Section 4.2

Compact sets in specific normed spaces

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Problem 4.39

Let MM be an equicontinuous set in the space C[0,1]C[0,1]. Let a sequence of functions from MM converge pointwise to a continuous function xx. Prove that this sequence also converges in norm to the same limit.

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Problem 4.40

Which of the sets listed below are precompact in the space C[0,1]C[0,1]:

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(a)

{tn}n∈N\left\{ t^{n}\right\}_{n \in \mathbb {N}};

(b)

{sin⁡(t+n)}n∈N\left\{ \sin (t+n)\right\}_{n \in \mathbb {N}};

(c)

{sin⁡αt}α∈R\left\{ \sin \alpha t\right\}_{\alpha \in \mathbb {R}};

(d)

{sin⁡αt}α∈[0,1]\left\{ \sin \alpha t\right\}_{\alpha \in [0,1]};

(e)

{arctg⁡αt}α∈R\left\{ \operatorname {arctg} \alpha t\right\}_{\alpha \in \mathbb {R}};

(f)

{et−α}α⩾0\left\{ e^{t-\alpha }\right\}_{\alpha \geqslant 0};

(g)

{t2n−tn}n∈N\left\{ t^{2 n}-t^{n}\right\}_{n \in \mathbb {N}};

(h)

{tn+1−tn}n∈N\left\{ t^{n+1}-t^{n}\right\}_{n \in \mathbb {N}};

(i)

{1−tn}n∈N\left\{ \sqrt{1-t^{n}}\right\}_{n \in \mathbb {N}}?

Problem 4.41

Is the set precompact in the space C[0,1]C[0,1]

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(a)

M1={x(t)=∫0ty(s)ds:y∈C[0,1],∥y∥C[0,1]⩽1}M_{1} = \left\{ x(t) = \int_{0}^{t} y(s) d s: y \in C[0,1],\left\| y\right\|_{C[0,1]} \leqslant 1\right\};

(b)

M2={x(t)=∑n=1∞bnt2+n:∑n=1∞∣bn∣n⩽1}M_{2} = \left\{ x(t) = \sum_{n = 1}^{\infty } \frac{b_{n}}{t^{2}+n}: \sum_{n = 1}^{\infty } \frac{\left|b_{n}\right|}{n} \leqslant 1\right\};

(c)

M3={x(t)=∫01y(s)t2+s2+1ds:y∈C[0,1],∥y∥C[0,1]⩽1}M_{3} = \left\{ x(t) = \int_{0}^{1} \frac{y(s)}{t^{2}+s^{2}+1} d s: y \in C[0,1],\left\| y\right\|_{C[0,1]} \leqslant 1\right\}?

Problem 4.42

Is the set precompact in the space C[a,b]C[a, b]

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(a)

M1={x(t)∈C1[a,b]:∣x(a)∣⩽C1,∫ab∣x′(t)∣dt⩽C2}M_{1} = \left\{ x(t) \in C^{1}[a, b]:\left|x(a)\right| \leqslant C_{1}, \int_{a}^{b}\left|x^{\prime }(t)\right| d t \leqslant C_{2}\right\};

(b)

M2={x(t)∈C1[a,b]:∣x(a)∣⩽C1,∫ab∣x′(t)∣2dt⩽C2}M_{2} = \left\{ x(t) \in C^{1}[a, b]:\left|x(a)\right| \leqslant C_{1}, \int_{a}^{b}\left|x^{\prime }(t)\right|^{2} d t \leqslant C_{2}\right\};

(c)

M3={x(t)∈C1[a,b]:∫ab(∣x(t)∣2+∣x′(t)∣2)dt⩽C}M_{3} = \left\{ x(t) \in C^{1}[a, b]: \int_{a}^{b}\left(|x(t)|^{2}+\left|x^{\prime }(t)\right|^{2}\right) d t \leqslant C\right\}?

Problem 4.43

(V. D. Erokhin). Prove that every compact of diameter dd in the space C[0,1]C[0,1] lies in some closed ball of radius d/2d / 2 (i.e., its Chebyshev radius equals d/2d / 2). Prove that for Hilbert spaces (of dimension greater than 1) this is false.

