Chapter 10

Compact Sets and Operators

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Problem 10.1

Determine whether the following sets are precompact (compact) in the respective spaces:

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(1)

M={en:n≥1}M = \left\{ e_{n}: n \geq 1\right\} in lp,1≤p<+∞;l_{p}, 1 \leq p < +\infty ;

(2)

M={xn(t)=e−nt,t∈[0,1]:n≥1}M = \left\{ x_{n}(t) = e^{-n t}, t \in [0,1]: n \geq 1\right\} in C([0,1])C(\left[0,1\right]), in Lp([0,1]),1≤p<+∞;L_{p}(\left[0,1\right]), 1 \leq p < +\infty ;

(3)

M={xα(t)=cos⁡αt,t∈[0,π]∣α∈[0,2]}M = \left\{ x_{\alpha }(t) = \cos \alpha t, t \in [0, \pi ] \mid \alpha \in [0,2]\right\} in C([0,π])C(\left[0, \pi \right]), in Lp([0,π]),1≤p<+∞;L_{p}(\left[0, \pi \right]), 1 \leq p < +\infty ;

(4)

M={xn(t)=cos⁡nt,t∈[0,π]:n≥1}M = \left\{ x_{n}(t) = \cos n t, t \in [0, \pi ]: n \geq 1\right\} in C([0,π])C(\left[0, \pi \right]), in Lp([0,π]),1≤p<+∞;L_{p}(\left[0, \pi \right]), 1 \leq p < +\infty ;

(5)

MM is a bounded set in C([0,1])C(\left[0,1\right]), which consists of polynomials of degree at most nn, where nn is fixed;

(6)

M={x∈C1([0,1])∣∫01∣x(t)∣dt≤1,∣x′(t)∣≤3,t∈[0,1]}M = \left\{ x \in C^{1}(\left[0,1\right]) \mid \int_{0}^{1}\left|x(t)\right| d t \leq 1, \left|x^{\prime }(t)\right| \leq 3, t \in [0,1]\right\} in C([0,1])C(\left[0,1\right]).

Problem 10.2

Let H=L2([a,b]),{pk∣1≤k≤n}H = L_{2}(\left[a, b\right]),\left\{ p_{k} \mid 1 \leq k \leq n\right\} and {qk∣1≤k≤n}\left\{ q_{k} \mid 1 \leq k \leq n\right\} be finite sets of functions from L2([a,b])L_{2}(\left[a, b\right]). Prove that the operator defined by the formula

(Ax)(t)=∫ab(∑k=1npk(t)qk(s))x(s)ds (A x)(t) = \int _{a}^{b}\left(\sum _{k = 1}^{n} p_{k}(t) q_{k}(s)\right) x(s) d s

is compact in HH.

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Problem 10.3

Let {an:n≥1}\left\{ a_{n}: n \geq 1\right\} be a bounded sequence of complex numbers. Consider the operator A:l2→l2,Ax=(a1x1,a2x2,…)A: l_{2} \rightarrow l_{2}, A x = \left(a_{1} x_{1}, a_{2} x_{2}, \ldots \right). Prove that AA is compact if and only if lim⁡n→∞an=0\lim_{n \rightarrow \infty } a_{n} = 0.

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Problem 10.4

Let K∈C([a,b]2)K \in C\left(\left[a, b\right]^{2}\right) and (Ax)(t)=∫abK(t,s)x(s)ds,t∈[a,b],x∈C([a,b])(A x)(t) = \int_{a}^{b} K(t, s) x(s) d s, t \in [a, b], x \in C(\left[a, b\right]). Prove that A∈S∞(C([a,b]))A \in S_{\infty }(C(\left[a, b\right])).

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Problem 10.5

Let MM be a set in a Banach space such that for every ε>0\varepsilon > 0 there exists a precompact ε\varepsilon-net for the set MM. Prove that the set MM is precompact.

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Problem 10.6

Prove that every subset of a precompact set is precompact.

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Problem 10.7

Prove that if at least one (open or closed) ball in an NLS is precompact, then all open and closed balls in this space are precompact.

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Problem 10.8

Let MM be a precompact set in a metric space (X,ρ)(X, \rho ). A sequence {xn:n≥}\left\{ x_{n}: n \geq \right\} 1) ⊂X\subset X is such that ρ(xn,M)→0,n→∞\rho \left(x_{n}, M\right) \rightarrow 0, n \rightarrow \infty. Prove that the set K={xn:n≥1}K = \left\{ x_{n}: n \geq 1\right\} is precompact.

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Problem 10.9

Let M={xn:n≥1}M = \left\{ x_{n}: n \geq 1\right\} be a precompact set in an NLS X,x0∈XX, x_{0} \in X. Prove that xn→x0,n→∞x_{n} \rightarrow x_{0}, n \rightarrow \infty, in XX, if at least one of the following conditions is fulfilled:

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(1)

x0x_{0} is the only limit point of the set MM;

(2)

xn→wx0,n→∞x_{n} \xrightarrow {w} x_{0}, n \rightarrow \infty.

Problem 10.10

Let {Mn:n≥1}\left\{ M_{n}: n \geq 1\right\} be a sequence of compact sets in a metric space. Prove that if ⋂k=1nMk≠∅,n≥1\bigcap_{k = 1}^{n} M_{k} \neq \varnothing , n \geq 1, then ⋂k=1∞Mk≠∅\bigcap_{k = 1}^{\infty } M_{k} \neq \varnothing.

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Problem 10.11

Let MM be a compact set in a metric space (X,ρ)(X, \rho ). Prove that for any ε>0\varepsilon > 0 the set MM can be represented as M=⋃k=1nMkM = \bigcup_{k = 1}^{n} M_{k}, where MkM_{k} are closed sets for which

diam⁡Mk=sup⁡x,y∈Mkρ(x,y)≤ε,1≤k≤n. \operatorname {diam} M_{k} = \sup _{x, y \in M_{k}} \rho (x, y) \leq \varepsilon , 1 \leq k \leq n.
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Problem 10.12

Let XX be an NLS, M⊂X,N⊂XM \subset X, N \subset X. Is it correct that the set M+NM+N :

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(1)

is compact, if MM and NN are compact;

(2)

is precompact, if MM and NN are precompact;

(3)

is closed, if MM is compact and NN is closed;

(4)

is closed, if MM and NN are closed?

Problem 10.13

Let (X,ρ)(X, \rho ) be a metric space, M⊂XM \subset X. A function f:M→Rf: M \rightarrow \mathbb {R} is called lower semicontinuous (upper semicontinuous) on the set MM, if

∀x0∈M∀ε>0∃δ>0∀x∈B(x0,δ)∩M:f(x)>f(x0)−ε \forall x_{0} \in M \forall \varepsilon > 0 \exists \delta > 0 \forall x \in B\left(x_{0}, \delta \right) \cap M: f(x) > f\left(x_{0}\right)-\varepsilon

(or f(x)<f(x0)+εf(x) < f\left(x_{0}\right)+\varepsilon, respectively). Prove that

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(1)

if MM is a compact set, then every lower (upper) semicontinuous function on MM attains its minimum (maximum) value on MM;

(2)

the converse statement to item (1) is also correct;

(3)

if every continuous function on MM is bounded, then MM is a compact set.

Problem 10.14

Let MM be a set in a Banach space such that every real continuous function on MM is uniformly continuous. Does it follow that MM is a compact set?

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Problem 10.15

Let {Ln:n≥1}\left\{ L_{n}: n \geq 1\right\} be a sequence of finite-dimensional subspaces of a Banach space XX such that Ln⊂Ln+1,n≥1L_{n} \subset L_{n+1}, n \geq 1, and the set ⋃n=1∞Ln\bigcup_{n = 1}^{\infty } L_{n} is dense in XX. Prove that a bounded set MM is precompact in XX if and only if sup⁡x∈Mρ(x,Ln)→0,n→∞\sup_{x \in M} \rho \left(x, L_{n}\right) \rightarrow 0, n \rightarrow \infty.

