Chapter 17

Unilateral Shift

[18/100%]
Show
LaTeX
Problem 142

If AA is a normal operator on an infinite-dimensional Hilbert space H\mathbf{H}, then H\mathbf{H} is the direct sum of a countably infinite collection of subspaces that reduce AA, all with the same infinite dimension.

?
Problem 143

Discuss the assertion: every unitary operator is the product of a finite number of symmetries.

?
Remark.
?

A symmetry is a unitary involution, i.e., an operator QQ such that Q∗Q=QQ∗=Q2=1Q^{*}Q = QQ^{*} = Q^{2} = 1. It may be pertinent to recall that if an operator possesses any two of the properties "unitary," "involutory," and "Hermitian," then it possesses the third; the proof is completely elementary algebraic manipulation.

Problem 144
?
(a)

Is the unilateral shift the product of a finite number of normal operators?

(b)

What is the norm of the real part of the unilateral shift?

(c)

How far is the unilateral shift from the set of normal operators?

Problem 145

Does the unilateral shift have a square root? In other words, if UU is the unilateral shift, does there exist an operator VV such that V2=UV^{2} = U?

?
Problem 146

The commutant of the bilateral shift is the set of all multiplications.

?
Remark.
?

The commutant of an operator (or of a set of operators) is the set of all operators that commute with it (or with each operator in the set). The bilateral shift WW can be viewed as multiplication by e1e_1 on L2L^{2} of the unit circle. Here en(z)=zne_n(z) = z^n (n=0,±1,±2,…n = 0, \pm 1, \pm 2, \ldots) whenever ∣z∣=1\left|z\right| = 1, and L2L^2 is formed with normalized Lebesgue measure.

Problem 147

The commutant of the unilateral shift is the set of all restrictions to H2\mathbf{H}^2 of multiplications by multipliers in H∞\mathbf{H}^{\infty }.

?
Remark.
?

The commutant of an operator (or of a set of operators) is the set of all operators that commute with it (or with each operator in the set). The unilateral shift is the restriction of the bilateral shift WW to H2\mathbf{H}^2, where H2\mathbf{H}^2 is the closed span in L2L^2 of the unit circle of the functions ene_n, n=0,1,2,…n = 0, 1, 2, \ldots (with en(z)=zne_n(z) = z^n), and H∞\mathbf{H}^{\infty } is the set of essentially bounded functions in H2\mathbf{H}^2. If the bilateral shift is regarded as a multiplication (by e1e_1 on L2L^2), then its commutant is the set of all multiplications on the same L2L^2 (Problem 146). If, however, the multiplier itself is in H2\mathbf{H}^2 (and hence in H∞\mathbf{H}^{\infty }), then H2\mathbf{H}^2 is invariant under the induced multiplication (cf. Problem 34), and the restriction of that multiplication to H2\mathbf{H}^2 makes sense.

Problem 148

Every operator that commutes with the unilateral shift is the limit (strong operator topology) of a sequence of polynomials in the unilateral shift.

?
Problem 149

Every isometry is either unitary, or a direct sum of one or more copies of the unilateral shift, or a direct sum of a unitary operator and some copies of the unilateral shift.

?
Remark.
?

A direct sum (finite or infinite) of isometries is an isometry. An isometry for which the unitary direct summand is absent is called pure.

Problem 150

How far is the unilateral shift from the set of unitary operators?

?
Problem 151

Which unilateral shifts have square roots?

?
Remark.
?

Consider an isometry UU on a Hilbert space H\mathbf{H} such that the subspaces (UH)⊥(U\mathbf{H})^{\perp }, U(UH)⊥U(U\mathbf{H})^{\perp }, U2(UH)⊥,…U^2(U\mathbf{H})^{\perp }, \ldots are pairwise orthogonal and span H\mathbf{H}, but make no demands on the value of the co-rank (the co-rank being dim⁡(UH)⊥\dim (U\mathbf{H})^{\perp }). Every such isometry may be called a shift (a unilateral shift). The co-rank of a shift (also called its multiplicity) constitutes a complete set of unitary invariants for it; the original unilateral shift is determined (to within unitary equivalence) as the shift of multiplicity 11 (the simple unilateral shift). For the purpose of this problem every infinite cardinal number mm is even; recall that m=2mm = 2m.