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Problem 4.44

Prove that a set MM in the space Cn[0,1],n=1,2,…C^{n}[0,1], n = 1,2, \ldots, is precompact if and only if it is bounded and the set MnM_{n} of functions {x(n)(t):x∈M}\left\{ x^{(n)}(t): x \in M\right\} is equicontinuous.

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Problem 4.45

Is it true that a set MM in the space Cn[0,1],n=1,2,…C^{n}[0,1], n = 1,2, \ldots, is precompact if and only if the set MnM_{n} from the previous problem is precompact in C[0,1]C[0,1]?

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Problem 4.46

Give an example of a set MM of continuously differentiable functions, precompact in the space C[0,1]C[0,1], but not precompact in the space C1[0,1]C^{1}[0,1].

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Problem 4.47

Is the set of analytic functions precompact in the space C1[0,1]C^{1}[0,1]

M={x(t)∈C1[0,1]:∥x∥C1<1,x(t)=∑k=0∞aktk} M = \left\{ x(t) \in C^{1}[0,1]:\left\| x\right\| _{C^{1}} < 1, x(t) = \sum _{k = 0}^{\infty } a_{k} t^{k}\right\}

where the series converges in a disk D⊂CD \subset \mathbb {C} containing [0,1][0,1]?

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Problem 4.48

Prove the statement:

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(a)

item 2;

(b)

item 3;

(c)

item 4;

(d)
  • item 5 from the list of precompactness criteria at the beginning of §4.2.
Problem 4.49

Under what condition on the sequence {ak}k=1∞\left\{ a_{k}\right\}_{k = 1}^{\infty } is the parallelepiped Π{ak}={x∈lp:∣xn∣⩽an}\Pi_{\left\{ a_{k}\right\} } = \left\{ x \in l_{p}:\left|x_{n}\right| \leqslant a_{n}\right\} precompact in the space lp(1⩽p<∞)l_{p}(1 \leqslant p < \infty )?

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Problem 4.50

Under what condition on the sequence {ak}k=1∞\left\{ a_{k}\right\}_{k = 1}^{\infty } is the ellipsoid E{ak}={x∈l2:∑n=1∞∣xn∣2an2⩽1}E_{\left\{ a_{k}\right\} } = \left\{ x \in l_{2}: \sum_{n = 1}^{\infty } \frac{\left|x_{n}\right|^{2}}{a_{n}^{2}} \leqslant 1\right\} precompact in the space l2l_{2}?

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Problem 4.51

Prove that any compact set M⊂l2M \subset l_{2} is contained in some ellipsoid of the form {x∈l2:∑n=1∞∣xn∣2an2⩽1}\left\{ x \in l_{2}: \sum_{n = 1}^{\infty } \frac{\left|x_{n}\right|^{2}}{a_{n}^{2}} \leqslant 1\right\}, where an→0a_{n} \rightarrow 0.

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Problem 4.52

Prove the precompactness in the space l1l_{1} of the set M={x:∑n=1∞n∣xn∣⩽1}M = \left\{ x: \sum_{n = 1}^{\infty } n\left|x_{n}\right| \leqslant 1\right\}.

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Problem 4.53

Is the set M={x:xn=∫01y(s)n2+s2ds}M = \left\{ x: x_{n} = \int_{0}^{1} \frac{y(s)}{n^{2}+s^{2}} d s\right\} precompact in the space l1l_{1}, where the functions yy are chosen from the closed unit ball of the space C[0,1]C[0,1]?

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Problem 4.54

For which values of the parameters α∈R\alpha \in \mathbb {R} and β>0\beta > 0 is the set Mα,β={x∈lp:∑n=1∞nα∣xn∣β⩽1}M_{\alpha , \beta } = \left\{ x \in l_{p}: \sum_{n = 1}^{\infty } n^{\alpha }\left|x_{n}\right|^{\beta } \leqslant 1\right\} precompact in the space lp(1⩽p<∞)l_{p} (1 \leqslant p < \infty )?

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Problem 4.55

Is the set

M={x∈l1:xn=∫−ππy(t)cos⁡ntdt,y∈C1[−π,π],∥y∥C1⩽1} M = \left\{ x \in l_{1}: x_{n} = \int _{-\pi }^{\pi } y(t) \cos n t d t, y \in C^{1}[-\pi , \pi ],\left\| y\right\| _{C^{1}} \leqslant 1\right\}

precompact in the space l1l_{1}?