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Problem 10.16

Prove that a bounded set MM is precompact

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(1)

in the space lp,1≤p<+∞l_{p}, 1 \leq p < +\infty, if and only if

∀ε>0∃N=N(ε)∈N∀x∈M:∑k=N+1∞∣xk∣p<ε; \forall \varepsilon > 0 \exists N = N(\varepsilon ) \in \mathbb {N} \forall x \in M: \sum _{k = N+1}^{\infty }\left|x_{k}\right|^{p} < \varepsilon ;
(2)

in the space c0c_{0} if and only if

∀ε>0∃N=N(ε)∈N∀x∈M∀k≥N:∣xk∣<ε; \forall \varepsilon > 0 \exists N = N(\varepsilon ) \in \mathbb {N} \forall x \in M \forall k \geq N:\left|x_{k}\right| < \varepsilon ;
(3)

in the space cc if and only if

∀ε>0∃N=N(ε)∈N∀x∈M∀k≥N:∣xk−lim⁡n→∞xn∣<ε. \forall \varepsilon > 0 \exists N = N(\varepsilon ) \in \mathbb {N} \forall x \in M \forall k \geq N:\left|x_{k}-\lim _{n \rightarrow \infty } x_{n}\right| < \varepsilon .
Problem 10.17

Formulate and prove the criterion of precompactness in the separable Hilbert space HH with an orthonormal basis {en:n≥1}\left\{ e_{n}: n \geq 1\right\}.

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Problem 10.18

Prove that the following sets are precompact in C([a,b])C(\left[a, b\right]) (here k1,k2k_{1}, k_{2} are fixed nonnegative constants):

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(1)

{∫atx(s)ds,t∈[a,b]∣x∈M}\left\{ \int_{a}^{t} x(s) d s, t \in [a, b] \mid x \in M\right\}, where MM is a bounded set in C([a,b])C(\left[a, b\right]);

(2)

{x∈C([a,b])∣∣x(a)∣≤k1,∣x(t1)−x(t2)∣≤k2∣t1−t2∣,t1,t2∈[a,b]}\left\{ x \in C(\left[a, b\right]) \mid \left|x(a)\right| \leq k_{1}, \left|x\left(t_{1}\right)-x\left(t_{2}\right)\right| \leq k_{2}\left|t_{1}-t_{2}\right|, t_{1}, t_{2} \in [a, b]\right\};

(3)

{x∈C1([a,b])∣∣x(t0)∣≤k1,∣x′(t)∣≤k2,t∈[a,b]}\left\{ x \in C^{1}(\left[a, b\right]) \mid \left|x\left(t_{0}\right)\right| \leq k_{1}, \left|x^{\prime }(t)\right| \leq k_{2}, t \in [a, b]\right\}, where t0∈[a,b]t_{0} \in [a, b] is fixed;

(4)

{∫atK(t,s)x(s)du,t∈[a,b]∣x∈B(0,1)}\left\{ \int_{a}^{t} K(t, s) x(s) d u, t \in [a, b] \mid x \in B(0,1)\right\}, where K∈C([a,b]2)K \in C\left(\left[a, b\right]^{2}\right);

(5)

{x∈C1([a,b])∣∣x(a)∣≤k1,∫ab∣x′(t)∣2dt≤k2}\left\{ x \in C^{1}(\left[a, b\right]) \mid \left|x(a)\right| \leq k_{1}, \int_{a}^{b}\left|x^{\prime }(t)\right|^{2} d t \leq k_{2}\right\};

(6)

{x∈C1([a,b])∣∫ab(∣x(t)∣p+∣x′(t)∣p)dt≤k1}\left\{ x \in C^{1}(\left[a, b\right]) \mid \int_{a}^{b}\left(\left|x(t)\right|^{p}+\left|x^{\prime }(t)\right|^{p}\right) d t \leq k_{1}\right\}, where 1<p<+∞1 < p < +\infty;

(7)

{x∈C2([a,b])∣∣x(t)∣≤k1,∣x′′(t)∣≤k2,t∈[a,b]}\left\{ x \in C^{2}(\left[a, b\right]) \mid \left|x(t)\right| \leq k_{1}, \left|x^{\prime \prime }(t)\right| \leq k_{2}, t \in [a, b]\right\};

(8)
{x∈C1([a,b])∣∣x(t)∣≤k1,t∈[a,b],∣x′(t1)−x′(t2)∣≤k2∣t1−t2∣,t1,t2∈[a,b]}; \left\{ x \in C^{1}(\left[a, b\right]) \mid \left|x(t)\right| \leq k_{1}, t \in [a, b], \left|x^{\prime }\left(t_{1}\right)-x^{\prime }\left(t_{2}\right)\right| \leq k_{2}\left|t_{1}-t_{2}\right|, t_{1}, t_{2} \in [a, b]\right\} ;
(9)

an equicontinuous set of continuous functions, whose absolute values are bounded by a fixed constant at some point t0∈[a,b]t_{0} \in [a, b];

(10)

a bounded set of polynomials of degree nn.

Which of these sets are compact in C([a,b])C(\left[a, b\right])?

Problem 10.19

Which of the following sets are precompact (compact) in C([0,1])C(\left[0,1\right]) :

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(1)

{tn∣n≥1}\left\{ t^{n} \mid n \geq 1\right\};

(2)

{sin⁡nt∣n≥1}\left\{ \sin n \sqrt{t} \mid n \geq 1\right\};

(3)

∗{sin⁡(t+n)∣n≥1}{ }^{*}\left\{ \sin (t+n) \mid n \geq 1\right\};

(4)

{sin⁡αt∣α∈R}\left\{ \sin \alpha t \mid \alpha \in \mathbb {R}\right\};

(5)

{sin⁡αt∣α∈[1,3]}\left\{ \sin \alpha t \mid \alpha \in [1,3]\right\};

(6)

{arctan⁡αt∣α∈R}\left\{ \arctan \alpha t \mid \alpha \in \mathbb {R}\right\};

(7)

{et−α∣α∈R}\left\{ e^{t-\alpha } \mid \alpha \in \mathbb {R}\right\};

(8)

{et−α∣α≥0}\left\{ e^{t-\alpha } \mid \alpha \geq 0\right\};

(9)

{∑n=1∞ann3e−nt∣an∈(−1,1),n≥1}\left\{ \sum_{n = 1}^{\infty } \frac{a_{n}}{n^{3}} e^{-n t} \mid a_{n} \in (-1,1), n \geq 1\right\};

(10)

{∑n=1∞ant+n2∣an∈(−1,1),n≥1}\left\{ \sum_{n = 1}^{\infty } \frac{a_{n}}{t+n^{2}} \mid a_{n} \in (-1,1), n \geq 1\right\}?

Problem 10.20

Under what conditions on a set A⊂RA \subset \mathbb {R} are the following sets precompact (compact) in C([0,1])C(\left[0,1\right]) :

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(1)

{sin⁡αt∣α∈A}\left\{ \sin \alpha t \mid \alpha \in A\right\};

(2)

{arctan⁡αt∣α∈A}\left\{ \arctan \alpha t \mid \alpha \in A\right\};

(3)

{et−α∣α∈A}\left\{ e^{t-\alpha } \mid \alpha \in A\right\};

(4)

{11+∣t−α∣∣ α∈A}\left\{ \left.\frac{1}{1+\left|t-\alpha \right|} \right\rvert \, \alpha \in A\right\}?

Problem 10.21

Are the following sets precompact in L2([0,1])L_{2}(\left[0,1\right]) :

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(1)

{tn∣n≥1}\left\{ t^{n} \mid n \geq 1\right\};

(2)

{sin⁡πnt∣n≥1}\left\{ \sin \pi n t \mid n \geq 1\right\};

(3)

{sin⁡αt∣α∈R}\left\{ \sin \alpha t \mid \alpha \in \mathbb {R}\right\};

(4)

{arctan⁡αt∣α∈R}\left\{ \arctan \alpha t \mid \alpha \in \mathbb {R}\right\}?

Problem 10.22

Prove the compactness of the following sets in l2l_{2} :

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(1)

{x∈l2∣∀n≥1:∣xn∣≤1n}\left\{ x \in l_{2} \mid \forall n \geq 1: \left|x_{n}\right| \leq \frac{1}{n}\right\};

(2)

{x∈l2∣∑n=1∞n2∣xn∣2≤1}\left\{ x \in l_{2} \mid \sum_{n = 1}^{\infty } n^{2}\left|x_{n}\right|^{2} \leq 1\right\}.

Problem 10.23

Let an>0,n∈Na_{n} > 0, n \in \mathbb {N}. Formulate conditions on {an:n≥1}\left\{ a_{n}: n \geq 1\right\} under which the following sets are compact in l2l_{2} :

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(1)

{x∈l2∣∀n≥1:∣xn∣≤1an}\left\{ x \in l_{2} \mid \forall n \geq 1: \left|x_{n}\right| \leq \frac{1}{a_{n}}\right\};

(2)

{x∈l2∣∑n=1∞an∣xn∣2≤1}\left\{ x \in l_{2} \mid \sum_{n = 1}^{\infty } a_{n}\left|x_{n}\right|^{2} \leq 1\right\}.

