Chapter 20

Examples of Compactness

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Problem 186

A Volterra operator with a bounded kernel is quasinilpotent.

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Remark.
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A Volterra kernel is a kernel KK in L2(μ×μ)L^{2}\left(\mu \times \mu \right) (where μ\mu is Lebesgue measure on the unit interval) such that K(x,y)=0K(x,y) = 0 when x<yx < y; equivalently, a Volterra kernel is a Hilbert--Schmidt kernel that vanishes above the diagonal (x=yx = y) of the unit square. The integral operator AA (a Volterra operator) induced by a Volterra kernel KK is given by

(Af)(x)=∫0xK(x,y)f(y) dy. (Af)(x) = \int _0^x K(x,y) f(y) \, dy.

"Bounded" refers to the kernel, not the operator: the assumption is that KK is bounded almost everywhere in the unit square. An operator AA is quasinilpotent if lim⁡n∥An∥1/n=0\lim_n \left\| A^n\right\|^{1/n} = 0.

Problem 187

Is every Volterra operator quasinilpotent?

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Remark.
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A Volterra kernel is a kernel KK in L2(μ×μ)L^{2}\left(\mu \times \mu \right) (where μ\mu is Lebesgue measure on the unit interval) such that K(x,y)=0K(x,y) = 0 when x<yx < y. The integral operator induced by a Volterra kernel KK is a Volterra operator, given by (Af)(x)=∫0xK(x,y)f(y) dy(Af)(x) = \int_0^x K(x,y) f(y) \, dy. An operator AA is quasinilpotent if lim⁡n∥An∥1/n=0\lim_n \left\| A^n\right\|^{1/n} = 0.

Problem 188

What is the norm of VV?

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Remark.
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An integral operator AA induced by a Volterra kernel KK (a kernel K∈L2(μ×μ)K \in L^{2}\left(\mu \times \mu \right) on the unit square with K(x,y)=0K(x,y) = 0 when x<yx < y) is called a Volterra operator; AA is given by (Af)(x)=∫0xK(x,y)f(y) dy(Af)(x) = \int_0^x K(x,y) f(y) \, dy. The simplest non-trivial Volterra operator is the one whose kernel is the characteristic function of the triangle {⟨x,y⟩:0≤y≤x≤1}\left\{ \left\langle x, y \right\rangle : 0 \leq y \leq x \leq 1\right\}: this is the Volterra integration operator VV, defined on L2((0,1))L^{2}\left((0,1)\right) by

(Vf)(x)=∫0xf(y) dy. (Vf)(x) = \int _0^x f(y) \, dy.

In other words, VV is indefinite integration, with the constant of integration adjusted so that every function in the range of VV vanishes at 00.

Problem 189

Find the spectrum and the norm of the skew-symmetric Volterra operator V0V_0.

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Remark.
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An integral operator induced by a Volterra kernel (a kernel K∈L2(μ×μ)K \in L^{2}\left(\mu \times \mu \right) on the unit square with K(x,y)=0K(x,y) = 0 when x<yx < y) is called a Volterra operator. The Volterra integration operator VV is the one defined on L2((0,1))L^{2}\left((0,1)\right) by (Vf)(x)=∫0xf(y) dy(Vf)(x) = \int_0^x f(y) \, dy.

There is an operator V0V_0 on L2((−1,+1))L^{2}\left((-1,+1)\right) (Lebesgue measure) that bears a faint formal resemblance to VV; by definition

(V0f)(x)=∫−x+xf(y) dy. (V_0 f)(x) = \int _{-x}^{+x} f(y) \, dy.

Note that V0V_0 is the integral operator induced by the kernel that is the characteristic function of the butterfly {⟨x,y⟩:0≤∣y∣≤∣x∣≤1}\left\{ \left\langle x, y \right\rangle : 0 \leq \left|y\right| \leq \left|x\right| \leq 1\right\}.

Problem 190

Is there an operator AA, other than 11, such that spec⁡A={1}\operatorname {spec} A = \left\{ 1\right\} and ∥A∥=1\left\| A\right\| = 1?

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Remark.
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The Volterra integration operator VV is the operator defined on L2((0,1))L^{2}\left((0,1)\right) by (Vf)(x)=∫0xf(y) dy(Vf)(x) = \int_0^x f(y) \, dy.

Problem 191

If AA is the adjoint of a monotone l2l^2 shift, and if M\mathbf{M} is a non-trivial subspace invariant under AA, then there exists an integer nn (=1,2,3,…)(=1,2,3,\ldots ) such that M=Mn\mathbf{M} = \mathbf{M}_n.

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Remark.
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A subspace is invariant under an operator if the operator maps it into itself; "non-trivial" means different from both 00 and the whole space.

Suppose that {αn}\left\{ \alpha_n\right\} is a monotone sequence (αn≥αn+1\alpha_n \geq \alpha_{n+1}, n=0,1,2,…n = 0, 1, 2, \ldots) of positive numbers (αn>0\alpha_n > 0) such that ∑n=0∞αn2<∞\sum_{n=0}^{\infty } \alpha_n^2 < \infty. The unilateral weighted shift with the weight sequence {αn}\left\{ \alpha_n\right\} is called a monotone l2l^2 shift. The span of the basis vectors en,en+1,en+2,…e_n, e_{n+1}, e_{n+2}, \ldots is invariant under such a shift, n=0,1,2,…n = 0, 1, 2, \ldots. The orthogonal complement, i.e., the span Mn\mathbf{M}_n of e0,…,en−1e_0, \ldots , e_{n-1}, is invariant under the adjoint, n=1,2,3,…n = 1, 2, 3, \ldots; the principal result is that every invariant subspace of that adjoint is one of these orthogonal complements.