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Problem 4.56

Let HH be a Hilbert space, {en}1∞\left\{ e_{n}\right\}_{1}^{\infty } an orthonormal basis in it. Prove that a set MM is precompact in HH if and only if it is bounded and for every ε>0\varepsilon > 0 there exists N∈NN \in \mathbb {N} such that ∑k=N∞∣(x,ek)∣2<ε2\sum_{k = N}^{\infty }\left|\left(x, e_{k}\right)\right|^{2} < \varepsilon^{2} for all x∈Mx \in M.

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Problem 4.57

Is the set {sin⁡(πnt)}n=1∞\left\{ \sin (\pi n t)\right\}_{n = 1}^{\infty } precompact in the space Lp[0,1],p∈[1,∞]L_{p}[0,1], p \in [1, \infty ]?

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Problem 4.58

Prove that if {φα}α∈Λ\left\{ \varphi_{\alpha }\right\}_{\alpha \in \Lambda } is a precompact set of functions in C[a,b]C[a, b], then the set {xα=φαθ}α∈Λ\left\{ x_{\alpha } = \varphi_{\alpha } \theta \right\}_{\alpha \in \Lambda }, where θ\theta is a fixed function from L2[a,b]L_{2}[a, b], is precompact in L2[a,b]L_{2}[a, b].

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Problem 4.59

Prove that a set MM in the space Wpn[0,1],1⩽p<∞,n=1,2,…W_{p}^{n}[0,1], 1 \leqslant p < \infty , n = 1,2, \ldots, is precompact if and only if it is bounded and for every ε>0\varepsilon > 0 there exists δ>0\delta > 0 such that for all x∈Mx \in M and h∈[0,δ]h \in [0, \delta ] the inequality holds

(∫01−h∣x(n)(t+h)−x(n)(t)∣pdt)1/p<ε \left(\int _{0}^{1-h}\left|x^{(n)}(t+h)-x^{(n)}(t)\right|^{p} d t\right)^{1 / p} < \varepsilon
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Problem 4.60

Determine whether the sets Ma={n−asin⁡(nt)}n=1∞M_{a} = \left\{ n^{-a} \sin (n t)\right\}_{n = 1}^{\infty } are precompact for a∈[0,1]a \in [0,1] in the spaces:

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(a)

C[0,1]C[0,1],

(b)

C1[0,1];C^{1}[0,1] ;

(c)

Wp1[0,1],p∈[1,∞)W_{p}^{1}[0,1], p \in [1, \infty ).

Problem 4.61

Is the unit ball of the space C1[a,b]C^{1}[a, b] precompact in the space C[a,b]C[a, b]?

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Problem 4.62

Prove the compactness of the embeddings:

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(a)

Cn+1[0,1]⋐Cn[0,1]C^{n+1}[0,1] \Subset C^{n}[0,1];

(b)

W21[0,1]⋐L2[0,1]W_{2}^{1}[0,1] \Subset L_{2}[0,1];

(c)

W21[0,1]⋐C[0,1]W_{2}^{1}[0,1] \Subset C[0,1];

(d)

l2,n⋐l2l_{2, n} \Subset l_{2} (see problem 3.13).

Problem 4.63

Prove that the following embeddings of spaces are not compact:

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(a)

c0⊂c⊂l∞c_{0} \subset c \subset l_{\infty };

(b)

lp1⊂lp2⊂c0l_{p_{1}} \subset l_{p_{2}} \subset c_{0}, where 1⩽p1<p2⩽∞1 \leqslant p_{1} < p_{2} \leqslant \infty;

(c)

C0(R)⊂BC(R)C_{0}(\mathbb {R}) \subset B C(\mathbb {R});

(d)

C[0,1]⊂Lp[0,1]C[0,1] \subset L_{p}[0,1], where p∈[1,∞]p \in [1, \infty ];

(e)

Lp1[0,1]⊂Lp2[0,1]L_{p_{1}}[0,1] \subset L_{p_{2}}[0,1], where 1⩽p2<p1<∞1 \leqslant p_{2} < p_{1} < \infty.