Section 11.1

General properties of compact operators

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Problem 11.1

Prove that an operator A∈B(X,Y)A \in \mathcal{B}(X, Y) is compact if and only if the image of the unit ball in XX is a precompact set in YY.

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Problem 11.2

Prove that a finite linear combination of compact operators is a compact operator.

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Problem 11.3

Prove that the composition of a compact and a bounded operator (in either order) is a compact operator.

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Problem 11.4

Prove that if {An}1∞\left\{ A_{n}\right\}_{1}^{\infty } are compact operators and An⇉AA_{n} \rightrightarrows A, then AA is also a compact operator.

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Problem 11.5

(J. Calkin, 1941). Let H be a separable Hilbert space. Prove that the unique nontrivial proper closed two-sided ideal in B(H)\mathcal{B}(H) is K(H)\mathcal{K}(H).

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Problem 11.6

Let XX and YY be Banach spaces, A∈K(X,Y)A \in \mathcal{K}(X, Y). Prove that AA can have a right inverse operator only in the case dim⁡Y<∞\operatorname {dim} Y < \infty. Prove that AA can have a left inverse operator only in the case dim⁡X<∞\operatorname {dim} X < \infty.

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Problem 11.7

Give an example of a sequence of compact operators {An}1∞\left\{ A_{n}\right\}_{1}^{\infty } in a Banach space XX such that An→sA∈B(X)A_{n} \xrightarrow {s} A \in \mathcal{B}(X), but AA is not a compact operator.

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Problem 11.8

Let XX and YY be normed spaces, A∈B(X,Y)A \in \mathcal{B}(X, Y). Prove that if dim⁡(Im⁡A)<∞\operatorname {dim}(\operatorname {Im} A) < \infty, then AA is compact.

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Problem 11.9

Let XX be a Banach space, A∈K(X,Y)A \in \mathcal{K}(X, Y), and let Y0⊂Im⁡AY_{0} \subset \operatorname {Im} A be a closed subspace. Prove that dim⁡Y0<∞\operatorname {dim} Y_{0} < \infty.

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Problem 11.10

Give an example of Banach spaces XX and YY and a non-compact operator A∈B(X,Y)A \in \mathcal{B}(X, Y) such that Im⁡A\operatorname {Im} A contains no infinite-dimensional closed subspaces.

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Problem 11.11

Let A∈B(X)A \in \mathcal{B}(X), where XX is a Banach space, and Im⁡A=X\operatorname {Im} A = X. Can the operator AA be compact?

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Problem 11.12

Let XX and YY be Banach spaces, A∈K(X,Y),B∈B(X,Y)A \in \mathcal{K}(X, Y), B \in \mathcal{B}(X, Y) and Im⁡B⊂Im⁡A\operatorname {Im} B \subset \operatorname {Im} A. Prove that B∈K(X,Y)B \in \mathcal{K}(X, Y).

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Problem 11.13

Let XX and YY be normed spaces, the operator A∈K(X,Y)A \in \mathcal{K}(X, Y). Prove that the space (Im⁡A,∥⋅∥Y)(\operatorname {Im} A,\left\| \cdot \right\|_{Y}) is separable.

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Problem 11.14

Let XX be a Banach space. Prove that the identity operator on it is compact if and only if XX is finite-dimensional.

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Problem 11.15

Prove that a projection operator in a Banach space is compact if and only if it is finite-dimensional.

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Problem 11.16

Let XX be a reflexive Banach space, let X∗X^{*} be separable, and A∈K(X)A \in \mathcal{K}(X). Prove that the image of the closed unit ball A(Bˉ(0,1))A(\bar{B}(0,1)) is a compact set. 1

Theorem 14.4 (S. Banach, 1932; L. Alaoglu, 1940): Let XX be a linear normed space. The closed unit ball of XX is compact in the weak topology if and only if XX is reflexive.

Footnotes

  1. The statement of the problem remains valid even without the condition of separability of the dual space (for the proof one must use Theorem 14.4). ↩

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Problem 11.17

Let XX be a Banach space. Prove that if for every operator A∈K(X)A \in \mathcal{K}(X) the image of the closed unit ball A(Bˉ(0,1))A(\bar{B}(0,1)) is a compact set, then the space XX is reflexive.

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Problem 11.18

Is it true that if in an infinite-dimensional normed space A2=0A^{2} = 0, then the operator AA is compact?