Problem 10.24

Prove that every set which is precompact in C1([a,b])C^{1}(\left[a, b\right]) is also precompact in C([a,b])C(\left[a, b\right]). Is it true that every subset of C1([a,b])C^{1}(\left[a, b\right]) which is precompact in C([a,b])C(\left[a, b\right]) is also precompact in C1([a,b])C^{1}(\left[a, b\right])?

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Problem 10.25

Prove that the ball Bˉ(0,1)\bar{B}(0,1) of the space C1([a,b])C^{1}(\left[a, b\right]) is precompact, but not a closed set in C([a,b])C(\left[a, b\right]).

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Problem 10.26

Formulate and prove the criterion of precompactness in the spaces Ck([a,b]),k∈NC^{k}(\left[a, b\right]), k \in \mathbb {N}.

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Problem 10.27

Let (K,ρ)(K, \rho ) be a compact metric space. Prove that a set MM is precompact in the space C(K)C(K) if and only if it is uniformly bounded and equicontinuous (i.e.,

∀ε>0∃δ>0∀t1,t2∈K,ρ(t1,t2)<δ,∀x∈M:∣x(t1)−x(t2)∣<ε). \forall \varepsilon > 0 \exists \delta > 0 \forall t_{1}, t_{2} \in K, \rho \left(t_{1}, t_{2}\right) < \delta , \forall x \in M:\left|x\left(t_{1}\right)-x\left(t_{2}\right)\right| < \varepsilon ).
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Problem 10.28

Let X1,X2X_{1}, X_{2} be normed linear spaces and X1X_{1} is a subset of X2X_{2}. Find the necessary and sufficient conditions for every precompact set in X1X_{1} to be precompact in X2X_{2}.

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Problem 10.29

Is it true that every precompact set in an NLS X1X_{1} is precompact in an NLS X2X_{2}, if

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(1)

X1=L2([a,b]),X2=L1([a,b])X_{1} = L_{2}(\left[a, b\right]), X_{2} = L_{1}(\left[a, b\right]);

(2)

X1=C([a,b]),X2=L2([a,b])X_{1} = C(\left[a, b\right]), X_{2} = L_{2}(\left[a, b\right]);

(3)

X1=l1,X2=l∞X_{1} = l_{1}, X_{2} = l_{\infty };

(4)

X1=l1,X2=l2X_{1} = l_{1}, X_{2} = l_{2}?

Problem 10.30

Let TT be some set, B(T)B(T) be the linear space of all bounded functions from TT to R\mathbb {R}, and ∥x∥∞=sup⁡t∈T∣x(t)∣,x∈B(T)\left\| x\right\|_{\infty } = \sup_{t \in T}\left|x(t)\right|, x \in B(T). Prove the following statements.

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(1)

B(T)B(T) with the norm ∥⋅∥∞\left\| \cdot \right\|_{\infty } is a Banach space.

(2)

A set MM is precompact in the space B(T)B(T) if and only if it is bounded and for every ε>0\varepsilon > 0 there exists a finite partition T=∪k=1nTkT = \cup_{k = 1}^{n} T_{k} such that each function from MM on each subset TkT_{k} varies at most by ε\varepsilon, i.e.,

∀1≤k≤n∀x∈M∀t1,t2∈Tk:∣x(t1)−x(t2)∣≤ε. \forall 1 \leq k \leq n \forall x \in M \forall t_{1}, t_{2} \in T_{k}:\left|x\left(t_{1}\right)-x\left(t_{2}\right)\right| \leq \varepsilon .
Problem 10.31

Let TT be some set, YY be a compact subset of an NLS X,∥⋅∥X,\left\| \cdot \right\| be a norm in X,B(T,Y)X, B(T, Y) be the linear space of all mappings from TT to YY, and ∥x∥∞=sup⁡∥x(t)∥,x∈B(T,Y)\left\| x\right\|_{\infty } = \sup \left\| x(t)\right\| , x \in B(T, Y). Prove that B(T,Y)B(T, Y) with the norm ∥⋅∥∞\left\| \cdot \right\|_{\infty } is a Banach t∈Tt \in T space. Formulate and prove the criterion of precompactness in this space.

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Problem 10.32

Let X1,X2X_{1}, X_{2} be normed linear spaces. Prove that a linear operator A:X1→X2A: X_{1} \rightarrow X_{2} is compact if and only if for every bounded sequence {xn:n≥1}⊂X1\left\{ x_{n}: n \geq 1\right\} \subset X_{1} the sequence {Axn:n≥1}⊂X2\left\{ A x_{n}: n \geq 1\right\} \subset X_{2} contains a convergent subsequence.

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Problem 10.33

Prove that in an infinite-dimensional NLS

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(1)

the identity operator is not compact;

(2)

every compact operator is not continuously invertible.

Problem 10.34

Let X1,X2,X3X_{1}, X_{2}, X_{3} be the normed linear spaces. Prove that

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(1)

S0(X1,X2)⊂S∞(X1,X2)S_{0}\left(X_{1}, X_{2}\right) \subset S_{\infty }\left(X_{1}, X_{2}\right);

(2)

S0(X1,X2)S_{0}\left(X_{1}, X_{2}\right) is a linear set in L(X1,X2)\mathcal{L}\left(X_{1}, X_{2}\right);

(3)

if A∈S0(X1,X2),B∈L(X2,X3)A \in S_{0}\left(X_{1}, X_{2}\right), B \in \mathcal{L}\left(X_{2}, X_{3}\right) and C∈L(X3,X1)C \in \mathcal{L}\left(X_{3}, X_{1}\right), then BA∈S0(X1,X3),AC∈S0(X3,X2)B A \in S_{0}\left(X_{1}, X_{3}\right), A C \in S_{0}\left(X_{3}, X_{2}\right);

(4)

if A∈S0(X1,X2)A \in S_{0}\left(X_{1}, X_{2}\right), then A′∈S0(X2∗,X1∗)A^{\prime } \in S_{0}\left(X_{2}^{*}, X_{1}^{*}\right), moreover dim⁡R(A)=dim⁡R(A′)\operatorname {dim} R(A) = \operatorname {dim} R\left(A^{\prime }\right).

Problem 10.35

Let X1,X2X_{1}, X_{2} be normed linear spaces, A:X1→X2A: X_{1} \rightarrow X_{2} be a linear operator. Is it correct that A∈S∞(X1,X2)A \in S_{\infty }\left(X_{1}, X_{2}\right), if

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(1)

dim⁡X1<+∞\operatorname {dim} X_{1} < +\infty;

(2)

dim⁡X2<+∞\operatorname {dim} X_{2} < +\infty?

Problem 10.36

Which of the following operators in l2l_{2} are compact:

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(1)

Ax=(0,x1,x2,…,xn,…)A x = \left(0, x_{1}, x_{2}, \ldots , x_{n}, \ldots \right);

(2)

Ax=(0,x1,x22,…,xnn,…)A x = \left(0, x_{1}, \frac{x_{2}}{2}, \ldots , \frac{x_{n}}{n}, \ldots \right);

(3)

Ax=(x2,x3,…,x100,0,0,…)A x = \left(x_{2}, x_{3}, \ldots , x_{100}, 0,0, \ldots \right);

(4)

Ax=(x3,x42,…,xnn−2,…)A x = \left(x_{3}, \frac{x_{4}}{2}, \ldots , \frac{x_{n}}{n-2}, \ldots \right)?

Problem 10.37

Find the necessary and sufficient condition on a bounded sequence {αn:n≥1}⊂C\left\{ \alpha_{n}: n \geq 1\right\} \subset \mathbb {C} under which the operator Ax=(α1x1,α2x2,…),x∈XA x = \left(\alpha_{1} x_{1}, \alpha_{2} x_{2}, \ldots \right), x \in X, is compact in the space XX, if

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(1)

X=lp,1≤p<+∞X = l_{p}, 1 \leq p < +\infty;

(2)

X=l∞X = l_{\infty };

(3)

X=cX = c;

(4)

X=c0X = c_{0}.

