡x→0f1(x)f2(x)<∞. 0 < \liminf _{x \to 0} \frac{f_1(x)}{f_2(x)}, \qquad \limsup _{x \to 0} \frac{f_1(x)}{f_2(x)} < \infty .

Verify that this is actually an equivalence relation and that the corresponding quotient set is uncountable.

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Problem 3

Let the condition lim⁡x→0[f1(x)/f2(x)]=∞\lim_{x \to 0} \left[f_1(x)/f_2(x)\right] = \infty define the relation f1>f2f_1 > f_2 for positive functions on [0,1][0,1]. Verify that this is a partial-order relation and prove that any countable subset is bounded.

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Problem 4

Let XX and YY be partially ordered sets. Define a relation (x1,y1)≥(x2,y2)(x_1,y_1) \geq (x_2,y_2) on the product X×YX \times Y by the conditions x1≥x2x_1 \geq x_2 and y1≥y2y_1 \geq y_2. Prove that this is a partial-order relation. Is it a total order relation if XX and YY are totally ordered sets?

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Problem 5

Let XX be a partially ordered set. Suppose that the partial order on XX has the property that M(x)={y∈X:y<x}M(x) = \left\{ y \in X : y < x\right\} is a finite set for all x∈Xx \in X. For any function f(x)f(x) on XX define

F(x)=∑y≤xf(y). F(x) = \sum _{y \leq x} f(y).

Prove that f(x)f(x) can be recovered from F(x)F(x) by a formula of the form

f(x)=∑y≤xμ(x,y)F(y). f(x) = \sum _{y \leq x}\mu (x,y)F(y).

The function μ\mu is uniquely determined and is called the Möbius function for the partially ordered set XX.

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Problem 6

Find the Möbius functions for the following partially ordered sets:

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(a)

the natural numbers with the usual order relation;

(b)

the natural numbers with the relation of divisibility;

(c)

the collection of finite subsets of a given set XX, with the relation of inclusion;

(d)

the collection of subspaces of a linear nn-dimensional space over a finite field, with the relation of inclusion.

Problem 7

Express the following quantities in terms of the Möbius function from Problem 6:

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(a)

the Euler function φ(n)\varphi (n), which is equal to the number of positive integers less than nn and relatively prime to nn;

(b)

the number P(n,q)P(n,q) of irreducible polynomials of degree nn with coefficients in the finite field FqF_q and with leading coefficient 1;

(c)

the limit C(N)/N2C(N)/N^2, N→∞N \to \infty, where C(N)C(N) is the number of irreducible fractions of the form p/qp/q, 1≤p≤N1 \leq p \leq N, 1≤q≤N1 \leq q \leq N.

Problem 8

Let AA be a well-ordered set, and let XαX_\alpha be a nonempty totally ordered set for each α∈A\alpha \in A. Define the lexicographical order in the set X=∏α∈AXαX = \prod_{\alpha \in A}X_\alpha by setting x>yx > y if xα0>yα0x_{\alpha_0} > y_{\alpha_0}, where α0\alpha_0 is the smallest element of AA for which xα≠yαx_\alpha \neq y_\alpha. Prove that this really is a total-order relation.

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Problem 9

Suppose that Rn\mathbb {R}^{n} is totally ordered in such a way that

  1. x1≥y1x_1 \geq y_1 and x2≥y2⇒x1+x2≥y1+y2x_2 \geq y_2 \Rightarrow x_1+x_2 \geq y_1+y_2;

  2. x≥yx \geq y and λ≥0\lambda \geq 0 implies that λx≥λy\lambda x \geq \lambda y for λ∈R\lambda \in \mathbb {R};

  3. x≥yx \geq y and y≥xy \geq x implies that x=yx = y. Prove that Rn\mathbb {R}^{n} is isomorphic (as a totally ordered space) to the product of nn lines (with the usual order), endowed with the lexicographical order (see Problem 8).

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Problem 10

Two well-ordered countable sets are said to be equivalent if there is a monotonic one-to-one correspondence between them. Let M\mathcal{M} be the corresponding set of equivalence classes. Define a partial order relation on M\mathcal{M} by setting μ≥ν\mu \geq \nu if the classes μ\mu and ν\nu have representatives MM and NN such that MM is equivalent to an initial segment of NN (i.e., a set of the form N(n0)={n∈N:n≤n0}N(n_0) = \left\{ n \in N : n \leq n_0\right\}).

Prove that:

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(a)

M\mathcal{M} contains a smallest element μ0\mu_0;

(b)

any two elements of M\mathcal{M} are comparable;

(c)

M\mathcal{M} is well ordered;

(d)

M\mathcal{M} is uncountable;

(e)

any uncountable set contains a subset of the same cardinality as M\mathcal{M}.

Problem 11

Let M\mathcal{M} be the well-ordered set described in Problem 10. Let A=M×[0,1)\mathfrak {A} = \mathcal{M}\times [0,1) and define the lexicographical order on A\mathfrak {A}: If a=(μ,x)a = (\mu ,x), b=(ν,y)b = (\nu ,y), then a≥ba \geq b means that either μ≥ν\mu \geq \nu and μ≠ν\mu \neq \nu, or μ=ν\mu = \nu and x≥yx \geq y.

Prove that any initial segment (see Problem 10) of A\mathfrak {A} is equivalent (as a totally ordered set) to the half-interval [0,1)[0,1), though the set A\mathfrak {A} itself is not equivalent to this half-interval.

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Problem 12

Let a0=(μ0,0)a_0 = (\mu_0,0) be a minimal point of the set A\mathfrak {A} in Problem 11. Define a topology on A0=A∖{a0}\mathfrak {A}_0 = \mathfrak {A}\setminus \left\{ a_0\right\} by taking the ``intervals'' (a,b)={c∈A0:a<c<b}(a,b) = \left\{ c \in \mathfrak {A}_0 : a < c < b\right\} as a base of open sets. Prove that:

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(a)

each point a∈A0a \in \mathfrak {A}_0 has a neighborhood that is homeomorphic to an ordinary interval;

(b)

the topological space A0\mathfrak {A}_0 is connected and is not homeomorphic to an ordinary interval.

This space A0\mathfrak {A}_0 is called the Aleksandrov line and is an example of a one-dimensional manifold not having a countable base of open sets.

Problem 13

Prove that in the collection of disks contained in a given square on the plane there is a maximal element but not a largest element relative to inclusion.

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Problem 14

Using Zorn's lemma, prove that every linear space has a basis.

Zorn's Lemma. If every totally ordered subset of a partially ordered set XX is bounded above (below), then XX contains at least one maximal (minimal) element x0x_0.

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Problem 15

Using Zermelo's theorem, show that for any two sets AA and BB there is either a one-to-one mapping from AA onto a subset of BB or a one-to-one mapping from BB onto a subset of AA.

Zermelo's Theorem. Every set can be well ordered, i.e., it is possible to introduce an order relation on it such that any subset contains a smallest element.

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Problem 16

Derive Zermelo's theorem from Zorn's lemma.

Zorn's Lemma. If every totally ordered subset of a partially ordered set XX is bounded above (below), then XX contains at least one maximal (minimal) element x0x_0.

Zermelo's Theorem. Every set can be well ordered, i.e., it is possible to introduce an order relation on it such that any subset contains a smallest element.

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Problem 17
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