Problem 152

Every contraction whose powers tend strongly to 00 is unitarily equivalent to a part of the adjoint of a unilateral shift.

?
Remark.
?

A part of an operator is a restriction of it to an invariant subspace.

Problem 153

Every operator whose spectrum is included in the interior of the unit disc is similar to a contraction whose powers tend strongly to 00.

?
Remark.
?

A quasinilpotent operator is one whose spectrum is the single point 00, equivalently one whose spectral radius r(A)r(A) is 00.

Problem 154

If r(A)≤1r(A) \leq 1, is AA similar to a contraction?

?
Problem 155

If UU is the (simple) unilateral shift and if M\mathbf{M} is a non-zero subspace invariant under UU, then there exists a (necessarily unique) one-dimensional wandering subspace N\mathbf{N} such that M=⋁n=0∞UnN\mathbf{M} = \bigvee_{n=0}^{\infty } U^n \mathbf{N}.

?
Remark.
?

If AA is an operator on a Hilbert space H\mathbf{H}, a subspace N\mathbf{N} of H\mathbf{H} is called wandering for AA if it is orthogonal to all its images under the positive powers of AA.

Problem 156

If Mk(λ)\mathbf{M}_k(\lambda ) is the orthogonal complement of {fλ,…,Uk−1fλ}\left\{ f_{\lambda }, \ldots , U^{k-1}f_{\lambda }\right\} (k=1,2,3,…k = 1, 2, 3, \ldots), then Mk(λ)\mathbf{M}_k(\lambda ) is invariant under UU, dim⁡Mk⊥(λ)=k\dim \mathbf{M}_k^{\perp }(\lambda ) = k, and ⋁k=1∞Mk⊥(λ)=H2\bigvee_{k=1}^{\infty } \mathbf{M}_k^{\perp }(\lambda ) = \mathbf{H}^2.

?
Remark.
?

Let UU be the unilateral shift, with orthonormal basis {en}\left\{ e_n\right\}, n=0,1,2,…n = 0, 1, 2, \ldots, for the underlying space H2\mathbf{H}^2 so that Uen=en+1Ue_n = e_{n+1}. Each complex number λ\lambda of modulus less than 11 is a simple eigenvalue of U∗U^{*}, with corresponding eigenvector fλ=∑n=0∞λnenf_{\lambda } = \sum_{n=0}^{\infty } \lambda^n e_n.

Problem 157

A non-zero subspace M\mathbf{M} of H2\mathbf{H}^2 is invariant under UU if and only if there exists a function φ\varphi in H∞\mathbf{H}^{\infty }, of constant modulus 11 almost everywhere, such that M\mathbf{M} is the range of the restriction to H2\mathbf{H}^2 of the multiplication induced by φ\varphi.

?
Remark.
?

Regard UU as the restriction to H2\mathbf{H}^2 of the multiplication induced by e1e_1 on L2L^2 of the unit circle. A function φ\varphi in H∞\mathbf{H}^{\infty } of constant modulus 11 almost everywhere is called an inner function; informally, M=φ⋅H2\mathbf{M} = \varphi \cdot \mathbf{H}^2 can be described as the set of all multiples of φ\varphi by functions in H2\mathbf{H}^2.

Problem 158

A function in H2\mathbf{H}^2 vanishes either almost everywhere or almost nowhere.

?
Problem 159

If AA is a bilateral weighted shift with strictly positive weights αn\alpha_n, n=0,±1,±2,…n = 0, \pm 1, \pm 2, \ldots, then a necessary and sufficient condition that AA be reducible is that the sequence {αn}\left\{ \alpha_n\right\} be periodic.

?