Problem 10.38

Find the necessary and sufficient condition for the compactness of the operator A:l2→l2A: l_{2} \rightarrow l_{2}, which is defined by a Jacobi matrix

A=[α1β1000…γ1α2β200…0γ2α3β30…………………], where {αj,βj,γj:j≥1}⊂K. \mathcal{A} =\left[\begin{smallmatrix} \alpha _{1} & \beta _{1} & 0 & 0 & 0 & \ldots \\ \gamma _{1} & \alpha _{2} & \beta _{2} & 0 & 0 & \ldots \\ 0 & \gamma _{2} & \alpha _{3} & \beta _{3} & 0 & \ldots \\ \ldots & \ldots & \ldots & \ldots & \ldots & \ldots \end{smallmatrix}\right], \text{ where }\left\{ \alpha _{j}, \beta _{j}, \gamma _{j}: j \geq 1\right\} \subset \mathbb {K}.
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Problem 10.39

Is it necessary that A∈S∞(X1,X2)A \in S_{\infty }\left(X_{1}, X_{2}\right), if

?
(1)

X1X_{1} is an NLS, X2X_{2} is a Banach space, {An:n≥1}⊂S∞(X1,X2)\left\{ A_{n}: n \geq 1\right\} \subset S_{\infty }\left(X_{1}, X_{2}\right) and An→sAA_{n} \xrightarrow {s} A;

(2)

X1,X2X_{1}, X_{2} are normed linear spaces, {An:n≥1}⊂S∞(X1,X2)\left\{ A_{n}: n \geq 1\right\} \subset S_{\infty }\left(X_{1}, X_{2}\right) and An⇉AA_{n} \rightrightarrows A?

Problem 10.40

Let K∈C([a,b]2)K \in C\left(\left[a, b\right]^{2}\right) and

(Ax)(t)=∫atK(t,s)x(s)ds,t∈[a,b],x∈C([a,b]) (A x)(t) = \int _{a}^{t} K(t, s) x(s) d s, t \in [a, b], x \in C(\left[a, b\right])

Prove that A∈S∞(C([a,b]))A \in S_{\infty }(C(\left[a, b\right])).

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Problem 10.41

Which of the following operators A:C([0,1])→C([0,1])A: C(\left[0,1\right]) \rightarrow C(\left[0,1\right]) are compact:

?
(1)

(Ax)(t)=x(0)+t2x(1)(A x)(t) = x(0)+t^{2} x(1);

(2)

(Ax)(t)=∫0ts3x(s)ds(A x)(t) = \int_{0}^{t} s^{3} x(s) d s;

(3)

(Ax)(t)=∫01eitsx(s)ds(A x)(t) = \int_{0}^{1} e^{i t s} x(s) d s;

(4)

(Ax)(t)=tx(t)(A x)(t) = t x(t);

(5)

(Ax)(t)=x(t3);(A x)(t) = x\left(t^{3}\right) ;

(6)

(Ax)(t)=3x(t)+∫01etsx(s)ds(A x)(t) = 3 x(t)+\int_{0}^{1} e^{t s} x(s) d s;

(7)

(Ax)(t)=12(x(t)+x(1−t))(A x)(t) = \frac{1}{2}(x(t)+x(1-t));

(8)

(Ax)(t)=∫0x(s2)ds(A x)(t) = \int_{0} x\left(s^{2}\right) d s?

Problem 10.42

Prove that operator A:X1→X2A: X_{1} \rightarrow X_{2}, which is defined by the formula

(Ax)(t)=∫abK(t,s)x(s)ds,t∈[a,b],x∈X1 (A x)(t) = \int _{a}^{b} K(t, s) x(s) d s, t \in [a, b], x \in X_{1}

is compact, if

?
(1)

X1=L2([a,b]),X2=C([a,b]),K∈C([a,b]2);X_{1} = L_{2}(\left[a, b\right]), X_{2} = C(\left[a, b\right]), K \in C\left(\left[a, b\right]^{2}\right) ;

(2)

X1=X2=L2([a,b]),K∈L2([a,b]2)X_{1} = X_{2} = L_{2}(\left[a, b\right]), K \in L_{2}\left(\left[a, b\right]^{2}\right).

Problem 10.43

Which of the operators A:L2([0,1])→L2([0,1])A: L_{2}(\left[0,1\right]) \rightarrow L_{2}(\left[0,1\right]) are compact:

?
(1)

(Ax)(t)=∫01tsx(s)ds(A x)(t) = \int_{0}^{1} t s x(s) d s;

(2)

(Ax)(t)=p(t)∫01q(s)x(s)ds(A x)(t) = p(t) \int_{0}^{1} q(s) x(s) d s, where p,q∈L2([0,1])p, q \in L_{2}(\left[0,1\right]);

(3)

(Ax)(t)=x(t)+∫01(ts2+s)x(s)ds(A x)(t) = x(t)+\int_{0}^{1}\left(t s^{2}+s\right) x(s) d s;

(4)

(Ax)(t)=∫0tx(s)ds(A x)(t) = \int_{0}^{t} x(s) d s;

(5)

(Ax)(t)=∫0ttsx(s)ds(A x)(t) = \int_{0}^{t} t s x(s) d s?

Problem 10.44

Under what conditions on a function aa is the operator (Ax)(t)=a(t)x(t)(A x)(t) = a(t) x(t) compact

?
(1)

in the space C([0,1])C(\left[0,1\right]), if a∈C([0,1])a \in C(\left[0,1\right])?

(2)

in the space L2([0,1])L_{2}(\left[0,1\right]), if a∈L∞([0,1])a \in L_{\infty }(\left[0,1\right])?

Problem 10.45

Prove that the operator of embedding an NLS X1X_{1} into an NLS X2X_{2}, i.e., the operator A:X1→X2A: X_{1} \rightarrow X_{2}, defined as Ax=x,x∈X1A x = x, x \in X_{1}, is compact if

?
(1)

X1=C1([a,b]),X2=C([a,b])X_{1} = C^{1}(\left[a, b\right]), X_{2} = C(\left[a, b\right]);

(2)

X1=Ck+1([a,b]),X2=Ck([a,b]),k∈NX_{1} = C^{k+1}(\left[a, b\right]), X_{2} = C^{k}(\left[a, b\right]), k \in \mathbb {N};

(3)

X1=C1([a,b]),X2=Lp([a,b]),1≤p≤+∞X_{1} = C^{1}(\left[a, b\right]), X_{2} = L_{p}(\left[a, b\right]), 1 \leq p \leq +\infty.

Problem 10.46

Is the operator of embedding an NLS X1X_{1} into an NLS X2X_{2} compact if

?
(1)

X1=l1,X2=l2X_{1} = l_{1}, X_{2} = l_{2};

(2)

X1=l1,X2=c0X_{1} = l_{1}, X_{2} = c_{0};

(3)

X1=C([0,1]),X2=L2([0,1])X_{1} = C(\left[0,1\right]), X_{2} = L_{2}(\left[0,1\right]);

(4)

X1=L2([0,1]),X2=L1([0,1])X_{1} = L_{2}(\left[0,1\right]), X_{2} = L_{1}(\left[0,1\right])?

Problem 10.47

Under what conditions on the sequence α={αn:n≥1}⊂[1,+∞)\alpha = \left\{ \alpha_{n}: n \geq 1\right\} \subset [1,+\infty ) is the operator of embedding the space l2,αl_{2, \alpha } (see problem 2.6∘2.6^{\circ }) into c0c_{0} compact?

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Problem 10.48

Is the operator A:X1→X2,(Ax)(t)=x′(t),t∈[0,1]A: X_{1} \rightarrow X_{2},(A x)(t) = x^{\prime }(t), t \in [0,1], compact if

?
(1)

X1=C1([0,1]),X2=C([0,1])X_{1} = C^{1}(\left[0,1\right]), X_{2} = C(\left[0,1\right]);

(2)

X1=C2([0,1]),X2=C1([0,1])X_{1} = C^{2}(\left[0,1\right]), X_{2} = C^{1}(\left[0,1\right]);

(3)

X1=C2([0,1]),X2=C([0,1])X_{1} = C^{2}(\left[0,1\right]), X_{2} = C(\left[0,1\right])?

Problem 10.49

Prove that the operator of orthogonal projection in a Hilbert space is compact if and only if this operator is finite-dimensional.

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Problem 10.50

Provide an example of an operator A∈L(l2)A \in \mathcal{L}\left(l_{2}\right) such that

?
(1)

A∉S∞(l2)A \notin S_{\infty }\left(l_{2}\right), but A2∈S∞(l2)A^{2} \in S_{\infty }\left(l_{2}\right);

(2)

Ak∉S∞(l2),1≤k≤m−1A^{k} \notin S_{\infty }\left(l_{2}\right), 1 \leq k \leq m-1, but Am∈S∞(l2)A^{m} \in S_{\infty }\left(l_{2}\right), where m≥3m \geq 3 is fixed.