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Problem 11.19

Let XX be an infinite-dimensional Banach space, the operator A∈K(X)A \in \mathcal{K}(X), and the polynomial P(z)=anzn+an−1zn−1+…+a0P(z) = a_{n} z^{n}+a_{n-1} z^{n-1}+\ldots +a_{0}. Prove that if a0≠0a_{0} \neq 0, then P(A)≠0P(A) \neq 0. For an arbitrary polynomial P(z)P(z) with coefficient a0=0a_{0} = 0, give an example of a compact operator AA for which P(A)=0P(A) = 0.

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Problem 11.20

Prove that similar operators (see Definition 9.4) are either both compact or both non-compact.

Definition 9.4: Let XX and YY be normed spaces, A∈B(X)A \in \mathcal{B}(X), B∈B(Y)B \in \mathcal{B}(Y). The operators AA and BB are called similar if there exists a bounded operator SS with bounded inverse (that is, S∈IB(Y,X)S \in \mathcal{I B}(Y, X)) such that AS=SBA S = S B (notation A∼BA \sim B).

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Problem 11.21

Prove that a compact operator carries every weakly convergent sequence into a sequence convergent in norm.

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Problem 11.22

Prove that an operator in a reflexive space carrying every weakly convergent sequence into a sequence convergent in norm is compact. Give an example of an operator in a nonreflexive space carrying every weakly convergent sequence into a sequence convergent in norm, but which is not compact.

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Problem 11.23

Let XX and YY be Banach spaces, A∈K(X,Y)A \in \mathcal{K}(X, Y), the sequence xn⇀xx_{n} \rightharpoonup x in XX, the sequence fn⇀∗ff_{n} \stackrel{*}{\rightharpoonup } f in Y∗Y^{*}. Prove that fn(Axn)→f(Ax)f_{n}\left(A x_{n}\right) \rightarrow f(A x).

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Problem 11.24

Let XX and YY be Banach spaces, with YY separable. Let A∈B(X,Y)A \in \mathcal{B}(X, Y), and let the operator A′A^{\prime } carry every ∗*-weakly convergent sequence in Y∗Y^{*} into a sequence convergent in norm in X∗X^{*}. Prove that AA is compact.

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Problem 11.25

Let a Banach space XX be reflexive, and let X∗X^{*} be separable. Prove that every compact operator A∈K(X)A \in \mathcal{K}(X) attains its norm on the closed unit ball 1. Give an example of a compact operator in a nonreflexive space that does not attain its norm on the closed unit ball.

Theorem 14.4 (S. Banach, 1932; L. Alaoglu, 1940): Let XX be a linear normed space. The closed unit ball of XX is compact in the weak topology if and only if XX is reflexive.

Footnotes

  1. The statement of the problem remains valid even without the condition of separability of the dual space (for the proof one must use Theorem 14.4). ↩

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Problem 11.26

Prove that Sp⁡(X,Y)\operatorname {Sp}(X, Y) is a (in general, non-closed) linear subspace of K(X,Y)\mathcal{K}(X, Y). Prove that dim⁡Sp⁡(X,Y)=∞\operatorname {dim} \operatorname {Sp}(X, Y) = \infty, if dim⁡X=∞\operatorname {dim} X = \infty or dim⁡Y=∞\operatorname {dim} Y = \infty.

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Problem 11.27

On the linear space Sp⁡(X,Y)\operatorname {Sp}(X, Y) introduce the norm

∥A∥Sp⁡(X,Y)=inf⁡∑k=1∞∥Ak∥, \left\| A\right\| _{\operatorname {Sp}(X, Y)} = \inf \sum _{k = 1}^{\infty }\left\| A_{k}\right\| ,

where the infimum is taken over all representations of the operator AA as the sum of an absolutely convergent series A=∑k=1∞AkA = \sum_{k = 1}^{\infty } A_{k} of one-dimensional operators. Prove that this function satisfies the axioms of a norm. Prove the estimate ∥A∥B(X,Y)⩽∥A∥Sp(X,Y)\left\| A\right\|_{\mathcal{B}(X, Y)} \leqslant \left\| A\right\|_{\mathrm{Sp}(X, Y)}. Prove that the space Sp⁡(X,Y)\operatorname {Sp}(X, Y) is Banach with respect to the introduced norm.

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Problem 11.28

Prove that any Banach space in which there is a countable Schauder basis has the approximation property. Prove that any (not necessarily separable) Hilbert space has the approximation property.

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Problem 11.29

Suppose that a Schauder basis exists in a Banach space XX. Prove that the closure of the subspace of finite-dimensional operators in the sense of strong operator convergence in B(X)\mathcal{B}(X) coincides with B(X)\mathcal{B}(X).

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