Problem 10.51

Let HH be a Hilbert space, A,B∈L(H)A, B \in \mathcal{L}(H). Is it true that

?
(1)

if A+B∈S∞(H)A+B \in S_{\infty }(H), then A,B∈S∞A, B \in S_{\infty };

(2)

if A+B,A−B∈S∞(H)A+B, A-B \in S_{\infty }(H), then A,B∈S∞A, B \in S_{\infty };

(3)

if A+B∈S∞(H),R(A)⊥R(B)A+B \in S_{\infty }(H), R(A) \perp R(B), then A,B∈S∞A, B \in S_{\infty }?

Problem 10.52

Let HH be a Hilbert space, A:H→HA: H \rightarrow H be a linear operator. Is it necessary that A∈L(H)A \in \mathcal{L}(H), if

?
(1)

AB∈L(H)A B \in \mathcal{L}(H) for all B∈S∞(H)B \in S_{\infty }(H);

(2)

BA∈L(H)B A \in \mathcal{L}(H) for all B∈S∞(H)B \in S_{\infty }(H)?

Problem 10.53

Prove that the range of every compact operator is a separable set.

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Problem 10.54

Let c0,c1,…,cn∈Cc_{0}, c_{1}, \ldots , c_{n} \in \mathbb {C}. Can a compact operator AA in an infinite-dimensional NLS satisfy the equation ∑k=0nckAk=0\sum_{k = 0}^{n} c_{k} A^{k} = 0? (Here A0=IA^{0} = I.)

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Problem 10.55

Can a compact operator AA in an infinite-dimensional Banach space XX have an algebraic inverse, which is defined

?
(1)

on XX;

(2)

on R(A)R(A)?

Problem 10.56

Let XX be an NLS, A∈L(X)A \in \mathcal{L}(X) and there exists c>0c > 0 such that ∥Ax∥≥c∥x∥\left\| A x\right\| \geq c\left\| x\right\| for all x∈Xx \in X. Under what conditions on XX can the operator AA be compact?

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Problem 10.57

Let X1,X2X_{1}, X_{2} be normed linear spaces, dim⁡X1=+∞\operatorname {dim} X_{1} = +\infty and A∈S∞(X1,X2)A \in S_{\infty }\left(X_{1}, X_{2}\right). Prove that there exists a sequence {xn:n≥1}⊂X1\left\{ x_{n}: n \geq 1\right\} \subset X_{1} such that ∥xn∥=1\left\| x_{n}\right\| = 1 and Axn→0,n→∞A x_{n} \rightarrow 0, n \rightarrow \infty.

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Problem 10.58
?
(1)

A set MM is called nowhere dense in a metric space if its closure has no interior points. Prove that in an infinite-dimensional NLS XX every precompact set is nowhere dense.

(2)

A subset in a metric space is called a set of the first category, if it is a countable union of nowhere dense sets. Show that if X1,X2X_{1}, X_{2} are normed linear spaces, dim⁡X2=+∞\operatorname {dim} X_{2} = +\infty and A∈S∞(X1,X2)A \in S_{\infty }\left(X_{1}, X_{2}\right), then R(A)R(A) is a set of the first category in X2X_{2}.

Problem 10.59

Show that C1([a,b])C^{1}(\left[a, b\right]) is a set of the first category in a Banach space XX, if

?
(1)

X=C([a,b])X = C(\left[a, b\right]);

(2)

X=Lp([a,b]),1≤p≤+∞X = L_{p}(\left[a, b\right]), 1 \leq p \leq +\infty.

Problem 10.60

Let X1X_{1} be an NLS, X2X_{2} be a Banach space, and A∈S∞(X1,X2)A \in S_{\infty }\left(X_{1}, X_{2}\right) be such that the set R(A)R(A) is closed in X2X_{2}. Show that dim⁡R(A)<+∞\operatorname {dim} R(A) < +\infty.

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Problem 10.61

Show that in a Hilbert space the subspace that lies in the range of a compact operator is finite-dimensional.

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Problem 10.62

Let MM be a subspace of C([a,b])C(\left[a, b\right]) such that M⊂C1([a,b])M \subset C^{1}(\left[a, b\right]). Show that MM is finite-dimensional.

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Problem 10.63

Let HH be a Hilbert space and A∈L(H)A \in \mathcal{L}(H). Prove that the operator AA is compact if and only if there exists a sequence of finite-dimensional linear operators which converges uniformly to AA.

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Problem 10.64

Let HH be a Hilbert space, A∈L(H)A \in \mathcal{L}(H). Prove that operators A,A∗,AA∗A, A^{*}, A A^{*}, and A∗AA^{*} A are simultaneously compact or not compact.

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Problem 10.65

Let HH be a Hilbert space, A∈L(H)A \in \mathcal{L}(H). Prove that

?
(1)

if A2∈S∞(H)A^{2} \in S_{\infty }(H) and AA is normal, then A∈S∞(H)A \in S_{\infty }(H);

(2)

if An∈S∞(H)A^{n} \in S_{\infty }(H) for some n>1n > 1 and AA is normal, then A∈S∞(H)A \in S_{\infty }(H);

(3)

if A∈S∞(H)A \in S_{\infty }(H) and A≥0A \geq 0, then A∈S∞(H)\sqrt{A} \in S_{\infty }(H) (see the definition of the operator A\sqrt{A} in problem 9.52*).

Remark.
?

For a nonnegative operator A∈L(H)A \in \mathcal{L}(H), the square root A\sqrt{A} is the unique nonnegative operator B∈L(H)B \in \mathcal{L}(H) such that B2=AB^{2} = A (existence and uniqueness are proved in problem 9.52*).

Problem 10.66

Let XX be a Banach space, and the operator A∈L(X)A \in \mathcal{L}(X) be such that

∀ε>0∃Bε∈S0(X)∃Cε∈L(X),∥Cε∥<ε:A=Bε+Cε. \forall \varepsilon > 0 \exists B_{\varepsilon } \in S_{0}(X) \exists C_{\varepsilon } \in \mathcal{L}(X),\left\| C_{\varepsilon }\right\| < \varepsilon : A = B_{\varepsilon }+C_{\varepsilon }.

Prove that A∈S∞(X)A \in S_{\infty }(X).

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Problem 10.67

Let {en:n≥1}\left\{ e_{n}: n \geq 1\right\} be an orthonormal basis in a Hilbert space H,A∈L(H)H, A \in \mathcal{L}(H) and

sup⁡{∥Ax∥∣x⊥ek,1≤k≤n;∥x∥=1}→0,n→∞. \sup \left\{ \left\| A x\right\| \mid x \perp e_{k}, 1 \leq k \leq n ;\left\| x\right\| = 1\right\} \rightarrow 0, n \rightarrow \infty .

Prove that AA is a compact operator.

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Problem 10.68

Let X1X_{1} be a reflexive Banach space (for example, a Hilbert space), X2X_{2} be an NLS, and A∈S∞(X1,X2)A \in S_{\infty }\left(X_{1}, X_{2}\right). Prove that the set A(Bˉ(0,1))A(\bar{B}(0,1)) is compact in X2X_{2}.

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Problem 10.69
?
(1)

Let HH be a Hilbert space, A∈S∞(H)A \in S_{\infty }(H). Prove that there exists h∈H\{0}h \in H \backslash \left\{ 0\right\} such that ∥Ah∥=∥A∥⋅∥h∥\left\| A h\right\| = \left\| A\right\| \cdot \left\| h\right\|.

(2)

Provide an example of a Banach space XX and an operator A∈S∞(X)A \in S_{\infty }(X) for which the statement of item (1) is false.

Problem 10.70
?
(1)

Let X1X_{1} be a reflexive Banach space, X2X_{2} be an NLS. Prove that A∈L(X1,X2)A \in \mathcal{L}\left(X_{1}, X_{2}\right) is compact if and only if it transforms every weakly convergent sequence into a strongly convergent one.

(2)

Provide an example of Banach spaces X1,X2X_{1}, X_{2} and an operator A∈L(X1,X2)A \in \mathcal{L}\left(X_{1}, X_{2}\right), which transforms every weakly convergent sequence into a strongly convergent one, but is not compact.

Problem 10.71

Let 1<p<+∞1 < p < +\infty and A∈L(Lp([a,b]),C([a,b]))A \in \mathcal{L}\left(L_{p}(\left[a, b\right]), C(\left[a, b\right])\right). Prove that A∈S∞(Lp([a,b]),Lp([a,b]))A \in S_{\infty }\left(L_{p}(\left[a, b\right]), L_{p}(\left[a, b\right])\right).

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Problem 10.72

Let HH be a Hilbert space, A∈L(H)A \in \mathcal{L}(H) and A≥0A \geq 0. Prove that the operator AA is compact if and only if for every sequence {xn:n≥1}⊂H\left\{ x_{n}: n \geq 1\right\} \subset H which converges weakly to zero the relation (Axn,xn)→0,n→∞\left(A x_{n}, x_{n}\right) \rightarrow 0, n \rightarrow \infty, holds.

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Problem 10.73

Let HH be a Hilbert space, A∈L(H),B∈S∞(H)A \in \mathcal{L}(H), B \in S_{\infty }(H). Prove that A∈S∞(H)A \in S_{\infty }(H) in each of the following cases:

?
(1)

0≤A≤B0 \leq A \leq B;

(2)

A∗A≤B∗BA^{*} A \leq B^{*} B.

Problem 10.74

(Schauder) Let A∈L(X1,X2)A \in \mathcal{L}\left(X_{1}, X_{2}\right), where X1X_{1} is an NLS and X2X_{2} is a Banach space. Prove that A∈S∞(X1,X2)A \in S_{\infty }\left(X_{1}, X_{2}\right) if and only if A′∈S∞(X2∗,X1∗)A^{\prime } \in S_{\infty }\left(X_{2}^{*}, X_{1}^{*}\right).

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Problem 10.75

Let XX be a reflexive Banach space. Prove that

?
(1)

S∞(X,l1)=L(X,l1)S_{\infty }\left(X, l_{1}\right) = \mathcal{L}\left(X, l_{1}\right);

(2)

S∞(c0,X)=L(c0,X)S_{\infty }\left(c_{0}, X\right) = \mathcal{L}\left(c_{0}, X\right) 。

Problem 10.76
?
(1)

Let X,YX, Y be Banach spaces, {A,An:n≥1}⊂L(X,Y),An→sA,n→∞\left\{ A, A_{n}: n \geq 1\right\} \subset \mathcal{L}(X, Y), A_{n} \xrightarrow {s} A, n \rightarrow \infty, and MM be a precompact set in the space XX. Prove that {Anx:n≥1}\left\{ A_{n} x: n \geq 1\right\} converges to AxA x uniformly on MM.

(2)

Let XX be a Banach space, {f,fn:n≥1}⊂X∗,fn→w−∗f,n→∞\left\{ f, f_{n}: n \geq 1\right\} \subset X^{*}, f_{n} \xrightarrow {w-*} f, n \rightarrow \infty, and MM be a precompact set in the space XX. Prove that {fn(x):n≥1}\left\{ f_{n}(x): n \geq 1\right\} converges to f(x)f(x) uniformly on MM.

Problem 10.77
?
(1)

Let XX be a separable Banach space, {xn:n≥1}\left\{ x_{n}: n \geq 1\right\} be a countable sequence, which is dense in X,BX, B be the ball Bˉ(0,1)\bar{B}(0,1) in X∗X^{*}. Put

ρ(f,g)=∑n=1∞12n⋅∣f(xn)−g(xn)∣1+∣f(xn)−g(xn)∣,f,g∈B. \rho (f, g) = \sum _{n = 1}^{\infty } \frac{1}{2^{n}} \cdot \frac{\left|f\left(x_{n}\right)-g\left(x_{n}\right)\right|}{1+\left|f\left(x_{n}\right)-g\left(x_{n}\right)\right|}, f, g \in B.

Prove that (B,ρ)(B, \rho ) is a compact metric space, and the convergence in (B,ρ)(B, \rho ) is equivalent to weak-* convergence.

(2)

(Gelfand). Prove that for a set MM in a Banach space XX to be compact it is necessary, and in the case of a separable space XX it is also sufficient, that for each sequence {fn:n≥1}⊂X∗\left\{ f_{n}: n \geq 1\right\} \subset X^{*} which converges weakly-* to zero, the convergence fn(x)→0,n→∞f_{n}(x) \rightarrow 0, n \rightarrow \infty, is uniform for x∈Mx \in M.

Problem 10.78

Let A∈L(X1,X2)A \in \mathcal{L}\left(X_{1}, X_{2}\right), where X1X_{1} is an NLS and X2X_{2} is a separable Banach space. Prove that A∈S∞(X1,X2)A \in S_{\infty }\left(X_{1}, X_{2}\right) if and only if A′A^{\prime } transforms every weak-* convergent sequence in X2∗X_{2}^{*} into a strongly convergent sequence in X1∗X_{1}^{*}.

?
Problem 10.79

Let XX be a Banach space, {An:n≥1}⊂S∞(X)\left\{ A_{n}: n \geq 1\right\} \subset S_{\infty }(X), and An→sI,n→∞A_{n} \xrightarrow {s} I, n \rightarrow \infty. Prove that a set M⊂XM \subset X is precompact if and only if the following conditions are fulfilled:

(a) MM is a bounded set;

(b) Anx→x,n→∞A_{n} x \rightarrow x, n \rightarrow \infty, uniformly in x∈Mx \in M.

Verify that condition (b) can be replaced by condition (b') ∀ε>0∃n∈N∀x∈M:∥Anx−x∥<ε\forall \varepsilon > 0 \exists n \in \mathbb {N} \forall x \in M:\left\| A_{n} x-x\right\| < \varepsilon, and condition {An:n≥1}⊂S∞(X)\left\{ A_{n}: n \geq 1\right\} \subset S_{\infty }(X) can be replaced by condition

∃k∈N:{Ank:n≥1}⊂S∞(X). \exists k \in \mathbb {N}:\left\{ A_{n}^{k}: n \geq 1\right\} \subset S_{\infty }(X).
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Problem 10.80

Let 1≤p<+∞,x∈Lp([a,b]),h>01 \leq p < +\infty , x \in L_{p}(\left[a, b\right]), h > 0. The function

(Ahx)(t)=xh(t)=12h∫t−ht+hx(s)ds,t∈[a,b] \left(A_{h} x\right)(t) = x_{h}(t) = \frac{1}{2 h} \int _{t-h}^{t+h} x(s) d s, t \in [a, b]

where x(t)=0,t∈R\[a,b]x(t) = 0, t \in \mathbb {R} \backslash [a, b], is called the Steklov mean function. Prove that

?
(1)

xh∈C([a,b])x_{h} \in C(\left[a, b\right]) and ∣xh(t)∣≤∥x∥p(2h)1p,t∈[a,b]\left|x_{h}(t)\right| \leq \frac{\left\| x\right\|_{p}}{(2 h)^{\frac{1}{p}}}, t \in [a, b];

(2)

∥xh∥p≤∥x∥p\left\| x_{h}\right\|_{p} \leq \left\| x\right\|_{p} for p=1p = 1;

(3)

∥xh∥p≤∥x∥p\left\| x_{h}\right\|_{p} \leq \left\| x\right\|_{p} for 1<p<+∞1 < p < +\infty;

(4)

∥Ahx−x∥p→0,h→0+;\left\| A_{h} x-x\right\|_{p} \rightarrow 0, h \rightarrow 0+;

(5)

Ah∈S∞(Lp([a,b]),C([a,b])),1<p<+∞A_{h} \in S_{\infty }\left(L_{p}(\left[a, b\right]), C(\left[a, b\right])\right), 1 < p < +\infty;

(6)

Ah2∈S∞(L1([a,b]),C([a,b]))A_{h}^{2} \in S_{\infty }\left(L_{1}(\left[a, b\right]), C(\left[a, b\right])\right);

(7)

Ah∈S∞(Lp([a,b])),1<p<+∞A_{h} \in S_{\infty }\left(L_{p}(\left[a, b\right])\right), 1 < p < +\infty, and Ah2∈S∞(L1([a,b]))A_{h}^{2} \in S_{\infty }\left(L_{1}(\left[a, b\right])\right).

Problem 10.81

Prove that a set MM is precompact in the space Lp([a,b]),1≤p<+∞L_{p}(\left[a, b\right]), 1 \leq p < +\infty, if and only if the following conditions are fulfilled:

(a) MM is a bounded set;

(b) ∀ε>0∃h>0∀x∈M:∥xh−x∥p<ε\forall \varepsilon > 0 \exists h > 0 \forall x \in M:\left\| x_{h}-x\right\|_{p} < \varepsilon.

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Remark.
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Condition (a) follows from condition (b), see problem 12.29.

Problem 10.82

Prove that a set MM is precompact in the space Lp([a,b]),1≤p<+∞L_{p}(\left[a, b\right]), 1 \leq p < +\infty, if and only if the following conditions are fulfilled:

(a) MM is a bounded set;

(b) the set MM is equicontinuous in pp-mean i.e.,

∀ε>0∃δ>0∀h∈(0,δ)∀x∈M:∫ab∣x(t+h)−x(t)∣pdt<εp \forall \varepsilon > 0 \exists \delta > 0 \forall h \in (0, \delta ) \forall x \in M: \int _{a}^{b}\left|x(t+h)-x(t)\right|^{p} d t < \varepsilon ^{p}

(here x(t+h)=0x(t+h) = 0, if t+h>bt+h > b).

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Remark.
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Condition (a) follows from condition (b), see problem 12.29.

Problem 10.83

Let Bn,n≥1B_{n}, n \geq 1, be Bernstein operators:

(Bnx)(t)=∑k=0n(nk)x(kn)tk(1−t)n−k,t∈[0,1],x∈C([0,1]). \left(B_{n} x\right)(t) = \sum _{k = 0}^{n}\binom {n}{k} x\left(\frac{k}{n}\right) t^{k}(1-t)^{n-k}, t \in [0,1], x \in C(\left[0,1\right]).

Is it true that Bn⇉IB_{n} \rightrightarrows I?

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Problem 10.84

Let X,YX, Y and ZZ be Banach spaces, A∈S∞(X,Z),B∈L(Y,Z)A \in S_{\infty }(X, Z), B \in \mathcal{L}(Y, Z), and R(B)⊂R(A)R(B) \subset R(A). Prove that B∈S∞(Y,Z)B \in S_{\infty }(Y, Z).

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Problem 10.85

Let X1,X2X_{1}, X_{2} be normed linear spaces, M⊂X1M \subset X_{1} be a linear set which is dense in X1X_{1}, and A∈L(X1,X2)A \in \mathcal{L}\left(X_{1}, X_{2}\right). Prove that if the restriction of the operator AA on MM belongs to S∞(M,X2)S_{\infty }\left(M, X_{2}\right), then A∈S∞(X1,X2)A \in S_{\infty }\left(X_{1}, X_{2}\right).

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Problem 10.86

Let Wp1([a,b]),p≥1W_{p}^{1}(\left[a, b\right]), p \geq 1, be the completion of the space C1([a,b])C^{1}(\left[a, b\right]) in the norm ∥x∥Wp1=(∫ab∣x(t)∣pdt+∫ab∣x′(t)∣pdt)1p,x∈C1([a,b])\left\| x\right\|_{W_{p}^{1}} = \left(\int_{a}^{b}\left|x(t)\right|^{p} d t+\int_{a}^{b}\left|x^{\prime }(t)\right|^{p} d t\right)^{\frac{1}{p}}, x \in C^{1}(\left[a, b\right]). Prove that

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(1)

for every function x∈C1([a,b])x \in C^{1}(\left[a, b\right]) there exists θ∈[a,b]\theta \in [a, b] such that

x(t)=∫θtx′(s)ds+1b−a∫abx(s)ds,t∈[a,b] x(t) = \int _{\theta }^{t} x^{\prime }(s) d s+\frac{1}{b-a} \int _{a}^{b} x(s) d s, t \in [a, b]
(2)

for p≥1p \geq 1 the inequality ∥x∥C≤c∥x∥Wp1,x∈C1([a,b])\left\| x\right\|_{C} \leq c\left\| x\right\|_{W_{p}^{1}}, x \in C^{1}(\left[a, b\right]), holds, where c>0c > 0 is a constant, and ∥⋅∥C\left\| \cdot \right\|_{C} and ∥⋅∥Wp1\left\| \cdot \right\|_{W_{p}^{1}} are norms in C([a,b])C(\left[a, b\right]) and Wp1([a,b])W_{p}^{1}(\left[a, b\right]), respectively;

(3)

for p≥1p \geq 1 we have Wp1([a,b])⊂C([a,b])W_{p}^{1}(\left[a, b\right]) \subset C(\left[a, b\right]) and the embedding operator AA : Wp1([a,b])→C([a,b]),Ax=xW_{p}^{1}(\left[a, b\right]) \rightarrow C(\left[a, b\right]), A x = x, is continuous;

(4)

for p>1p > 1 the embedding operator A:Wp1([a,b])→C([a,b]),Ax=xA: W_{p}^{1}(\left[a, b\right]) \rightarrow C(\left[a, b\right]), A x = x, is compact.

Problem 10.87

Let p≥1p \geq 1. Prove that

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(1)

there exists a unique continuous linear operator D:Wp1([a,b])→Lp([a,b])D: W_{p}^{1}(\left[a, b\right]) \rightarrow L_{p}(\left[a, b\right]) such that Dx(t)=x′(t),t∈[a,b]D x(t) = x^{\prime }(t), t \in [a, b], for all x∈C1([a,b])x \in C^{1}(\left[a, b\right]);

(2)

the operator DD is not compact.

Problem 10.88

Let (T,F,μ)(T, \mathcal{F}, \mu ) be a space with a finite measure, p>1,1p+1q=1,K:T×T→Cp > 1, \frac{1}{p}+\frac{1}{q} = 1, K: T \times T \rightarrow \mathbb {C} be a measurable function such that ess⁡t∈T∫T∣K(t,s)∣qdμ(s)<+∞\operatorname {ess}_{t \in T} \int_{T}\left|K(t, s)\right|^{q} d \mu (s) < +\infty. Prove that the operator A:Lp(T,μ)→Lp(T,μ)A: L_{p}(T, \mu ) \rightarrow L_{p}(T, \mu ), defined by the formula (Ax)(t)=∫TK(t,s)x(s)dμ(s),t∈T(A x)(t) = \int_{T} K(t, s) x(s) d \mu (s), t \in T, is compact.

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Problem 10.89

Let (T,F,μ)(T, \mathcal{F}, \mu ) be a space with a measure, K:T×T→RK: T \times T \rightarrow \mathbb {R} be a measurable function, c1=ess⁡sup⁡s∈T∫T∣K(t,s)∣dμ(t),c2=ess⁡sup⁡t∈T∫T∣K(t,s)∣dμ(s)c_{1} = \operatorname {ess} \sup_{s \in T} \int_{T}\left|K(t, s)\right| d \mu (t), c_{2} = \operatorname {ess} \sup_{t \in T} \int_{T}\left|K(t, s)\right| d \mu (s).

Prove that the operator (Ax)(t)=∫TK(t,s)x(s)dμ(s),t∈T(A x)(t) = \int_{T} K(t, s) x(s) d \mu (s), t \in T, has the following properties:

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(1)

if c1<+∞c_{1} < +\infty, then A∈L(L1(T,μ))A \in \mathcal{L}\left(L_{1}(T, \mu )\right) and ∥A∥≤c1\left\| A\right\| \leq c_{1};

(2)

if c1<+∞,c2<+∞c_{1} < +\infty , c_{2} < +\infty, then A∈L(Lp(T,μ))A \in \mathcal{L}\left(L_{p}(T, \mu )\right) and ∥A∥≤c11pc21q,1<p<+∞;\left\| A\right\| \leq c_{1}^{\frac{1}{p}} c_{2}^{\frac{1}{q}}, 1 < p < +\infty ;

(3)

under the conditions of item (2) the operator AA is not necessarily compact in the space Lp(T,μ),1≤p<+∞L_{p}(T, \mu ), 1 \leq p < +\infty, even if μ(T)<+∞\mu (T) < +\infty;

(4)

if 1<p<+∞,c2<+∞,μ(T)<+∞1 < p < +\infty , c_{2} < +\infty , \mu (T) < +\infty and

c1,n=ess⁡sup⁡s∈T∫Bn(s)∣K(t,s)∣dμ(t)→0,n→∞ c_{1, n} = \underset {s \in T}{\operatorname {ess} \sup } \int _{B_{n}(s)}\left|K(t, s)\right| d \mu (t) \rightarrow 0, n \rightarrow \infty

where Bn(s)={t∈T∣∣K(t,s)∣>n},n≥1,s∈TB_{n}(s) = \left\{ t \in T \mid \left|K(t, s)\right| > n\right\} , n \geq 1, s \in T, then A∈S∞(Lp(T,μ))A \in S_{\infty }\left(L_{p}(T, \mu )\right).

Problem 10.90

Let K:R→CK: \mathbb {R} \rightarrow \mathbb {C} be a 2π2 \pi-periodic Lebesgue measurable function and K∈L1([0,2π])K \in L_{1}(\left[0,2 \pi \right]). Prove that for 1<p<+∞1 < p < +\infty the operator

(Ax)(t)=∫02πK(t−s)x(s)ds,t∈[0,2π],x∈Lp([0,2π]) (A x)(t) = \int _{0}^{2 \pi } K(t-s) x(s) d s, t \in [0,2 \pi ], x \in L_{p}(\left[0,2 \pi \right])

is compact.

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Problem 10.91

Prove the compactness of the operator A:X→XA: X \rightarrow X, defined by the formula (Ax)(t)=∫abK(t,s)x(s)ds,t∈[a,b],x∈X(A x)(t) = \int_{a}^{b} K(t, s) x(s) d s, t \in [a, b], x \in X, if

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(1)

X=C([a,b]),K:[a,b]2→RX = C(\left[a, b\right]), K:\left[a, b\right]^{2} \rightarrow \mathbb {R} is a Lebesgue measurable function such that K(t,⋅)∈L1([a,b])K(t, \cdot ) \in L_{1}(\left[a, b\right]) for all t∈[a,b]t \in [a, b], and

∀t0∈[a,b]:∫ab∣K(t,s)−K(t0,s)∣ds→0,t→t0 \forall t_{0} \in [a, b]: \int _{a}^{b}\left|K(t, s)-K\left(t_{0}, s\right)\right| d s \rightarrow 0, t \rightarrow t_{0}
(2)

X=C([a,b]),K(t,s)=K0(t,s)∣t−s∣α,(t,s)∈[a,b]2,t≠sX = C(\left[a, b\right]), K(t, s) = \frac{K_{0}(t, s)}{\left|t-s\right|^{\alpha }},(t, s) \in [a, b]^{2}, t \neq s, where K0∈C([a,b]2),α<1;K_{0} \in C\left(\left[a, b\right]^{2}\right), \alpha < 1 ;

(3)

X=L2([a,b]),K(t,s)=K0(t,s)∣t−s∣α,(t,s)∈[a,b]2,t≠sX = L_{2}(\left[a, b\right]), K(t, s) = \frac{K_{0}(t, s)}{\left|t-s\right|^{\alpha }},(t, s) \in [a, b]^{2}, t \neq s, where K0∈L∞([a,b]2),α<1K_{0} \in L_{\infty }\left(\left[a, b\right]^{2}\right), \alpha < 1.

Problem 10.92

Let u∈L1(R)u \in L_{1}(\mathbb {R}). Prove that the operator

(Ax)(t)=∫Ru(t−s)x(s)ds,t∈R,x∈L2(R) (A x)(t) = \int _{\mathbb {R}} u(t-s) x(s) d s, t \in \mathbb {R}, x \in L_{2}(\mathbb {R})

is linear and continuous in L2(R)L_{2}(\mathbb {R}). Under what conditions on the function uu is the operator AA compact?

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Problem 10.93

Let u∈L1([0,+∞))u \in L_{1}([0,+\infty )) and (Ax)(t)=∫0tu(t−s)x(s)ds,t∈[0,+∞),x∈L2([0,+∞))(A x)(t) = \int_{0}^{t} u(t-s) x(s) d s, t \in [0,+\infty ), x \in L_{2}([0,+\infty )). Prove that A∈L(L2([0,+∞)))A \in \mathcal{L}\left(L_{2}([0,+\infty ))\right). Under what conditions on the function uu is the operator AA compact?

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Problem 10.94

Let u∈L1([0,+∞))u \in L_{1}([0,+\infty )) and (Ax)(t)=∫0+∞u(t+s)x(s)ds,t∈[0,+∞),x∈L2([0,+∞))(A x)(t) = \int_{0}^{+\infty } u(t+s) x(s) d s, t \in [0,+\infty ), x \in L_{2}([0,+\infty )). Prove that

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(1)

A∈L(L2([0,+∞)))A \in \mathcal{L}\left(L_{2}([0,+\infty ))\right);

(2)

if ∫0+∞t∣u(t)∣2dt<+∞\int_{0}^{+\infty } t\left|u(t)\right|^{2} d t < +\infty, then A∈S∞(L2([0,+∞)))A \in S_{\infty }\left(L_{2}([0,+\infty ))\right).

Problem 10.95

Let (Ax)(t)=∫0+∞x(s)t+sds,t∈[0,+∞),x∈L2([0,+∞))(A x)(t) = \int_{0}^{+\infty } \frac{x(s)}{t+s} d s, t \in [0,+\infty ), x \in L_{2}([0,+\infty )). Prove that

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(1)

A∈L(L2([0,+∞)))A \in \mathcal{L}\left(L_{2}([0,+\infty ))\right);

(2)

A∉S∞(L2([0,+∞)))A \notin S_{\infty }\left(L_{2}([0,+\infty ))\right).

Problem 10.96
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(1)

Prove that the operator A:L1([0,1])→L1([0,1])A: L_{1}(\left[0,1\right]) \rightarrow L_{1}(\left[0,1\right]), defined by the formula (Ax)(t)=∫0tx(s)ds,t∈[0,1],x∈L1([0,1])(A x)(t) = \int_{0}^{t} x(s) d s, t \in [0,1], x \in L_{1}(\left[0,1\right]), is compact.

(2)

Provide an example of a bounded Borel function K:[0,1]2→RK:\left[0,1\right]^{2} \rightarrow \mathbb {R} such that the operator A:L1([0,1])→L1([0,1])A: L_{1}(\left[0,1\right]) \rightarrow L_{1}(\left[0,1\right]), defined by the formula

(Ax)(t)=∫01K(t,s)x(s)ds,t∈[0,1],x∈L1([0,1]) (A x)(t) = \int _{0}^{1} K(t, s) x(s) d s, t \in [0,1], x \in L_{1}(\left[0,1\right])

is not compact.

Problem 10.97

Let Cb(R)C_{b}(\mathbb {R}) be the linear space of continuous functions which are bounded on R\mathbb {R} endowed with the norm ∥x∥=sup⁡t∈R∣x(t)∣,x∈Cb(R)\left\| x\right\| = \sup_{t \in \mathbb {R}}\left|x(t)\right|, x \in C_{b}(\mathbb {R}), and let a function K∈C(R2)K \in C\left(\mathbb {R}^{2}\right) be such that sup⁡t∈RR∣K(t,s)∣ds<∞\sup_{t \in \mathbb {R} \mathbb {R}}\left|K(t, s)\right| d s < \infty. Consider the integral operator

(Ax)(t)=∫RK(t,s)x(s)ds,t∈R,x∈Cb(R) (A x)(t) = \int _{\mathbb {R}} K(t, s) x(s) d s, t \in \mathbb {R}, x \in C_{b}(\mathbb {R})

Prove that

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(1)

A∈L(Cb(R))A \in \mathcal{L}\left(C_{b}(\mathbb {R})\right);

(2)

it is not necessarily that A∈S∞(Cb(R))A \in S_{\infty }\left(C_{b}(\mathbb {R})\right).

Problem 10.98

Let X=C([0,1])X = C(\left[0,1\right]) or X=Lp([0,+∞)),1<p<+∞X = L_{p}([0,+\infty )), 1 < p < +\infty. The operator AA is defined by the formula (Ax)(t)=1t∫0tx(s)ds,t>0,x∈X(A x)(t) = \frac{1}{t} \int_{0}^{t} x(s) d s, t > 0, x \in X (in the case of X=C([0,1])X = C(\left[0,1\right]) additionally (Ax)(0):=x(0))(A x)(0): = x(0)). Prove that

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(1)

A∈L(C([0,1]));A \in \mathcal{L}(C(\left[0,1\right])) ;

(2)

A∉S∞(C([0,1]))A \notin S_{\infty }(C(\left[0,1\right]));

(3)

A∈L(Lp([0,+∞)));A \in \mathcal{L}\left(L_{p}([0,+\infty ))\right) ;

(4)

A∉S∞(Lp([0,+∞)))A \notin S_{\infty }\left(L_{p}([0,+\infty ))\right).